Landslides (Disaster Management)

Last Updated: September 2024 (Landslides (Disaster Management))

Landslides (Disaster Management)

This article deals with ‘Landslides (Disaster Management).’ This is part of our series on ‘Disaster Management’, an important pillar of the GS-3 syllabus. For more articles, you can click here.


Introduction

Landslides (Disaster Management)
  • A landslide is a geological phenomenon characterized by the sudden movement of large masses of rocks, debris, or Earth down the slopes of mountains or hills. 
  • This natural event occurs when the stability of the slope is compromised, leading to the downward displacement of materials. Landslides frequently occur in conjunction with other natural disasters, such as earthquakes, floods, and volcanic eruptions. 
  • In the case of India, it is considered one of the top five countries globally that are prone to landslides. The combination of steep slopes, heavy monsoon rains, seismic activity, and human activities such as deforestation and improper land use practices further increases the risk of landslides in India.

Reasons for Landslides

  1. Geological Causes: The presence of weak, sensitive, and weathered materials on slopes makes them more prone to landslides. 
  2. Morphological Causes: Tectonically active mountainous regions are inherently more susceptible to landslides due to the constant movement of the Earth’s crust. 
  3. Global Warming: Intense and prolonged rainfall can saturate the soil, reducing its stability and triggering landslides. The rising global temperatures also contribute to permafrost degradation in cold regions, causing the ground to become unstable and prone to landslides.
  4. Large-Scale Construction in Hilly Areas: Extensive construction activities in hilly regions, dynamite blasting and the vibrations caused by heavy machinery during construction can weaken the slopes, resulting in landslides.
  5. Large-Scale Deforestation: Indiscriminate cutting down of trees in hilly areas has adverse effects on slope stability as trees play a crucial role in anchoring soil with their roots.


Main places of occurrence in India

Landslide Prone Areas in India

The Himalayas and Western Ghats are prominent regions prone to landslides due to various geological and environmental factors.

1. Himalayas

  • The Himalayas, characterized by their tectonically unstable younger geological formations, are particularly vulnerable to landslides. Factors like heavy rainfall and human activities (like excessive construction, deforestation and quarrying) also increase the likelihood of landslides.
  • One notable example is the Malpa landslide in 1998, which resulted in significant loss of life and property. In recent years, Uttarakhand has witnessed a high incidence of landslides.

2. Western Ghats

Western Ghats, bordering Tamil Nadu, Karnataka, Kerala, and the west coast of India, are relatively more tectonically stable. However, despite being composed of hard rocks, landslides and debris avalanches do occur in this region because

  •  The Western Ghats have steeper slopes with almost vertical cliffs, which contribute to the instability of the terrain. 
  • Mechanical weathering resulting from temperature changes and the heavy rainfall received over short periods further increase the susceptibility to landslides. Large-scale conversion of forest land to rubber plantations (soil holding capacity of plantation crops is lower than forest trees)
  • Large-scale conversion of forest land to rubber plantations (soil holding capacity of plantation crops is lower than forest trees)
  • Mindless construction in eco-sensitive zones has increased the vulnerability of landslides.

For example, the 2024 Wayanad district landslide was triggered by heavy rainfall of more than 140 mm in 24 hours.

The topography of hilly regions, including the Himalayas and the Western Ghats, makes them inherently prone to landslides. However, human activities such as deforestation, quarrying, and poorly planned land-use changes exacerbate the vulnerabilities of these areas, especially during episodes of heavy rainfall.


Consequences

Destruction of Infrastructure 

  • Roadblock: Landslides can result in the sudden collapse of slopes onto roads and highways, causing blockages and hindering transportation.
  • Destruction of houses and infrastructure: The force exerted by a landslide can demolish structures in its path, resulting in the loss of property and endangering human lives.

Diversion of River Courses

  • In some cases, landslides can alter the natural flow of rivers and streams. When large volumes of soil and rock slide into water bodies, they can dam or divert the course of rivers, leading to flooding in previously unaffected areas.

Impact on Tourism and Livelihood

  • Landslides can have a significant impact on local economies that rely on tourism. 

Environmental Impact

  • The displacement of soil and vegetation can disrupt ecosystems, leading to habitat loss and changes in biodiversity. 
  • Introducing large amounts of sediment into water bodies can degrade water quality, affecting aquatic life and posing risks to human health.

Measures to control Landslides

Measures to control Landslides

Vegetation and Afforestation

  • Planting and maintaining vegetation on slopes can help stabilize the soil and prevent erosion.

Slope Stabilization Techniques

  • Various engineering techniques can be utilized to reinforce unstable slopes. These may include retaining walls, soil nailing, rock bolting, geotextiles, and ground anchors.

Early Warning Systems

  • Installing monitoring equipment such as inclinometers, piezometers, and ground movement sensors can help detect changes in slope stability and provide timely alerts, allowing people to evacuate.

Micro Zonation and Disaster Mapping

  • Identifying hazard-prone zones through geological surveys and micro zonation is crucial for regulating development and preventing the establishment of vulnerable infrastructure.

Proper Governance

  • Construction activities on the hill slopes should be fully regulated. In Uttarakhand, the main cause of landslides is the rampant building of hotels & other buildings on hill slopes in the wake of the tourism boom. 

Terrace Farming

  • Terrace farming should be encouraged instead of Jhumming (Slash and Burn/Shifting Cultivation).

Sustainable Tourism Practices

  • Sustainable tourism practices should be promoted in regions prone to landslides. It includes regulating tourism-related construction activities, ensuring adherence to building codes, and enforcing environmental guidelines

Personal Measures

  • Avoid traveling to hilly places during the rainy season  

Heat Waves (Disaster Management)

Heat Waves (Disaster Management)

This article deals with ‘Heat Waves (Disaster Management).’ This is part of our series on ‘Disaster Management’, an important pillar of the GS-3 syllabus. For more articles, you can click here.


Introduction

  • A heat wave refers to a period in the summer months when temperatures rise significantly above the usual maximum temperature.
  • Countries declare heat waves differently. Indian Meteorological Department declares a Heatwave when
    • departure of 4.5 to 6.4 degrees from the normal is considered a heat wave, while a departure above 6.4 degrees C is considered a severe heat wave.  
    • If the normal temperature of the station is more than 45°C (or 37°C at Hill Station), then a heat wave is to be declared irrespective.  
Heat Waves (Disaster Management)
  • Heat waves predominantly occur in India between March and June and occasionally, in rare instances, even extend into July. The month of May is the peak period for heat waves in India.
  • According to the Lancet Countdown Report, in 2023, every person in India was exposed to 2400 hours of heat that could result in serious heat-related diseases and 1881 billion potential labour hours were lost nationally.

Causes of Heat Waves

1. In North-Central India

  • In North-Central India, heat waves are commonly observed during summer when an area experiences high pressure ( typically formed by Jet Streams). Heat waves occur due to trapped air caused by the downward force of high-pressure systems. This force prevents the air near the ground from rising, creating a cap-like effect that traps warm ground air in place. 
  • Loo: The dry and hot westerly winds originating from Baluchistan, central Pakistan, and the Thar Desert play an important role in the occurrence of heatwaves.

2. In Coastal Areas

  • Coastal areas near the Bay of Bengal frequently encounter a significant number of heat waves due to a phenomenon known as the Matsuno-Gill Response. This response occurs when the sea surface temperature of the Bay of Bengal decreases, leading to the development of low pressure over the area during summers. Consequently, the absence of sea breeze flowing from the Sea towards the land disrupts the moderating effect on the climate in coastal areas, resulting in the formation of heat waves.

3. In Cities

  • Urban areas experience the Urban Heat Island Effect, where cities tend to become hotter due to an abundance of cement and concrete and a lack of tree cover. This effect exacerbates the situation by causing ambient temperatures to feel 3 to 4 degrees Celsius higher than they actually are.

4. Green House Gas (GHG)

  • GHGs contribute to the retention of heat in the Earth’s atmosphere. A stronger greenhouse effect reduces the amount of heat radiation from the Earth that can escape into space.

Impacts of Heat Waves

  • Heat Stroke and Heat Exhaustion: Heat waves pose a significant risk of heat stroke and heat exhaustion.
    • Heat stroke occurs when there is continuous and prolonged exposure to high temperatures, leading to symptoms such as nausea and heat cramps. This condition can result in a rapid rise in body temperature, which can be life-threatening if not treated promptly. 
    • Heat exhaustion, on the other hand, is caused by dehydration due to excessive sweating and inadequate water intake during hot weather.
  • Risk of Wildfires: Prolonged heat waves can increase the risk of wildfires. As the heat wave continues, the lack of moisture in the environment dries out vegetation, creating ideal conditions for the ignition and spread of forest or brush fires.
  • Drought Conditions: Heat waves exacerbate drought conditions. Soaring temperatures during the dry season intensify the impact of water scarcity, affecting millions of people. 
  • Prevents Cloud Formation: Heat waves can hinder cloud formation. The hot and dry conditions suppress the formation of clouds, reducing the chances of rainfall. 
  • Impacts on Outdoor Workers: Heat waves severely threaten outdoor workers, particularly labourers and poor farmers who have no choice but to work in blistering conditions. These individuals are at a higher risk of heat-related illnesses and fatalities due to prolonged exposure to extreme heat.
  • Increased Energy Demands: Sweltering heat waves lead to a surge in energy demand, particularly electricity


Tips to tackle Heat Waves

Institutional

  1. Heat Action Plans (HAPs): HAPs should be prepared at state and city level to soften the impact of Heat Waves.
  2. Raise awareness among citizens about the effects of heat waves.
  3. Implement effective warning systems.
  4. Enhance the skills of healthcare professionals to handle heat wave-related situations.
  5. Modify school and college schedules to conduct classes in the early morning.
  6. Temporarily suspend public wage programs like MGNREGA during the hottest hours of the day (11:30 am to 3:30 pm).


