American Civil War (World History Notes)

American Civil War (World History Notes)

This article deals with ‘American Civil War (World History Notes)’ . This is part of our series on ‘World History’ which is an important pillar of GS-1 syllabus. For more articles, you can click here.


Introduction

American Civil War is the most important movement in American History for freedom and equality, which was fought between 1861-65 between Northern States (known as the Union) and Southern States (known as Confederacy).

Northern States

  • The Northern States were capitalist economies.
  • They held anti-slavery sentiments. 
  • They wanted to protect their nascent industries and markets in the Southern states.

Southern States

  • The mainstay of the economy of Southern States was Plantation crops, especially cotton and tobacco.
  • Southern states depended heavily on the institution of slavery for their economic prosperity. 
  • Additionally, they demanded free trade with Europe, allowing them to export their products without interference from Northern tariffs.
  • They wanted to preserve their agrarian way of life.

The Northern States or the Union emerged as the winner of the American Civil War. The outcome of the American Civil War fundamentally reshaped the United States, solidifying the power of the federal government and bringing an end to the institution of slavery.


Reasons: Anti-Slavery Movement of Northern States

  • Political Division: The Northern states were influenced by Enlightenment ideals and the principles of republicanism, which emphasized the importance of individual liberty and equality before the law. At the same time, the South relied heavily on the institution for its agrarian economy. 
  • Religious and Moral Convictions: Many Northern states had strong religious and moral convictions that condemned slavery. Groups like the Quakers and various Protestants actively campaigned against slavery, promoting the idea that it was morally wrong and a violation of basic human rights.
  • Economic Differences: The Northern states were rapidly industrializing and shifting towards a wage-based economy, while the Southern states relied on plantation agriculture and slave labour. The economic interests and priorities of the North and South clashed, leading to tensions.
  • States’ Rights vs Federal Authority: The Southern states argued for the rights of individual states to govern themselves, including the right to maintain slavery. The Northern states, on the other hand, emphasized the federal government’s authority. 
  • Moral and Ethical Concerns: Many abolitionists and reformers in the North viewed slavery as a moral evil and a violation of basic human rights. 
  • Sectionalism: Over time, a sense of sectionalism, or loyalty to one’s region over the nation as a whole, grew stronger in both the North and the South.
  • InspirationFrance abolished Slavery in Haiti in 1789, and Britain abolished it in 1833. It was shameful that it existed in America. 


Important Events leading to American Civil War

Purchase of Louisiana

The United States of America purchased Louisiana from Napoleonic France in 1803, negotiated by President Thomas Jefferson. The acquisition of the vast territory doubled the size of the country and extended its borders from the Appalachian Mountains to the Rockies. This created a question of whether new states will have slavery or not 


The Missouri Compromise of 1820

America was not in a position to fight the Civil War, so Missouri Compromise was reached under which Missouri was admitted as a slave state while simultaneously admitting Maine as a free state, thus preserving the delicate balance of power between the North and the South. Additionally, it established a line known as the Mason-Dixon Line, which settled the question of slavery in future territories into  

  • Above 36 N Parallel: Independent States
  • Below 36 N Parallel: Slave States 

Back Door Policy of Capitalists

Capitalists lobby adopted a backdoor policy for anti-slave movements and began to employ various tactics behind the scenes to support the abolitionist cause. 

  • Anti-Slavery Society, 1833: This society aimed to promote the abolition of slavery and to advocate for the rights and freedom of enslaved individuals.  
  • Garrison’s The Liberator‘: In 1831, Garrison founded the newspaper “The Liberator.” This publication became one of the most influential abolitionist newspapers of its time, and Garrison used it as a platform to expose the inhumane nature of slavery, advocate for immediate emancipation, and challenge the legal and moral foundations of slavery in America.
  • ‘Uncle Tom’s Cabin’ by Mrs Stowe: Published in 1852, the book depicted the harsh realities and suffering endured by enslaved individuals in the Southern states. Through its emotional portrayal of the lives of slaves and the cruelty they faced, “Uncle Tom’s Cabin” touched the hearts and minds of many readers, both within the United States and abroad.

South Retaliated

The Southern States started increasing the slave trade by unfair and foul means. 