Personal

  1. Stay indoors and avoid direct sunlight, especially during the afternoon period from 11 am to 4 pm.
  2. Utilize air conditioners and coolers to keep cool during this time.
  3. When venturing outside, protect yourself from sunstrokes by wearing a hat and loose clothing.
  4. Stay hydrated by consuming ample amounts of water and fluids. At home, opt for fruit juices and chilled milk smoothies.
  5. When excessive sweating occurs, replenish lost salt and minerals using ORS (Oral Rehydration Solution) and electrolytes.

Tsunami (Disaster Management)

Tsunami (Disaster Management)

This article deals with ‘Tsunami (Disaster Management).’ This is part of our series on ‘Disaster Management’, an important pillar of the GS-3 syllabus. For more articles, you can click here.


Introduction

Tsunami (Disaster Management)

Tsunamis are natural phenomena characterized by the occurrence of large waves in the ocean. These immense waves are primarily generated by sudden movements of the ocean floor, which cause a significant displacement of water. 


Causes of Tsunami

  • Underwater Earthquakes: When an earthquake occurs, particularly if it originates under the ocean or near a coastline, it can lead to the generation of a tsunami. The seismic activity causes the ocean floor to shift abruptly, displacing enormous water. This displacement sets off a series of powerful waves propagating across the ocean, potentially reaching distant shores with devastating consequences.
Formation of Tsunami
Formation of Tsunami

  • Submarine or Terrestrial Landslides: When a significant amount of sediment or rock collapses into the ocean, it displaces water and propagates outward waves.
  • Volcanic Eruptions: Underwater volcanic eruptions can cause substantial disturbances to the ocean floor, leading to water displacement and tsunami formation. Similarly, volcanic collapses or explosions on islands or coastal areas can also generate tsunamis as the force of the eruption interacts with the surrounding water.
  • Asteroid, Meteor, or Comet Strikes: In rare cases, tsunamis can be triggered by bolide impacts, such as asteroid, meteor, or comet strikes. These celestial bodies possess immense kinetic energy, and when they collide with the Earth’s surface or enter the ocean, they create a tremendous displacement of water, resulting in waves propagating outward, forming a tsunami. 

India and Tsunamis

The phenomenon of a tsunami, typically caused by earthquakes near seismically active areas in the Pacific Ocean, was historically uncommon in India. However, in December 2004, India was struck by a devastating tsunami on its east and west coasts, resulting in significant consequences.

  • Waves were  3-10 m high and penetrated 300 metres to 3000 metres inland. 
  • Severe damage to life and property => confirmed death toll in India was 12,405 & 5,640 people are still unaccounted for. 
  • Maximum damage was observed in areas which destroyed their mangroves, forests & doing illegal mining.
  • However, Village Naluvedapathy experienced minimum destruction as they planted trees on the coast. 

Ways to deal with Tsunami

Disaster Risk Reduction (Before Tsunami)

  1. Setting up Early Warning Systems: Installing advanced monitoring equipment and establishing a reliable communication network to detect tsunamis and provide timely warnings to coastal communities.
  2. Structural Mitigation Measures: Constructing sea walls and breakwaters along vulnerable coastal areas to provide a physical barrier against incoming tsunami waves
  3. Mock Drills: Organizing regular mock drills and evacuation exercises to practice emergency response procedures and familiarize residents with evacuation routes and shelter locations.
  4. Planting trees along the coast: Due to the protective benefits of coastal vegetation, such as trees, mangroves, forests, sand dunes, and coastal cliffs. 
  5. Avoiding the destruction of Natural Barriers: Implementing policies and regulations to prevent the destruction of mangroves, forests, sand dunes, and coastal cliffs, as they act as natural buffers against tsunamis.
  6. Setting up proper Administrative Machinery: Establishing efficient administrative systems responsible for monitoring, issuing warnings, and coordinating quick and efficient responses.  

Disaster Response (During Tsunami)

  1. Rapid dissemination of Warnings: Ensuring the prompt transmission of tsunami warnings to relevant authorities, including ports, fisheries, shipping industries, and the general public, using various communication channels.
  2. Quick Evacuation System: Conducting evacuations promptly and efficiently to move people away from the coastal areas to safer locations.
  3. Helping survivors immediately after the Tsunami: Mobilizing emergency response teams to provide immediate assistance to survivors, including medical aid, search and rescue operations, and essential supplies like food, water, clothing, and temporary shelter.

Recovery and Rehabilitation (After Tsunami)

  1. Providing Livelihood Support: Offering assistance and support to affected communities in rebuilding their livelihoods by providing financial aid, vocational training, and resources to help restore businesses.
  2. Providing Housing: Assisting in the reconstruction and rehabilitation of housing for those who have lost their homes in the tsunami. It may involve building resilient and tsunami-resistant structures. 

Indian preparedness for Tsunami

The Indian government has shown significant commitment to enhancing its preparedness for tsunamis.

  1. Tsunami Early Warning System: Government has setup Indian Tsunami Early Warning Centre (ITEWC). The system has been designed to detect and provide warnings within 10 minutes of a submarine earthquake, providing time for the administration to start the evacuation process.
  2. Indian National Centre for Ocean Information Science (INCOIS): It is headquartered in Hyderabad and plays a pivotal role. It serves as the central hub from where all the monitoring and analysis of potential tsunami threats are carried out. 
  3. High Frequency (HF) Radars: These radars allow for the continuous monitoring of coastal currents, which helps in understanding the behaviour of the ocean currents and identifying any abnormal patterns that could potentially indicate the presence of a tsunami. 
  4. Strengthening Infrastructure: India has constructed coastal embankments, sea walls, and tsunami shelters in vulnerable areas to provide safe havens during emergencies.
  5. Public Awareness and Education: The Indian government has initiated extensive awareness campaigns to educate coastal communities about the risks and preparedness measures associated with tsunamis through various mediums such as television, radio, print media, and social media platforms along with Community drills, workshops, and training programs.

Urban Flooding (Disaster Management)

Urban Flooding (Disaster Management)

This article deals with ‘Urban Flooding (Disaster Management).’ This is part of our series on ‘Disaster Management’, an important pillar of the GS-3 syllabus. For more articles, you can click here.


Introduction

Urban Flooding  (Disaster Management)

Urban flooding refers to the situation in urbanized regions where there is an overflow of water due to inadequate drainage capacity. This occurs when stormwater accumulates in urban areas and is unable to find an outlet, leading to inundation and waterlogging.


Causes of Urban Flooding

  • Encroachment of Flood Plains, Mangroves, Wetlands, Lakes, etc.: Rapid urbanization has
    led to the encroachment and destruction of natural water bodies that act
    as natural buffers against flooding. For example,
    • Bengaluru: There were 260 lakes in 1960 and 10 now
    • Mumbai: Mangroves and salt pans have been destroyed for constructing high-end residential buildings 
    • Chennai: Encroachment of wetlands and flood plains 
    • Gurgaon: Encroachment of natural drainage channels that channelized rainwater from Aravallis to Najafgarh jheel.
  • Unprecedented Rainfall: Indian cities experience heavy rainfall during the south-west monsoons. The average monthly rainfall in Mumbai in July is 868 mm. Such intense rainfall events overwhelm the drainage systems and cause urban flooding.
  • Cyclones and Hurricanes: India’s extensive coastline exposes it to tropical cyclones. The development of coastal cities and towns makes them vulnerable to inland flooding and storm surges caused by cyclones.
  •  Unpreparedness in Urban Planning: Many cities lack adequate urban planning and infrastructure to handle urban floods. Unlike cities like Tokyo, which have invested billions in building water discharge tunnels and advanced drainage systems, Indian cities often lack such preparedness.
  • Concretization of Cities: The extensive use of concrete and asphalt in urban areas reduces land permeability. It prevents water from seeping underground, increasing surface runoff and exacerbating the risk of urban flooding.
  • Urban Heat Island Effect: The phenomenon of urban heat islands, where cities experience higher temperatures than the surrounding countryside, can influence rainfall patterns. The hot air over cities can cause rain-bearing clouds to be pushed up, resulting in highly localized and intense rainfall events.
  • Global Warming: Climate change has led to unexpected and extreme changes in rainfall patterns. For instance, Chennai experienced unusually high rainfall in November 2015, with 1200 mm compared to the average of around 400 mm. 
Cities facing Urban Flooding in India

Case Studies

1. Global Examples

1.1 Kuala Lumpur

  • Kuala Lumpur, Malaysia’s capital city, has faced significant challenges with urban flooding due to its geographical location and heavy rainfall.
  • To address this issue, the city has implemented an innovative solution by constructing extensive water discharge tunnels. Tunnels divert excess floodwater away from the city’s densely populated areas. By creating an alternative pathway for water to flow, these tunnels alleviate the burden on the city’s drainage systems and prevent overwhelming floods.

1.2 Tokyo

  • Tokyo constructed a stormwater management system that includes the construction of reservoirs, underground storage facilities, and permeable surfaces to help capture excess rainwater and prevent it from overwhelming the drainage system.
  • Tokyo has prioritized the incorporation of green infrastructure, which can absorb rainwater and reduce runoff.
  • Installed Early Warning Systems
  • The city is flood-prone, but it has installed sensors in more than 30,000 stormwater drains to issue flood warnings in advance.

2. Indian Examples

2.1 Davangere (Karnataka)

Davangere faced recurring urban flooding due to heavy rainfall and inadequate drainage systems. To address this issue, the following was done.

  • Improved the city’s stormwater drainage infrastructure 
  • Desilted water channels
  • Created storage ponds and reservoirs to hold excess water during heavy rains temporarily 

2.2 Agartala (Tripura)

Agartala experienced significant urban flooding due to its geographical location and heavy rainfall patterns. To mitigate the impact of flooding, the city authorities adopted various measures. 

  • Construction of flood protection embankments and bunds along vulnerable areas
  • Development of rainwater harvesting structures, such as ponds and recharge pits, to capture and store rainwater, thereby reducing the burden on the drainage systems. 
  • Improved its sewage and stormwater drainage networks 

Disaster Management for Urban Flooding

Disaster Risk Reduction (Before Urban Flooding)

  1. Disaster Mapping: Conducting comprehensive risk assessments to identify vulnerable areas prone to flooding using geographical and historical data.
  2. Infrastructure Development: Constructing and maintaining flood protection infrastructure such as embankments, levees, and floodwalls and developing reservoirs, retention ponds, and water storage facilities for floodwater management.
  3. Early Warning Systems: Establishing advanced meteorological monitoring systems to predict heavy rainfall and extreme weather events and alert residents and authorities about impending floods.
  4. Conducting public awareness campaigns to educate residents about responding to incidents of urban flooding

Disaster Response (During Urban Flooding)

  1. Emergency Response: Activating emergency response teams and evacuating residents from high-risk areas to designated shelters or safer locations.
  2. Communication and Coordination: Establishing emergency helplines and control rooms to address queries and provide assistance.

Recovery and Rehabilitation (After Urban Flooding)

  1. Damage Assessment and Recovery: Conduct rapid damage
    assessments to determine infrastructure damage and losses.
  2. Long-Term Measures:
    • Conducting post-flood
      analysis and evaluating the effectiveness of existing flood management
      strategies.
    • Updating flood risk maps and
      revisiting urban planning regulations based on lessons learned.
  3. Capacity Building: Training and equipping local authorities and emergency
    response teams to handle future flood events effectively.

Measures Taken by the Government

1. Standard Operating Procedures (SOP) for mitigating Urban Flooding by the Central Government under the Atal Mission for Rejuvenation and Urban Transformation (AMRUT). It lays down a predefined set of directives or responsibilities for public agencies in a city/town in 3 phases: 

  1.  Pre-Monsoon Phase: Preparedness and Planning for Disaster Reduction.  
  2. During Monsoon Phase: Early Warning, Effective Response and Management, and Relief planning and execution
  3. Post-Monsoon Phase: Restoration and Rehabilitation.

2. Sponge Cities Plan by Urban Local Bodies and State Governments to make cities more permeable. Sponge cities involve the use of porous materials and technologies to improve the city’s capacity to absorb rainwater. E.g. use of permeable material for roads and pavement, contiguous open green spaces, green roofs, etc.

3. National Guidelines on Management on Urban Flooding by the National Disaster Management Authority (NDMA)   

Flood (Disaster Management)

Flood (Disaster Management)

This article deals with ‘Flood (Disaster Management).’ This is part of our series on ‘Disaster Management’, an important pillar of the GS-3 syllabus. For more articles, you can click here.


Introduction

Flood (Disaster Management)

The term “flood” is commonly used to describe a situation where the water flowing in rivers, streams, and other bodies of water cannot be contained within natural or artificial banks. 

Floods occur regularly in India, affecting approximately 10% of the country’s total area. However, the impact and frequency of floods have increased due to climate change.


Cause of Floods

Natural Causes

  • Heavy precipitation: India receives all the rainfall in just 4 months. During that period, the discharge of water in the river increases than the capacity of the river, resulting in floods.
  • The river changes its course due to various reasons, such as landslides. By blocking the flow of streams, the landslides cause massive floods.
  • Events such as cloud burst, which results in massive water discharge in a very less period
  • Climate Change: Climate Change led to increased variability in rainfall patterns, with some areas experiencing prolonged dry spells followed by heavy rainfall in a short period. This change in rainfall patterns contributes to flash floods.

Manmade Causes

  • Settlement in Flood Plains: Many towns and cities have been established in floodplains, which are low-lying areas adjacent to rivers and prone to flooding during heavy rainfall or when rivers overflow their banks.  E.g., Construction activities in low-lying areas, such as Alapuzha in Kerala, have made these regions highly vulnerable to flooding.
  • Destruction of Natural Wetlands around the Cities: Wetlands play a vital role in controlling floods by acting as natural sponges that absorb excess water during heavy rains. However, the destruction and encroachment of wetlands for urban development and agriculture have significantly reduced their capacity to absorb and store water. 
  • Environmental Degradation: The Gadgil report on the fragile ecosystem of the Western Ghats, released in 2011, highlighted the detrimental effects of illegal mining and deforestation in the region. These activities have led to extensive encroachment on river fronts, resulting in reduced river carrying capacity and increased siltation in reservoirs located in the Western Ghats. 
  • Deforestation and Soil Erosion: Deforestation, particularly in hilly regions and catchment areas, has a significant impact on flooding in India. Trees and vegetation help to retain rainwater, reduce surface runoff, and stabilize the soil. When forests are cleared for agriculture, urban expansion, or other purposes, the protective cover is lost, leading to higher rates of soil erosion. Increased soil erosion results in more sediment being carried by rivers, leading to siltation and reduced carrying capacity, which in turn contributes to floods.
  • Faulty Dam Management: Dam failures, the release of excessive water during heavy rainfall, or sudden discharges without adequate warning can lead to downstream flooding.  The 2018 floods in Kerala revealed shortcomings in dam management. The dam authorities were unable to assess the situation accurately and failed to provide timely warnings to the affected communities.

Side Topic: Flash Floods

Flash floods are an extreme manifestation of flooding that takes place within a significantly compressed timeframe, resulting in rapid and intense inundation. Unlike conventional floods that may unfold over a longer period and affect larger regions, flash floods are highly localized. 


Causes of Flash floods in India

  1. Cloudbursts: Cloudbursts are sudden, intense rainfall events that occur within a short period in localized areas that overwhelm drainage systems.
  2. The concentration of rainfall during the monsoon season: India receives nearly 75 per cent of its total rainfall during the monsoon season. This concentrated rainfall puts a significant burden on the rivers.
  3. Water exceeding the Dam’s Capacity: Flash floods can also occur when the water level in a dam exceeds its capacity. 
  4. Glacial Lake Overflow: In regions with glaciers, flash floods can be triggered by the overflow of glacial lakes. 

Factors like poor drainage infrastructure, deforestation, and urbanization can also exacerbate the risk of flash floods in certain areas.


Impacts of Floods

Negatives

  • Loss of life and property: Floods can lead to tragic loss of life and widespread destruction of homes, buildings, and infrastructure.
  • Damage to infrastructure: Floodwaters can cause significant damage to roads, bridges, railways, and other infrastructure. 
  • Mass Migration and Economic Disruption: In the aftermath of floods, people may be forced to evacuate their homes. This mass migration can disrupt the social fabric and economic activities.
  • Disease Outbreaks: Floods can create favourable conditions for the outbreak and spread of waterborne diseases, such as cholera, typhoid, and dysentery.
  • Public discontent and loss of trust: When floods occur frequently or result in extensive damage, people may become dissatisfied with the government’s response eroding their trust in the government’s ability to handle future disasters effectively. 

Positives

  • Increased Soil Fertility: Floods can deposit nutrient-rich sediments onto agricultural lands, improving soil fertility. 
  • Water Recharge of Natural Aquifers: Floodwaters can infiltrate into the ground, replenishing natural aquifers and underground water reserves. 
  • Renewal of Wetlands: Floods can play a vital role in renewing and restoring wetland ecosystems.

Ways to deal with Floods

Hard Management Techniques

  1. Dams: Dams play a crucial role in flood management by trapping and storing water during heavy rainfall or snowmelt periods. The stored water can then be released gradually during dry spells.
  2. Embankments or Artificial Levees: These structures are built along riverbanks to contain floodwaters within the river channel, preventing them from spilling into surrounding areas. 
  3. Interlinking of Rivers: Connecting rivers through canal systems or diversion channels can help manage floods by diverting excess water from one river to another.
  4. Flood Walls/Coastal Defences: These structures are constructed around settlements, particularly in coastal areas, to protect them from the impact of floods and storm surges.  
  5. Storage Areas: Constructing temporary storage areas, such as reservoirs or lakes, allows excess water to be pumped out of rivers during flood events.
  6. Dredging the River Basins: Dredging involves removing sediments, debris, and vegetation from river channels, increasing their capacity to carry water. 

Soft Management Techniques

  1. Washlands: Certain sections of the floodplain, known as washlands, are intentionally allowed to flood. These areas are often designated as sports fields or nature parks, serving as controlled flood zones.
  2. Flood Plain Zoning: This technique involves establishing regulations and land-use policies that restrict or discourage development in flood-prone areas.
  3. Afforestation: Planting trees and vegetation in flood-prone areas can help manage floods. The roots of trees absorb water and stabilize soil, reducing erosion and the likelihood of flash floods. 
  4. Warning Systems: Implementing early warning systems can provide timely information about impending floods.
  5. Hydrological Data Sharing: Cooperation and sharing of hydrological data among countries in the upper catchment area of a river basin are vital for effective flood management.