  • Fugitive Slave Act of 1850: The law required that escaped slaves must be returned to the owner, even if they had reached free states. Additionally, those who aided escaped slaves could be arrested and face severe penalties. It outraged abolitionists in the North.  
  • Kansas-Nebraska Act of 1854: The act allowed for popular sovereignty, meaning that the residents of these territories could decide whether to allow slavery within their borders. As a result, both Kansas and Nebraska, which were geographically located above the 36th parallel, became potential slave states. This move strained the already fragile relationship between the North and the South.
  • Dred Scot Case of 1857: The US Supreme Court declared enslaved individuals were property and had no citizenship rights. Furthermore, it stated that Congress had no authority to restrict slavery in the territories.  

Formation of the Republican Party and election of Abraham Lincoln as the President

  • The party was established in March 1854 as a response to the mounting tensions surrounding the issue of slavery in America.
  • At its core, the Republican Party’s main objective was the abolition of slavery. The party attracted a diverse coalition of individuals, including former Whigs, Free Soilers, and anti-slavery Democrats who opposed slavery.
  • The Republican Party gained national prominence with the election of its famous member, Abraham Lincoln, as the 16th President of the United States in 1860. Southern states, particularly those heavily reliant on slave labour, interpreted Lincoln’s victory as a clear indication that their economic and social system was under threat. Additionally, concerns over states’ rights and the preservation of Southern culture led to the secession of several slave states from the Union.
  • In response to the secession crisis, the Republican Party remained steadfast in its commitment to preserving the Union. The conflict, which lasted from 1861 to 1865, pitted the Union, led by the Republicans, against the seceded Confederate states in a struggle to determine the future of slavery and the unity of the United States.

Events of American Civil War (1861-65)

Secession from the Union

  • At the onset of the Civil War in 1861, the United States comprised 34 states. However, the Southern states, motivated by various factors, including the preservation of the institution of slavery and concerns over states’ rights, decided to secede from the Union. 7 Southern slave states declared their secession individually (these included) South Carolina, Mississippi, Florida, Alabama, Georgia, Louisiana, and Texas. 

Formation of Confederacy

  • These states formed the Confederacy and adopted their constitution, with Jefferson Davis serving as the President.
  • Over time, four more states joined the Confederacy: Virginia, Arkansas, Tennessee, and North Carolina, bringing the total number of Confederate states to eleven. 
  • However, it is important to note that any foreign country did not officially recognize the Confederacy as a legitimate nation, despite attempts to gain recognition.

Important Battles

  • The Civil War witnessed major military engagements such as the First Battle of Bull Run, Antietam, Gettysburg, and Sherman’s March to the Sea
  • It involved significant strategic and tactical manoeuvres, including using new technologies like ironclad warships and introducing trench warfare.
  • The Battle of Gettysburg fought in 1863, is considered a turning point in the war as it marked a significant setback for the Confederacy and boosted Union morale.

Union emerged Victorious

  • The Union forces emerged victorious in 1865, with General Robert E. Lee’s surrender at Appomattox Court House. 
  • The Civil War’s aftermath witnessed the abolition of slavery.  

Role of Abraham Lincoln

American Civil War (World History Notes)
  1. Leadership and guidance: As President, Lincoln provided strong leadership during the war. Lincoln assumed the role of Commander-in-Chief during the war and actively participated in military strategy and decision-making.
  2. Emancipation Proclamation: One of Lincoln’s most significant contributions to the war was the Emancipation Proclamation. Issued on 1st January, 1863, it declared that all slaves in Confederate territory were to be set free. The proclamation shifted the focus of the war to include the abolition of slavery as a central objective.
  3. Preservation of the Union: Lincoln firmly believed in preserving the Union and consistently made it the primary goal of the war. His commitment to the Union provided a unifying force for the Northern states.
  4. Afterwar Efforts: After the war, Lincoln called for reconciliation and healing. He expressed a compassionate and forgiving approach towards the South.


The Reconstruction Era (1865 to 1877)

The Reconstruction Era is the period immediately following the American Civil War, from 1865 to 1877. It was a critical phase in American history as the nation sought to rebuild and reunify after the devastating conflict.  

Amendments to the United States Constitution 

  • The 13th Amendment (1865) abolished slavery except as a punishment for a crime.
  • The 14th Amendment (1868) granted citizenship to every individual born or naturalized in the USA, including former slaves.
  • The 15th Amendment (1870) granted African American men the right to vote.

Reunifying the Country

  • Amnesty was offered to Confederate states that pledged loyalty to the United States.
  • Efforts were made to rebuild the Southern region’s devastated infrastructure and promote economic development.  

Improving the Lives of African Americans

  • Reconstruction witnessed the establishment of institutions and organizations to improve the lives of newly freed African Americans.
  • African Americans gained political representation at the state and federal levels for the first time.  

American Revolution (World History Notes)

American Revolution (World History Notes)

This article deals with ‘American Revolution (World History Notes)’ . This is part of our series on ‘World History’ which is an important pillar of GS-1 syllabus. For more articles, you can click here.


Timeline of Colonialism in America

Part 1: Discovery of America

1492 Ferdinand (King of Spain) sponsored Christopher Columbus to find the new land. Columbus sailed across the Atlantic to search quicker route to Asia but hit the Caribbean Island thinking he had discovered India. But he was on the other side of the world 
1496 Amerigo Vespucci, also sponsored by Spain, reached America. He understood that he had reached a new continent (and not India). America was named after him.

Part 2: Setting the Colonies

But the credit for discovering the Economic Potential of the land goes to English Adventurers – Walter Raleigh & Francis Drake. During the reign of Queen Elizabeth, they reported on the economic potentialities of the region.

1607 Jamestown, in Virginia, was established as the first permanent English settlement 
1608 French settlers established Quebec, the first permanent French settlement in North America.
1624 The Dutch set up a colony on the mouth of the Hudson River and named it New Amsterdam. Later, the English renamed it New York.
1630 The Massachusetts Bay Colony was established by Puritans, led by John Winthrop, who sought religious freedom.
1634 The Maryland Colony was founded as a proprietary colony by Cecil Calvert as a haven for English Catholics.
1636 Rhode Island Colony was established by Roger Williams, who advocated for religious freedom and the separation of church and state.
1682 Pennsylvania Colony was founded by William Penn as a haven for Quakers and a place of religious tolerance.
1682 French explorer René-Robert Cavelier, Sieur de La Salle, claims the Mississippi River and surrounding areas for France, leading to the establishment of Louisiana.
1733 Georgia Colony was established as a buffer colony between Spanish Florida and the British colonies. It was also intended as a refuge for debtors.

Why were people eager to move to new lands?

Many people were eager to go to this new world 

Escape Poverty and Unemployment

  • The Enclosure System in England evicted many farmers from their lands, and this surplus rural population wanted new homes and lands.
  • Population Growth: The population in Europe was rapidly increasing during the 17th and 18th centuries, leading to overcrowding and limited resources. The colonies provided an outlet for the surplus population.

Political Turmoil in Britain and Mainland Europe

  • To get rid of the wars of genocide going on constantly in Europe. 
  • Poors were sold to the wealthy and governing class to be used as slaves in wars. People thought it was better to migrate to American Colonies to avoid such a grievous fate.
  • Political Turmoil in Britain: During the reign of Charles I, the supporters of the Stuart Dynasty met a defeat in the Civil War and emigrated to America. 
  • At the same time autocratic rule of German rulers impelled the German people to settle in the Colonies.

To get Religious Freedom

  • People thought in American colonies, they could worship their God freely and get redemption from European religious and communal persecution. 
  • Puritans (English Protestants) were politically, religiously and economically persecuted in England. They left in the hope that they would experience liberation if they moved to the new world. 

Adventure and Exploration

  • Some individuals were motivated by a sense of adventure and the desire to explore new frontiers. These included explorers and traders. 

Indentured Servitude

  •  Many people who lacked the financial means to fund their journey to the colonies entered indentured servitude. They agreed to work for a fixed period (usually four to seven years) in exchange for passage to the colonies. After fulfilling their terms, they would gain their freedom and, in some cases, land or resources.

Initial Colonies

Initially, people from Britain established 13 colonies in North America – Massachusetts, Rhode Island, Connecticut, New York, Virginia etc. Many companies were set up, which took people from England to America. E.g., the Virginia Company targeted Virginia, the Massachusetts Bay Company targeted Massachusetts etc. 

Geographically, American Colonies can be divided into two regions, i.e.  North and South.

North Colonies – Massachusetts, New York, New Jersey & Maryland 
Highly developed industries, mainly producing wine and sugar, were present here.
South Colonies North Carolina, South Carolina and Virginia 
The warm climate was conducive to producing food grains, sugarcane, tobacco and cotton here.
The slaves brought from Africa worked in the farmlands, which mainly grew cotton, wheat and tobacco. 