Capacity Building

  1. Flood Education: Raising awareness and providing education about floods, their causes, and appropriate responses can empower communities to better prepare and respond to flood events. 
  2. Emergency Search and Rescue: Developing specialized search and rescue teams trained in flood response can significantly improve emergency operations. 
  3. Emergency Relief: In the aftermath of a flood, providing short-term housing, food, safe water, access to healthcare, and protection for vulnerable groups such as women, children, and the elderly is essential. 

Other Measures

  1. There is a need to promote flood-tolerant “scuba rice”, sugarcane, jute and high-value aquatic crops in regions frequently hit by floods. 
  2. Formulate Nation-wide Silt Management Policy

Concept of the Disaster Management

Concept of the Disaster Management

This article deals with ‘Concept of the Disaster Management.’ This is part of our series on ‘Disaster Management’, an important pillar of the GS-3 syllabus. For more articles, you can click here.


Introduction

  • Natural disasters and crises have been an integral part of human history. The evidence of this can be seen in the rise and fall of the Babylon and Indus Valley civilizations.
  • According to UN statistics, natural disasters kill 1,00,000 people on average and cause property damage worth billions of dollars annually. 
  • Among the top ten natural disaster-prone countries, India stands second after China.


Life Cycle of Disaster

A crisis doesn’t occur abruptly; it goes through a progression that can span from days to months or even decades, contingent upon the factors that give rise to it.

Concept of the Disaster Management

Response at Various Stages of Disaster (in General)

Concept of the Disaster Management

1. Risk Reduction

Disaster risk can be reduced by forecasting the occurrence of hazards well in time and preparing in advance for their onset.  


Methods for Risk Reduction /Mitigation

1. Disaster Mapping

Create a Disaster Map taking the following into account

  • Which disasters are occurring in the area? It can range from natural disasters like earthquakes, floods, hurricanes, and wildfires, to human-induced disasters such as industrial accidents or civil unrest.
  • Analyze historical data to determine the frequency of disasters occurring in the area.
  • Social fragility, i.e. to what extent society is prepared to cope with disaster.
  • Vulnerable populations within the area, such as the elderly, children, people with disabilities, low-income communities, and marginalized groups.

2. Preparation of District Disaster Plans

  • Each District should prepare a District Plan involving all the stakeholders. These stakeholders include government officials, emergency management agencies, local communities, non-governmental organizations, and other critical actors involved in disaster risk reduction and response.

3. Mock Drills

  • All disaster management plans should be tested periodically through mock drills. They involve simulating emergencies and evaluating the response of disaster management plans and procedures.

4. Construction of Major Civil Engineering Structures

These include engineering solutions to prevent disasters, such as 

  • Construction of dams 
  • Diversion channels
  • Cyclone shelters
  • Shelterbelt plantations  
  • Regeneration of mangrove belts in coastal areas

5. Construction of Disaster Resistant Dwellings

  • Disaster Resistant Dwellings are designed and constructed in a manner that reduces vulnerability to various hazards, such as earthquakes, floods, cyclones, and landslides. The National Building Code of India (NBC) plays a significant role in providing guidelines for constructing disaster-resilient buildings 

6. Effective Implementation of Laws

Effective implementation of laws plays a crucial role in disaster risk reduction. Industrial disasters and urban floods often occur due to inadequate planning and weak enforcement of existing laws and regulations. Two notable examples are the Uphaar tragedy and the Bhopal Gas tragedy.

  1. The Uphaar Tragedy, which took place in 1997, involved a fire in the Uphaar Cinema in Delhi, leading to the loss of 59 lives. This incident highlighted the consequences of inadequate safety measures and poor enforcement of regulations in public spaces.
  2. The Bhopal Gas Tragedy of 1984: A gas leak at the Union Carbide pesticide plant in Bhopal resulted in thousands of deaths and long-term health issues for survivors. This incident exposed the shortcomings in industrial safety measures.

7. Installing Early Warning System

Early Warning System and Disaster Management
  • Early Warning Systems are designed to provide timely alerts and warnings regarding upcoming disasters, allowing authorities and communities to take necessary actions to mitigate the potential impact. 
  • The importance of early warning systems has been exemplified by notable events such as the Mexico Earthquake in 2018, where a significant number of lives were saved due to the existence of such a system.
  • Recognizing the significance of early warning systems, the Sendai Framework for Disaster Risk Reduction, a global agreement adopted in 2015, also emphasizes their implementation as a critical component of disaster risk reduction strategies.
  • India has already installed an Early Warning System for Cyclones, Tsunami, Heatwaves etc. 

8. Education

  • Disaster management education needs to be integrated and institutionalized within the formal and informal education systems.
  • The Central Board of Secondary Education (CBSE) has already made significant strides in this direction. They have taken proactive steps to incorporate disaster management education into the curriculum. 

Case Study: Super Cyclone (1999) vs Cyclone Phailin (2013)

The Super Cyclone and Phailin Cyclone case studies show the importance of Disaster Risk Reduction. 

Super Cyclone (Odisha, 1999) 

  • Wind speeds of 270-300 km per hour  
  •  10,000 people killed and lakhs of livestock population. 
  • Over 2 million houses were damaged.

But this damage could have easily been reduced.

Cyclone Phailin (2013)

  • Early Warnings were given to residents near Bhubaneshwar about an impending Cyclone which struck within a week 
  • Casualties were just 50 people dead 

Recent Cyclone Varda in Tamil Nadu & Cyclone Hudhood also showed a similar trend with a death toll not exceeding 10. But the damage to infrastructure is still high. Now reaching the next level, the concern is how to address losses occurring to property – roads, bridges, housing, hospitals, electricity etc. (Note: Sendai calls for a reduction in mortality and the destruction of infrastructure).


2. Emergency Response System / During Disaster 

The Emergency Response System is a comprehensive framework encompassing various components to manage and respond to emergencies effectively.


Components of Emergency Response System

1. Acting on Early Warning System

  • Installing warning systems is not an end in itself. The effectiveness of these systems relies on the ability of the administration to swiftly respond and take appropriate action upon receiving the warning.

2. Rescue

  • Rescue operations must be carried out rapidly as the window of opportunity is usually small.  
  • Using a Disaster map, the most vulnerable points can be identified & resources can be mobilized to rescue people from those areas first. 

3. Quick Trauma Care

After Rescue, the injured must be transferred to the appropriate Trauma Care Facility within the Golden Hour (Golden Hour = first hour after sustaining injury). During this critical Golden Hour, prompt medical intervention can significantly increase the chances of survival and minimize long-term complications for the injured. 

4. Relief

As the rescue operations are on, the phase for providing relief starts. 

  • Ensure that the basic minimum necessities of life, like food, clothing, shelter, security, and basic health and sanitation facilities, are available. 
  • Trauma care and counselling should be made an integral part of the relief operations.

Recovery & Rehabilitation / After Disaster

Recovery differs in different disasters

  • The damage caused by floods, earthquakes and cyclones is much larger than other disasters, and recovery after these disasters pose a challenge. 
  • In disasters like drought, the relief phase is prolonged, and since there is no damage to the infrastructure and property, the rehabilitation is confined to the restoration of livelihoods. 
  • Industrial disasters being quite varied in nature, the rehabilitation in major ones like the ‘Bhopal Gas Tragedy’ could involve rehabilitation efforts spanning over a generation of victims.  

Recovery & Rehabilitation Process

  • The first step is to assess the damage and make a recovery & rehabilitation strategy considering economic, social, political and psychological factors.
  • Under Sendai Framework, the main principle to be followed is – BUILD BACK BETTER. The infrastructure that is to be built should be such that they can survive the next disaster. 
  • Following any major disaster, several players arrive on the scene & ensuring proper coordination among them becomes very important. Without coordination, it leads to duplication of efforts in some areas & gaps in others.   
  • Usually, it is seen that the recovery efforts tend to taper off with time. This decline in recovery effort over time needs to be arrested. 

Ayushman Bharat Scheme (UPSC Notes)

Last Updated: June 2023 (Ayushman Bharat Scheme (UPSC Notes))

Ayushman Bharat Scheme (UPSC Notes)

This article deals with ‘Ayushman Bharat Scheme (UPSC Notes).’ This is part of our series on ‘Society’ (GS 1) and ‘Governance’ (GS 2). For more articles, you can click here.


Models of Health Care

Models of Healthcare across World (case study of Free Market Insurance Based Model vs. Cuba Model of Healthcare)

There are two main models of healthcare that are worth discussing: the Free Market model and the Cuba model.

Model 1: Free Market Model

  • Countries like Japan, Switzerland, Germany, and South Korea rely on the private sector and insurance companies to provide healthcare services. 
  • In these countries, the government does not directly provide healthcare services, but it still has significant control over the system. The government regulates the services offered, sets prices for healthcare services, and establishes protocols for treatment. 
  • If any country, including India, wants to promote a healthcare system that involves the private sector and insurance providers, strict regulation and effective implementation of those regulations are crucial.

Model 2: Cuba Model

  • In Cuba, all healthcare services are provided by the public sector. 
  • The country has made substantial investments in medical education, producing a large number of doctors. These doctors now work under the government to provide healthcare services to the people.