The British colonies in the Americas were governed by British-appointed representatives known as Governors, who acted on behalf of the British monarch. These Governors presided over an assembly that functioned in a manner similar to a Parliament. But voting rights to elect members if the assembly were predominantly restricted to men who owned land and paid taxes.


Relationship with Natives

In the beginning, the colonizers established a friendly connection with the original inhabitants of America, who were known as American Indians or Native Americans or Red Indians. Unfortunately, as time passed, these indigenous people were either forcibly removed from their lands or subjected to violence resulting in their elimination. 

When America was discovered, approximately 10 million indigenous people lived in the United States. However, by 1900, that number had drastically declined to less than 300,000. The Europeans employed various tactics, including wars and the spread of diseases, to exterminate the native population.


Towards the Revolution

It could never be expected that American Colonies would live forever under the subjugation of England. But around 1776, certain events took place, culminating in a revolution. It was a revolt against the social & political system of that time which had lost its significance in America.

Reasons 1: Colonial Governance

Britain considered the American colonies as part of its country and governed these lands for their benefit, neglecting the colonies’ interests. Colonists, on the other hand, were not prepared to see the colonies exploited only for profit. They wanted equality and autonomous rule for themselves. 

These laws included various Navigation Acts of 1651,1660 & 1663. These ensured that 

  1. Trade could be carried only by British ships.
  2. Before entering the American colonies, most European goods were required to go through Britain.
  3. Certain goods like tobacco & rice were declared enumerated goods that could be shipped only to Britain.
  4. Britain paid the colonists less than the world market prices for goods on the enumerated list, which Britain re-exported to Europe.

Some businesses, like Hancock, Wharton etc., started to contest the mercantilist policies of Britain.


Reason: No affection for England in Colonies

  • A lot of people in colonies settled when they were persecuted on religious grounds. Various groups, such as the Pilgrims, Puritans, Quakers, and others, sought refuge in the American colonies to escape religious conflicts and persecution in Europe. The desire for religious freedom and the ability to practice their faith without interference played a crucial role in attracting these religious minorities to the colonies.
  • Criminals were deported to colonies: These individuals were often sent to the colonies as a form of punishment or to alleviate overcrowding in European prisons.
  • A large number of people who settled there were not from Britain: While the British played a prominent role in establishing and governing the colonies, people from various European countries, such as Germany, France, the Netherlands, and others, also migrated to the colonies in search of economic opportunities, religious freedom, and a fresh start.
  • Colonists were brimming with the spirit of equality, whereas class differences prevailed in England. The abundance of land and resources and the absence of an entrenched aristocracy allowed colonists to establish themselves without the same limitations imposed by class distinctions.   

Reason: 7 Years War (1756-63)

The North America was inhabited by

  • Native or American Indians: They inhabited various regions across the continent, including the area west of the Appalachian Mountains. The Native Americans found themselves caught between the competing interests of European powers, particularly the British and the French. The French were not as eager to settle in Native American territories and had a more cooperative relationship with the indigenous populations. 
  • European Settlers who came from various European countries and established colonies along the eastern coast of the continent due to various reasons. They saw the British as potential allies in their own goals of expanding westward. They believed that if the British were successful in securing control over the region beyond the Appalachian Mountains, they could gain access to vast agricultural lands suitable for settlement. Therefore, the European settlers tended to support the British during the Seven Years’ War, hoping for British victories that would facilitate their westward expansion.

However, after the Seven Years’ War concluded in 1763, the British government issued the Proclamation of 1763, which announced that Britishers would not expand beyond the Appalachian mountains. Although the whole of North America was now under Britain, they created an ‘Indian Reserve’ in the area west of the Appalachian mountains where no European settler would be allowed. They did that to buy peace with Native Indians. The European settlers resented the Proclamation of 1763 as it stopped them from settling westward.

Additionally

  • European Settlers didn’t extend sufficient help to the British army during the war and carried on trade with France. The colonies siphoned out immense benefits during the war. But at the end of the war, they were deprived of the benefits.  
  • England occupied Canada in the north, and now they were relieved of French danger.  
  • Colonies realized their strength & learnt how to wage war. 

Reason: Taxes on Colonies

Lord Greenville observed in 1763 that a good deal of money was drained to America, but very little taxes were being recovered. After the 7 Years War, the British tried to pass on the burden of defence of America to the colonists as the burden of taxes in Britain was considered relatively high. The policy consisted following. 