Ayushman Bharat Scheme

Ayushman Bharat has two components i.e.

  1. Health and Wellness Centres 
  2. National Health Protection Scheme 

Component 1: Health and Wellness Centres

  • The government is converting 1.5 lakh existing sub-centres into Health and Wellness Centres. 
  • Services provided in these centres will include 
    1. Pregnancy Care and Maternal Health Services 
    2. Neonatal and Infant Health Services
    3. Child Health
    4. Chronic Communicable Diseases
    5. Management of Mental Illness
    6. Dental Care
    7. Eye Care
    8. Geriatric Care 
    9. Emergency Medicine

Component 2: National Health Protection Scheme (NHPS)

Ayushman Bharat Scheme (UPSC Notes)

10 crore households across the country, constituting 40% of the total population selected based on “deprivation and occupational criteria” as per SECC data, 2011, are covered under this scheme.

The main provisions of the scheme are

  • Annual medical insurance coverage of Rs. 5 lakhs per household.
  • All secondary care & most tertiary care procedures are included.
  • Benefits can be availed both in public as well as empanelled private hospitals. 
  • There is no cap on the family size. 
  • It is Centrally Sponsored with Centre and State sharing 60: 40 (90: 10 in case of Special Category States)
  • Implementing Agency: National Health Authority (NHA) (body under Health Ministry)
  • The scheme includes pre and post-hospitalization expenses as well.
  • It includes transportation allowance per hospitalization.
  • Pre-existing diseases are covered under the scheme.
  • Access is given by cashless health card.
  • Benefits are portable throughout the country.

Significance of the Scheme

  • It leads to massive cuts in the Out of Pocket Expenditure of the patients.
  • It increases access to affordable healthcare, especially for the poor.
  • It has strengthened the public healthcare infrastructure.
  • The scheme has also incentivized the creation of new healthcare infrastructure in rural, remote and under-served areas.

Critical Appraisal of the Scheme

Achievements of the Scheme
  • The Ayushman Bharat Scheme implemented by the Indian government is the largest publicly-funded health program globally.
  • The Ayushman Bharat Scheme has successfully consolidated various health insurance schemes and offers greater health coverage compared to the previous Rashtriya Swasthya Bima Yojana.
  • The scheme has expanded the beneficiary base of health insurance schemes, and several states have achieved universal coverage for their citizens.
  • It incorporates a robust monitoring mechanism, leading to the identification and blacklisting of numerous hospitals involved in fraudulent activities under the scheme.
  • The scheme serves as a solution to address the issue of rising out-of-pocket healthcare expenditure, which often leads to individuals falling into a cycle of poverty.
Limitations of the Scheme
  • Limited Government Control over Private Hospitals: Regulation of clinical establishments in India is ineffective, resulting in many fraudulent activities. It includes the creation of ghost beneficiaries and the conversion of outpatient (OPD) patients into in-patient (IPD) patients.
  • The evaluation of the Rashtriya Swasthya Bima Yojana (RSBY) in the past has revealed a lack of institutional expertise and capacity in India to effectively implement public health insurance. India doesn’t have the prerequisite regulatory framework to regulate Insurance based healthcare. 
  • International Experience: International experiences have demonstrated that relying on insurance-based healthcare provision can be a costly financing model for governments.
  • Against the Federal Principles: The scheme limits the autonomy of states as healthcare is a subject under the jurisdiction of the state list, thus posing challenges to federalism.
  • Budget Constraints: The allocated budget for the scheme is insufficient to cover the overall costs, posing financial limitations on its effective implementation.
  • Quality Control Issues: Out of the 18,000 private hospitals enlisted under the scheme, only 600 have received quality certification, raising concerns about the overall quality control measures in place.
  • Low Coverage as Middle Class not covered: NITI Aayog has suggested to include the ‘missing middle class’ within the ambit of PMJAY as they can’t afford private health insurance and are currently not covered under PMJAY.

Question: In India, since Public Health Infra is weak, is Insurance the way out? 

  • No doubt, Insurance provides a simple way out, but it isn’t a sustainable way. Examples from the U.S., the Netherlands etc., have shown that a simple solution at one time becomes a problem for the next generations. The U.S. tried to rely on Private Insurance, and the result was a politically empowered industry dedicated to preserving its business at the expense of better risk pooling, equality, more efficiency, and simpler administration.
  • Building strong Public Healthcare is the sustainable way to reach the goal of providing Healthcare facilities to all. Countries such as Cuba have shown to the world that in spite of their lower GDP, the best and cheap health services can be provided to people if the government has a vision.
  • But since Public Healthcare can’t be built in a day, we can’t ignore Insurance altogether. There is a need to provide Insurance coverage to people as a cushion. But at the same time, we have to build a strong regulatory framework so that Insurance companies don’t charge exorbitant rates to vulnerable people. Government should try to stop Insurance companies from “actuarial” rate-setting.  

Ayushman Bharat Digital Mission (ABDM)

  • Announced by the PM on Independence Day Speech of 2020.
  • Implementing Agency: National Health Authority (NHA) (body under Health Ministry)
  • This initiative enables citizens to generate their Unique Health ID (UHID), which serves as a central point for their digital health records. 
  • By using this UHID, individuals can securely access health records in an electronic format. Further, the system allows patients to share their health information with doctors and insurance companies, eliminating the need for multiple physical files, photocopies, or X-rays.

Human Development Report

Last Update: June 2023 (Human Development Report)

Human Development Report

This article deals with ‘Human Development Report’ This is part of our series on ‘Economics’ and ‘Society’. For more articles , you can click here .


Introduction

UNDP defines Human Development as the process of widening people’s choices and raising the level of well-being.

For instance, look at the following example.

Human Development Report

Human Development is the critical enabler for upward social mobility.


Human Development Report

  • It is prepared by the United Nations Development Program (UNDP) which provides a comprehensive analysis of human development across countries. 
  • In 1990, Mahbub-ul-Haq of Pakistan and Amartya Sen of India gave the concept of HDI. 
  • In various reports, it has been found that the Human Development of everyone is not taking place.
    • The human development of males is 20 points greater than females in South Asia.
    • Everywhere, the Human Development of elites and religious majorities is more than others.
    • Due to Climate Change, the Human Development of the present generation is more than what can be achieved by future generations. 

In Human Development Report, there are 5 Indexes.

  1. Human Development Index (HDI) 
  2. HDI – Inequality Adjusted 
  3. Gender Development Index(GDI) 
  4. Gender Inequality Index 
  5. Multi-dimensional Poverty Index (MPI)

The latest report for 2021/22 was released in 2022


1. Human Development Index  (HDI)

  • It was developed by United Nations Development Program (UNDP) in 1990 by a team headed by Prof. Mahbub ul Haq. Prof Amartya Sen was also a prominent member of this. 

Dimensions of HDI

Dimension Indicator 
Health Life Expectancy at Birth 
Knowledge Mean Years of Schooling
Expected Years of Schooling
Standard of Living GNI per capita
  • Switzerland topped the ranking in the latest report (2021/2022). India was ranked 132.

Indian Ranking

  Indian Ranking HDI Score
1990   0.429
2015 130 0.624
2016 131 0.624
2017 130 0.643
2018 129 0.647
2019 131 0.645
2021/22 132 0.633

Based on a report by the United Nations Development Program (UNDP), approximately 90% of nations have witnessed a decline in their Human Development Index (HDI) value during either 2020 or 2021. It signifies that global human development has come to a halt for the first time in 32 years.


2. Inequality-adjusted Human Development Index (IHDI)

  • Human Development Index is Geometric Mean. Hence HDI masks internal inequalities.
  • UNDP releases another Index which also accounts for inequalities.
  • HDI (Inequality adjusted) = HDI -(minus) HDI (lost due to Inequality), i.e. Human Development which is lost because of inequalities present in the country wrt gender is adjusted in this. 

IHDI (2022) Ranking

Rank Country HDI Score HDI-Inequality Adjusted Score
1 Iceland 0.959 0.915
2 Norway 0.961 0.908
—— —–    
108 India 0.633 0.475

When there is perfect equality, the HDI and the Inequality Adjusted HDI (IHDI) are equal. However, as the difference between the two increases, it indicates greater levels of inequality within the country.

Note: SDG Goal 10 calls for ‘reducing the Inequalities.’


3. Gender Development Index

  • The Gender Development Index (GDI) is a separate measurement released by the UNDP to complement the Human Development Index (HDI) to address females’ development specifically. 
  • While the HDI does not provide specific information on female development, the GDI calculates the ratio of Female HDI to Male HDI. 

GDI = Female HDI/ Male HDI.

  • If the Development Index for females exceeds that of males, the GDI can be greater than 1.

4. Gender Inequality Index

  • The Gender Inequality Index (GII) has been calculated since 2010.
  • Despite improvements in life expectancy and access to education for women, they still face specific forms of inequality, such as early pregnancies, lack of representation, and limited participation in economic activities. Therefore, the United Nations Development Programme (UNDP) introduced a specialized index to examine gender inequality.

Dimensions of Gender Inequality Index

Dimension Indicator 
Reproductive Health Maternal Mortality Rate
Adolescent Birth Rate
Empowerment Parliament Seats occupied by Women
Higher Education Attainment Levels
Economic Activity Female Labour Force Participation

The calculations used for the Gender Inequality Index (GII) are represented on a scale of 0 to 1, with 0 indicating no inequality (i.e., women fare equally to men) and 1 representing complete inequality (i.e., significant disparities between women and men).

GII (2022) Ranking

  • India is Ranked = 122 (Score: 0.490)
  • This score is better than that of the South Asian region (value: 0.508) and close to the world average of 0.465. This reflects the Government’s initiatives and investments towards more inclusive growth, social protection, and gender-responsive development policies. 

5. Multidimensional Poverty

  • In India, we calculate poverty using Tendulkar Method based on household consumption.
  • But UNDP takes a holistic view of poverty and measures it differently. 
  • The report has been released since 2010.
  • In Multidimensional Poverty, they look into the following components to measure poverty (HES)
    • Health with components like child mortality
    • Education with components like years of schooling
    • Standard of Living with components like electricity, water etc.
Multidimensional Poverty
  • According to the 2022 Report, 16.4 per cent of the Indian population (22.8 crores) is Multidimensionally Poor
  • Additionally, Multidimensional Poverty is continuously decreasing in India.
Multidimensional Poverty  in India - Trend

Industrial Revolution (UPSC World History)

Industrial Revolution (UPSC World History)

This article deals with ‘Industrial Revolution (UPSC World History)’ . This is part of our series on ‘World History’ which is an important pillar of GS-1 syllabus. For more articles, you can click here.


Introduction

The concept of the Industrial Revolution suggests primarily certain technological & economic changes with important & permanent social consequences from 1760 to 1840. It denotes

  • Extensive application of water, steam (and later electrical) power in production systems
  • The focus of production in the factory and its formidable mechanization
  • Major changes in the character & exploitation of “home” and “foreign” markets
  • The near disappearance of subsistence agriculture. 

Industrial Revolution revolutionized life more than any other movement.


Earlier Production Systems

Family Production (in Villages) and Guild Production (in Cities)

In medieval times, families were responsible for producing most of their own goods, and in cities, the merchandise was produced in regulated guilds. However, these goods were expensive and couldn’t meet increasing demands. Merchants sought cheaper and larger quantities of goods, leading them to establish a new system outside the cities called the cottage industry.

Cottage Industry

Under the cottage industry, cloth merchants would buy raw wool and have it spun by farmers’ wives, who were also involved in agriculture. Country weavers would then produce the cloth more affordably due to their supplemental income from farming. The merchants would collect the cloth and send it to finishers and dyers, maintaining control over the entire production process. However, there were limitations to this system. Merchants had no control over the rural artisans, who were primarily involved in agriculture and only worked as part-time artisans during the lean season.

Factory System

To overcome the above limitation, some wealthy merchants established factories where workers were brought together under one roof and provided with the necessary tools. This precursor to the Industrial Revolution allowed merchants to have full control over the production process and labour. The establishment of factories marked a shift towards centralized control and laid the foundation for the Industrial Revolution.


Roots of the Industrial Revolution 

The roots of the Industrial Revolution were in 4 things

  • Commercial Revolution: New wave of buying and selling (explained in detail in subsequent part) 
  • Price Revolution: A lot of Economic growth that happened in Europe led to a Price Rise 
  • Capitalism: Ideology that if you have surplus capital, invest that in some other business and earn profit from that
  • Scientific Revolution: Gave new ideas and technology to produce things explained in detail in the subsequent part)

Commercial Revolution Leading to Industrial Revolution

Throughout history, commerce and industry have maintained a close relationship. From approximately 1400 onwards, global commerce experienced significant growth and transformation to such an extent that it is referred to as the “commercial revolution” that spanned over three and a half centuries. Several factors contributed to this revolutionary advancement in the trade. 

  1. The Crusades played a crucial role in granting Western Europe access to the wealth of the East. 
  2. The discovery of America led to European nations acquiring lucrative colonies. 
  3. New trade routes were discovered. 
  4. Replacement of the feudal system with robust central governments resulted in the protection and support of merchants. Governments even granted charters to trading companies like the British East India Company.

By 1750, extensive exchanges of goods were occurring, resulting in a demand for more products than were currently being produced. Consequently, the only viable solution to this predicament was the implementation of machines to enhance the rate of production.


Scientific Revolution Leading to Industrial Revolution

In the 18th century, the manufacturing industry tried to solve the question of increased production at a cheaper cost using technological inventions.


Most famous of these inventions were

#1 Innovations in Textile Industry

1.1 Spinning

  • Hargreaves Spinning Jenny (It allowed the spinner to work on 8 threads simultaneously)
  • Arkwright’s Spinning Jenny (1769)
  • Crompton’s “Spinning Mule” (1779) 

1.2 Weaving

  • Kay’s Flying Shuttle (1733): It increased the pace of weaving (the most important innovation)
Industrial Revolution (UPSC World History)
  • The commencement of the Industrial Revolution can be traced back to advancements in the textile industry. The techniques employed in textile production had already reached an advanced stage, requiring only a few minor adjustments to partially mechanize and automate spinning and weaving processes.
  • Also, it was the textile industry that sustained Industrial Revolution. The textile sector had a multiplier effect on the iron industry, generating a need for innovation in the metallurgical sector. E.g. inventions like Steam Engine or other machines used in Textile Industry took coal and Iron into the scene.  

Side Topic: Stages in Making of Cloth

There are four stages in the process of manufacturing cloth.

Stage 1 Fibre is drawn out of the raw material
Stage 2 Spinning: Fibre is spun into yarn
Stage 3 Weaving: Yarn is woven into cloth
Stage 4 Finishing: Cloth is dyed, printed etc.

#2  Innovations in Metallurgy

Development of Coke by Abraham Darby (1709) 

  • Hitherto, the majority of production was that of brittle Iron, full of impurities, which broke easily. 
  • Best-quality steel required the use of Charcoal for smelting. But Charcoal was in short supply. 
  • Coke can be formed by altering coal. Hence, large reserves can be used to make Iron. 

#3 Steam Engine

Newcomen Engine (1705-06) and, more significantly, James Watt’s Engines (1781)  provided a reliable and efficient source of power for various industrial operations like power loom in the textile industry.


#4 Transport Revolution

  • Canal Systems: The development of canals, such as the Bridgewater Canal in England, enabled efficient and cost-effective transportation of goods, including raw materials and finished products.
  • Steam Engine was used in ships, trains and land vehicles, making transportation faster, more reliable, and capable of transporting larger quantities of goods.

Overall, the inventions at this time led to “economies of scale”, i.e., producing more so that the cost per unit fell. 


Industrial Revolution in Britain

Why it started in Britain?

Why Industrial Revolution started in Britain?

1. Political & Economic Unification

Unlike all other Continental Europe, there were no Inland Custom Barriers in the British Isles. Hence, Britain had the single largest market available in Europe. Goods could travel from one part of the British Isles to another without paying any Custom and Transit Duty. 

  • Compare with France: The Kingdom of France had 36 Provinces, each with its own Custom Barrier. Hence when the product produced at one extreme reached another extreme, the cost of the product increased very much. Therefore, French Industrial Production remained confined within the provincial boundaries. 
  • Compare with Germany: There were more than 300 small and big German States. All these German States had their own custom barriers, weight and measurement system, currency, etc. Hence, Traders in Southern Germany preferred to trade with North France, where they had to pay Customs at far fewer places than with North Germany.

2. Role of Coal

  • Due to the depletion of Charcoal Reserves / Forests, the British adopted coal as a primary energy source long before any other country. British Charcoal / Forest reserves were not as abundant as they were in France and Germany. Britain started to experience a shortage of forest cover. Charcoal was becoming a scarce resource, and coal, which earlier was thought uneconomical, became cheaper than charcoal. For instance, in 1600, charcoal were twice the price of coal per unit of energy in Britain.  
  • Coal possesses a notable benefit over charcoal, as the Iron prepared with charcoal tends to be brittle due to significant impurities. On the other hand, when coal is used, the remaining impurities are significantly reduced, resulting in the production of stronger Iron.

3. Transportation System: Turnpike Roads and Canals

  • At the beginning of the 18th century, the British Transportation System was considered to be the most primitive in the whole of Europe. British Roads were known for their poor condition as the state maintained them. By the early 18th century, a series of new bodies, known as Turnpike Trusts, began to acquire the Charter from the British Parliament, which authorized Local individuals or Groups of Individuals to form a Turnpike Trust and construct roads and look after its maintenance. In return for this, they can charge a fee (toll). These Turnpike Trusts began to construct and maintain roads of the best quality anywhere in the world
  • Britain had a very well-developed Navigation System. By the end of the 17th century, several canals were dug, first under state initiative and then under Turnpike Trusts. 

Adam Smith, the first modern economist, believed this was a key reason for England’s early success as finished goods could be transported to markets quickly and cheaply


4. Agricultural Revolution in England

4.1 Enclosure Acts

  • Arthur Young (1741-1820) visited England, Ireland and France to extensively study contemporary agriculture systems. After that, he described a new technique of making large agricultural farms out of small fields and details of profits accruing from such farms. He also published a journal called – ANNALS OF AGRICULTURE. 
    • Large agricultural farms were created to introduce scientific techniques by assimilating several small fields and making an enclosure around them. And for this purpose, 956 Enclosure Acts were passed between 1792 and 1815. As a consequence of that Act, enclosures were put around lakhs of arable land. 
    • It increased the agricultural produce but, at the same time, constrained poor farmers to surrender their small fields. They were relegated to the miserable position of landless labourers. They were compelled to work in factories. Thus Enclosure Act paved the way for Industrial Revolution.