  • Navigation laws should be implemented sternly & smuggling should be prevented. 
  • The Sugar Act of 1764 banned the import of molasses for Rum Industry from overseas countries except for England and imposed high custom duty. The New England colony had been importing molasses from the French and Dutch West Indies for more than a century without paying import duties.  
  • Stamp Act of 1765: The Stamp Act of 1765 imposed a fresh tax on stamps, requiring settlers to affix them to all legal documents. However, the settlers strongly objected to this requirement, refusing to purchase the stamps and successfully pressuring the colonial government to revoke the act.
  • Currency Act: The act banned the prevalent paper currency of American Colonies. Only English currency was to be used for business transactions. 
  • Townshend Acts of 1767: Despite the repeal of the Stamp Act in 1766, the following year saw the enactment of a new law that introduced taxes on a range of imported items such as glass, paper, paint, lead, and tea. The acts also authorized the use of writs of assistance, which were general search warrants, allowing British officials to search colonial homes and businesses for smuggled goods without specific cause or evidence.

In 1770, due to mounting pressure and protests, the British government repealed most of the Townshend Acts’ taxes. However, they retained the tax on tea as a symbolic assertion of authority. 

It was not merely the burden of these new taxes introduced by Britain which aroused the colonists to revolt but it was also because they came in a period of economic difficulties and depression.


Reason: Economic Problems

The economic causes of the American Revolution weren’t only the burden of taxes. Following the expansion of credit to the American colonies by British merchants from 1745 to 1760, there was a slowdown in business activity during the 1760s due to the depression in Britain. With no credit coming, they started to see other aspects. 

  • Businessmen of the North were angry with the control over business exercised by England.
  • Planters of Southern States were burdened with debts of British moneylenders. They thought that by breaking relations with England, they could escape the payment of debts.
  • The middle class desired the establishment of economic, social & political democracy 

Reason: Ideas &  Principles

  • The American Colonists held dear ideas such as economic, social & political democracy in the colonies. On the other hand, England followed mercantilist policies and imposed many restrictions.  
  • Ruling bodies in colonies were marginal with the status of corporations. These were subordinate to the British Parliament. They couldn’t raise taxes, and when the British Parliament imposed new irrational taxes, people started to raise the slogan “No Taxation without Representation”.

Reason: Development of Intellectual Awareness

Educational Institutions

  • Pennsylvania was foremost in the field of education, where Quakers established educational institutions like University of Pennsylvania (established by Benjamin Franklin) and the Academy and College of Philadelphia
  • Harvard College was established in Cambridge city of Massachusetts 
  • William and Mary College was established in Virginia

These educational institutions raised the Intellectual awareness of people.

Benjamin Franklin and the American Philosophical Society

  • Benjamin Franklin, a prominent figure in the American colonies, founded the American Philosophical Society in 1743. This intellectual society served as a platform for the exchange of ideas, scientific research, and philosophical discussions.  

The Rise of Newspapers

  • The emergence of newspapers, such as the Boston News Letter in 1704, marked a significant development in the spread of information and ideas throughout the colonies. By the end of 1765, there were 25 different newspapers in circulation, enabling the dissemination of news, opinions, and political writings. 

Thomas Paine’s “Common Sense”

  • Published in January 1776, “Common Sense” by Thomas Paine was a pamphlet that argued for the complete independence of the American colonies from British rule. 

According to historian Daniel Boorstin, Two very different societies had formed on two sides of the Atlantic. There is an argument that ‘people ceased to understand each other across the two sides of the Atlantic .’ The sense of openness and opportunity which existed in America was very different from that of England.  


Immediate Cause

Lord North’s Tea Policy 

  • In 1770, Lord North, the newly appointed Prime Minister of England, eliminated taxes on various products, with the exception of tea. The decision to retain the tax on tea was a deliberate assertion of the British Parliament’s authority to, directly and indirectly tax the colonies.

Boston Massacre, 1770

  • The presence of British forces parading on the streets of Boston drew strong criticism from the Americans. In response to this criticism, the British forces became angry and opened fire on the crowd. The incident known as the Boston Massacre revealed the aggressive and authoritarian tendencies of the British government.