4.2 Scientific Agriculture

Population in cities increased & to meet their needs village farmers had to grow more foodgrains & produce more cotton. Hence, it became imperative to apply scientific techniques in agriculture & manufacture special machines for this purpose to do intensive agriculture. 

  • Jethro Tull, a British landlord of Workshire, invented the machine called ‘drill’ by which seeds could be sown continuously, which helped in greater yield from the same land. 
  • Townshend (1674-1738) pointed out the advantages of the rotation of crops. 
  • Rotterdam Plough with the iron tip on top of the plough helped land to dig deeper. 
  • In 1770, Englishman Robert Bakew converted animal husbandry into a profitable business. To improve the breed of sheep and cows, he performed many experiments. Using artificial insemination, he got successful in breeding sheep which had triple the weight of ordinary sheep.  
  • Fertilizers: In 1840, German Chemist Von Leebing proved that the fundamental diet for plants is potash, nitrogen and phosphorus. The fertility of soil increases as a result of mixing a sufficient quantity of these ingredients with manure. After that, fertilizers were used on a large scale & this augmented production enormously. 

The surplus food production had several important consequences.

  • Firstly, it led to a population boom as people had better access to nutritious food, creating a larger labour force.
  • Secondly, the increased agricultural productivity freed up a significant number of people from farming, allowing them to seek employment in other industries. This surplus labour supply became the workforce that powered the Industrial Revolution.
  • As the income of the ruralites increased, they started purchasing commodities manufactured in factories and strengthened Industrial Revolution in Britain (1750-1850). Along with that, they helped in providing sufficient capital for industrialization (landlords used their surplus income to promote industries) 

5. Demographic Revolution

  • Till 1740, the British population seldom grew at a rate greater than 0.5 to 1%  due to natural disasters, famines, and bad harvests. But with Agricultural Revolution, it began to change. In the 1740s, the population of England increased stupendously & contributed to rapid growth in human labour. This is known as Demographic Revolution. E.g. population of England and Wales remained constant at 50 to 60 Lakh during 1700-41 but doubled from 1751 to 1821.
  • With the increase in population, their demand increased & this motivated British manufacturers to augment production and introduce various improvements. Domestic demand for clothing 9 million people led to the mechanization and modernization of the British Textile Industry.

6. Geographical Position of England

  • Because of its characteristic geographical position, England sequestered itself from the rest of the world on the one hand and maintained a close connection with it on the other. Being surrounded by sea on all sides, it remained safe from external invasions.

7. Society of England

  • Unlike France and other countries, serfdom & class systems had already been abolished in England. Huge semi-skilled workers settled in towns and readily operated new machines when Industrial Revolution started.
  • The pursuit of wealth in trade and manufacturing led to the accumulation of fortunes, which gave individuals rank and status. Utter rejection of such fortune as “tainted was not a feature of English society as it was in Europe. These merchants and businessmen were ready to invest their capital in industries and scientific inventions. 
  • Nobles themselves invested in activities which linked their estates to manufacturing. It was certainly true of the proprietors of coal land. 

8. Government Policies

Although the 18th century is associated with apologia for free trade and Laissez Faire, the British government took a keen interest in regulating the conditions of growth using statutes. 

8.1 Orders from Government 

  • Sizeable government orders for ammunitions were of importance to the iron industry (firms such as the Wilkinsons, Walkers and Carron partners); 
  • The same must be said for the wool and textile industries, which supplied orders for uniforms, blankets etc.

8.2 Navigation Laws 

  • Navigation Act and related legislation were important to the shipbuilding industry since they required that trade with the colonies and carriage of goods from Asia, Africa and America could only be done on English ships. All goods carried in foreign vessels attracted a special “alien’s duty”, and the government followed a protectionist policy of considerable scope.

8.3 Navy to protect Sea Lanes of Commerce 

  • The British government also encouraged global trade by expanding the Navy to protect trade and granting monopolies or other financial incentives to companies so they would explore the world to find resources.

9. British Colonial Empire

  • In the eighteenth century, trade was expanded with the American colonies and India. 
  • British Empire stimulated the British economy. Colonies worked as a source of raw materials as well as the market for finished goods.

10. Financial Innovations

  • At the beginning of the 18th century, banks had been opened in England, which provided British industrialists with the facility of acquiring loans and depositing their capital.
  • Management of the national debt was now done professionally by the Bank of England.

11. Enlightenment Ideas

  • Most of the early inventions were made in Britain because there was no political or religious restraint on scientists. The English Royal Society (established in 1663) encouraged new inventions by rewarding inventors. 


12. Role of the French Revolution and Napoleon

  • French Revolution and Napoleonic wars also contributed to this. During the war, England had to cater to the requirements not only of her own soldiers but also of her friendly nations. 
  • The blockade by Napoleon against British trade and any British imports pushed Britain for further innovation to be self-reliant.

Impact of the Industrial Revolution

Exploitation of Workers

  • Due to population growth and the enclosure of common village lands, many rural people migrated to urban areas. However, this influx of unskilled labourers gave factory owners significant power to dictate the terms of work since there were more workers than available jobs.
  • There were no laws to regulate the working conditions or protect workers’ rights. They received no paid vacation or holidays. Moreover, safety measures were virtually non-existent, even in hazardous workplaces such as coal mines or the steel industry,
  • Combination Acts were passed by British Parliament in 1799 and 1800, making it illegal for workers to form unions or combine as a group to demand better working conditions. 

Poor Living Conditions

  • Working-class individuals had very limited leisure time and opportunities for recreation. The majority of their days were spent working, leaving them with little energy or time for engaging in sports or games. 
  • The new industrial pace and factory system were at odds with the old traditional festivals of villages. Plus, local governments actively sought to ban traditional festivals in the cities.
  • Living conditions were, by far, worst for the poor. In desperation, many turned to the “poorhouses”.

Urbanization

  • In pre-industrial society, over 80% of people lived in rural areas. As migrants moved from the countryside, small towns became large cities. By 1850, more people in Great Britain lived in cities than in rural areas
  • Despite the growth in wealth and industry, urbanization also had some negative effects. On the whole, 
    • Working-class neighbourhoods were crowded, dirty, and polluted.
    • Densely packed working-class neighbourhoods contributed to the fast spread of disease
    • Homes lacked toilets and sewage systems leading to Cholera, tuberculosis, typhus, typhoid, and influenza.  

Division in Society

  • The society was divided into classes, i.e. Proletariat & Capitalists.  
  • Trade Unionism of workers developed due to Industrial Revolution. Workers started to unite to demand their rights and better working conditions. 
  • Socialism as a philosophy developed as a result of this movement.

Rise of Romanticism

  • The Romanticism movement emerged during the Industrial Revolution and expressed a strong intellectual and artistic opposition to the process of industrialization. 
  • Prominent figures within this movement, such as William Blake, emphasized the significance of nature in both artistic expression and language. They stood in stark contrast to the perceived negative impact of industrial machinery and factories, which they regarded monstrous.

Increase in Child Labour

  • In textile mills, as new power looms and spinning mules replaced skilled workers, factory owners used cheap, unskilled labour to decrease the cost of production. And child labour was the cheapest labour of all.

Decrease in Economic Productivity of Women

  • In a traditional agricultural society, families worked together as a unit of production. Women could parent and also play a role in producing food or goods needed for the household. 
  • Industrialization changed all that. Work and home life became sharply separated. Men earned money for their families. Women took care of the home and saw their economic role decline. 

Emergence of the Middle Class

  • New urban industries required more “white collar” jobs, such as business people, shopkeepers, bank clerks, insurance agents, merchants, accountants, managers, doctors, lawyers, and teachers. Gradually, a middle class emerged in industrial cities.

Ecological Impact

  • Industrial Revolution changed the Earth’s ecology forever. Fossil fuel coal fuelled the Industrial Revolution, forever changing how people would live and utilize energy. 

Strengthened Colonialism

  • Industrial Revolution gave rise to new colonialism to search for more markets and sources for raw materials.

Reforms for change in Britain

Finally, seeing problems, the British parliament passed many acts to improve the life of workers.

Regulation of Child Labor Law, 1833

  • Established paid inspectors to inspect factories on child labour regulations and enforce the law
  • Set the maximum working in a week to 48 hours
  • Made children spend time in school

Mines and Collieries Act, 1842

  • Set a minimum age for children to work in mines at 10

Factories Act, 1844

  • Limited working hours to 12 per day for women and children
  • Mill owners were made more accountable for the protection of workers

Ten Hours Bill, 1847

  • Limited working hours to 10 per day for women and children
  • Set maximum hours in a week to 63 for women and children

Industrial Revolution or Industrial Evolution 

Revolution is perceived as occurring quickly, while evolution is viewed as a process that spans a longer duration. Consequently, certain historians contend that since the economic and social transformations unfolded gradually, suggesting that the term “revolution” is inaccurate for this phenomenon.


It was Evolution as

  • These industrial developments in the eighteenth century resulted from a culmination of gradual changes. Hence, it was the evolution and culmination of the long process. 

It was Revolution as

  • In the short span between the accession of George III (1760) and the death of his son William IV (1837), the face of England changed dramatically. Roads, railways, rivers and canals sprung up across the land; country hamlets became populous towns; factories replaced farms, and technological innovations drove rapid economic growth. The structure of British society was changed forever, with mass migration from country to towns and cities.
  • Even if that was evolution, this evolution happened too fast. Until John Kay invented the Flying Shuttle making yarn and weaving cloth had been much the same for thousands of years.
  • The rapid shift in people’s lifestyles warrants being labelled as a revolution. It distinguishes itself from political revolutions by significantly impacting people’s lives and lacking a definitive conclusion. Instead, the Industrial Revolution gained momentum with each passing year due to the introduction of novel inventions and manufacturing techniques.

The best way to describe is – Industrial Revolution was Revolutionary when it started & it radically changed the lives of those immediately affected by it – especially, then in England. As time went by it became Evolutionary as new methods of production and treatment of workers came to the fore. 

American Civil War (World History Notes)

American Civil War (World History Notes)

This article deals with ‘American Civil War (World History Notes)’ . This is part of our series on ‘World History’ which is an important pillar of GS-1 syllabus. For more articles, you can click here.


Introduction

American Civil War is the most important movement in American History for freedom and equality, which was fought between 1861-65 between Northern States (known as the Union) and Southern States (known as Confederacy).

Northern States

  • The Northern States were capitalist economies.
  • They held anti-slavery sentiments. 
  • They wanted to protect their nascent industries and markets in the Southern states.

Southern States

  • The mainstay of the economy of Southern States was Plantation crops, especially cotton and tobacco.
  • Southern states depended heavily on the institution of slavery for their economic prosperity. 
  • Additionally, they demanded free trade with Europe, allowing them to export their products without interference from Northern tariffs.
  • They wanted to preserve their agrarian way of life.

The Northern States or the Union emerged as the winner of the American Civil War. The outcome of the American Civil War fundamentally reshaped the United States, solidifying the power of the federal government and bringing an end to the institution of slavery.


Reasons: Anti-Slavery Movement of Northern States

  • Political Division: The Northern states were influenced by Enlightenment ideals and the principles of republicanism, which emphasized the importance of individual liberty and equality before the law. At the same time, the South relied heavily on the institution for its agrarian economy. 
  • Religious and Moral Convictions: Many Northern states had strong religious and moral convictions that condemned slavery. Groups like the Quakers and various Protestants actively campaigned against slavery, promoting the idea that it was morally wrong and a violation of basic human rights.
  • Economic Differences: The Northern states were rapidly industrializing and shifting towards a wage-based economy, while the Southern states relied on plantation agriculture and slave labour. The economic interests and priorities of the North and South clashed, leading to tensions.
  • States’ Rights vs Federal Authority: The Southern states argued for the rights of individual states to govern themselves, including the right to maintain slavery. The Northern states, on the other hand, emphasized the federal government’s authority. 
  • Moral and Ethical Concerns: Many abolitionists and reformers in the North viewed slavery as a moral evil and a violation of basic human rights. 
  • Sectionalism: Over time, a sense of sectionalism, or loyalty to one’s region over the nation as a whole, grew stronger in both the North and the South.
  • InspirationFrance abolished Slavery in Haiti in 1789, and Britain abolished it in 1833. It was shameful that it existed in America. 


Important Events leading to American Civil War

Purchase of Louisiana

The United States of America purchased Louisiana from Napoleonic France in 1803, negotiated by President Thomas Jefferson. The acquisition of the vast territory doubled the size of the country and extended its borders from the Appalachian Mountains to the Rockies. This created a question of whether new states will have slavery or not 


The Missouri Compromise of 1820

America was not in a position to fight the Civil War, so Missouri Compromise was reached under which Missouri was admitted as a slave state while simultaneously admitting Maine as a free state, thus preserving the delicate balance of power between the North and the South. Additionally, it established a line known as the Mason-Dixon Line, which settled the question of slavery in future territories into  

  • Above 36 N Parallel: Independent States
  • Below 36 N Parallel: Slave States 

Back Door Policy of Capitalists

Capitalists lobby adopted a backdoor policy for anti-slave movements and began to employ various tactics behind the scenes to support the abolitionist cause. 

  • Anti-Slavery Society, 1833: This society aimed to promote the abolition of slavery and to advocate for the rights and freedom of enslaved individuals.  
  • Garrison’s The Liberator‘: In 1831, Garrison founded the newspaper “The Liberator.” This publication became one of the most influential abolitionist newspapers of its time, and Garrison used it as a platform to expose the inhumane nature of slavery, advocate for immediate emancipation, and challenge the legal and moral foundations of slavery in America.
  • ‘Uncle Tom’s Cabin’ by Mrs Stowe: Published in 1852, the book depicted the harsh realities and suffering endured by enslaved individuals in the Southern states. Through its emotional portrayal of the lives of slaves and the cruelty they faced, “Uncle Tom’s Cabin” touched the hearts and minds of many readers, both within the United States and abroad.

South Retaliated

The Southern States started increasing the slave trade by unfair and foul means. 

  • Fugitive Slave Act of 1850: The law required that escaped slaves must be returned to the owner, even if they had reached free states. Additionally, those who aided escaped slaves could be arrested and face severe penalties. It outraged abolitionists in the North.  
  • Kansas-Nebraska Act of 1854: The act allowed for popular sovereignty, meaning that the residents of these territories could decide whether to allow slavery within their borders. As a result, both Kansas and Nebraska, which were geographically located above the 36th parallel, became potential slave states. This move strained the already fragile relationship between the North and the South.
  • Dred Scot Case of 1857: The US Supreme Court declared enslaved individuals were property and had no citizenship rights. Furthermore, it stated that Congress had no authority to restrict slavery in the territories.  

Formation of the Republican Party and election of Abraham Lincoln as the President

  • The party was established in March 1854 as a response to the mounting tensions surrounding the issue of slavery in America.
  • At its core, the Republican Party’s main objective was the abolition of slavery. The party attracted a diverse coalition of individuals, including former Whigs, Free Soilers, and anti-slavery Democrats who opposed slavery.
  • The Republican Party gained national prominence with the election of its famous member, Abraham Lincoln, as the 16th President of the United States in 1860. Southern states, particularly those heavily reliant on slave labour, interpreted Lincoln’s victory as a clear indication that their economic and social system was under threat. Additionally, concerns over states’ rights and the preservation of Southern culture led to the secession of several slave states from the Union.
  • In response to the secession crisis, the Republican Party remained steadfast in its commitment to preserving the Union. The conflict, which lasted from 1861 to 1865, pitted the Union, led by the Republicans, against the seceded Confederate states in a struggle to determine the future of slavery and the unity of the United States.

Events of American Civil War (1861-65)

Secession from the Union

  • At the onset of the Civil War in 1861, the United States comprised 34 states. However, the Southern states, motivated by various factors, including the preservation of the institution of slavery and concerns over states’ rights, decided to secede from the Union. 7 Southern slave states declared their secession individually (these included) South Carolina, Mississippi, Florida, Alabama, Georgia, Louisiana, and Texas. 

Formation of Confederacy

  • These states formed the Confederacy and adopted their constitution, with Jefferson Davis serving as the President.
  • Over time, four more states joined the Confederacy: Virginia, Arkansas, Tennessee, and North Carolina, bringing the total number of Confederate states to eleven. 
  • However, it is important to note that any foreign country did not officially recognize the Confederacy as a legitimate nation, despite attempts to gain recognition.

Important Battles

  • The Civil War witnessed major military engagements such as the First Battle of Bull Run, Antietam, Gettysburg, and Sherman’s March to the Sea
  • It involved significant strategic and tactical manoeuvres, including using new technologies like ironclad warships and introducing trench warfare.
  • The Battle of Gettysburg fought in 1863, is considered a turning point in the war as it marked a significant setback for the Confederacy and boosted Union morale.

Union emerged Victorious

  • The Union forces emerged victorious in 1865, with General Robert E. Lee’s surrender at Appomattox Court House. 
  • The Civil War’s aftermath witnessed the abolition of slavery.  

Role of Abraham Lincoln

American Civil War (World History Notes)
  1. Leadership and guidance: As President, Lincoln provided strong leadership during the war. Lincoln assumed the role of Commander-in-Chief during the war and actively participated in military strategy and decision-making.
  2. Emancipation Proclamation: One of Lincoln’s most significant contributions to the war was the Emancipation Proclamation. Issued on 1st January, 1863, it declared that all slaves in Confederate territory were to be set free. The proclamation shifted the focus of the war to include the abolition of slavery as a central objective.
  3. Preservation of the Union: Lincoln firmly believed in preserving the Union and consistently made it the primary goal of the war. His commitment to the Union provided a unifying force for the Northern states.
  4. Afterwar Efforts: After the war, Lincoln called for reconciliation and healing. He expressed a compassionate and forgiving approach towards the South.


The Reconstruction Era (1865 to 1877)

The Reconstruction Era is the period immediately following the American Civil War, from 1865 to 1877. It was a critical phase in American history as the nation sought to rebuild and reunify after the devastating conflict.  

Amendments to the United States Constitution 

  • The 13th Amendment (1865) abolished slavery except as a punishment for a crime.
  • The 14th Amendment (1868) granted citizenship to every individual born or naturalized in the USA, including former slaves.
  • The 15th Amendment (1870) granted African American men the right to vote.

Reunifying the Country

  • Amnesty was offered to Confederate states that pledged loyalty to the United States.
  • Efforts were made to rebuild the Southern region’s devastated infrastructure and promote economic development.  

Improving the Lives of African Americans

  • Reconstruction witnessed the establishment of institutions and organizations to improve the lives of newly freed African Americans.
  • African Americans gained political representation at the state and federal levels for the first time.