Boston Tea Party (1773)

  • Following the Boston Massacre, a group of approximately 100 protestors disguised as Native Americans boarded three tea-laden ships in Boston harbour and dumped 342 crates of tea into the sea. This significant event became known as the Boston Tea Party. In response to this, the British Parliament responded with harsh measures. General Gage was appointed as the Governor of Massachusetts, and British troops were dispatched to assert control over the colony.

Events of the War of Independence

American Revolution (World History Notes)

Suppressing Laws of Lord North or Intolerable Acts (1774)

The Boston Tea Party presented a challenge to the authority of the British Parliament. King George III and Lord North perceived this event as a direct challenge and responded by implementing five strict measures in an attempt to assert control.

  • Firstly, the port of Boston was placed under an embargo until the damages caused by the Boston Tea Party were paid, which resulted in severe economic hardship for the city of Boston.
  • Secondly, the appointment of Massachusetts advisors, previously elected by the colonists, was now done by the British Emperor, stripping the colonists of their influence in the selection process.
  • Thirdly, murder cases in the American colonies were transferred from American courts to courts in England, undermining the autonomy of the colonial legal system.
  • Fourthly, British forces were deployed in Massachusetts. 
  • Lastly, the British government awarded the territory between the Ohio & Mississippi rivers to Quebec, which angered the colonial governments of Virginia, New York and Pennsylvania. This unilateral assignment of land to Quebec contradicted the terms of their royal charters, leading to additional discontent among the colonial governments.

These measures were widely condemned in America as they were seen as infringements on colonial rights, autonomy, and self-governance. 


1st Intercontinental Conference of Congress or Philadelphia , 1774

  • Colonialists denounced the newly enacted repressive laws. Virginia and other colonies joined in this condemnation. The citizens of Virginia proposed a gathering of representatives from all colonies in Philadelphia, leading to the first Intercontinental Conference of Congress in September 1774. Representatives from all colonies, except Georgia attended the conference.
  • The primary objective of the conference was not to demand complete independence but rather to seek autonomy in internal affairs. However, as a measure of leverage, the decision to boycott British goods was also communicated. The colonies aimed to assert their rights and assert their ability to govern themselves in matters that did not involve direct interference from Britain.

War Starts

  • The war between the government and the public had started even before another conference of Congress could be convened. Gaize (British Governor General) learnt that at Concord (a village 18 km from Boston), rebels were collecting arms, and he sent troops to seize the weapons. 
  • On April 19, 1775, the British troops marched towards Concord. However, the colonial militias, consisting of thousands of volunteers, were already prepared to defend their rights and resist British authority. The clash between the British troops and the colonial militias occurred in the towns of Lexington and Concord. The British soldiers faced significant resistance and suffered losses.
  • These battles marked a significant turning point, as they demonstrated that armed resistance against British forces was not only possible but also carried the potential for success.

2nd Intercontinental Conference of Congress or Philadelphia Congress, 1775

  • Another intercontinental conference was convened in Philadelphia in May 1775, following the outbreak of hostilities between British forces and colonial militias in the Battles of Lexington and Concord. This intercontinental conference brought together representatives from the thirteen colonies to address the growing tensions with Britain and to discuss further courses of action. 
  • John Hancock – a rich businessman, presided over the conference meetings. Great leaders like Thomas Jefferson and Benjamin Franklin were also there. George Washington was appointed the Commander-in-Chief of America. Washington was a respected military leader from Virginia and had gained recognition for his role in the 7 Years’ War.
  • On July 4th, 1776, the 2nd Continental Congress took a monumental step by adopting the Declaration of Independence. Drafted primarily by Thomas Jefferson, the Declaration declared the thirteen colonies as independent states, no longer subject to British rule.

Battle of Saratoga, 1777

William Howe (British General ) achieved success in 1776 at the Battle of Bunker Hill, and Philadelphia fell. But in 1777, British General Burgoyan at Saratoga was defeated by Washington, and this defeat encouraged some of the European powers like France, Holland and Spain to launch a war against Britain. In Feb 1778, Compromise was reached between the colonies and France. 

  • Nobody would settle a peace pact individually with England. 
  • War would continue until American colonies achieved complete freedom. 

Battle of Yorktown, 1781

  • The participation of France and Spain with their marine force proved to be a turning point in the war. American and French armies became so superior that British Commander in Chief Lord Cornwallis surrendered on 19 Oct 1781 in Yorktown

Paris Pact of 1783

But France and Spain continued their war against England. At last War of American Independence ended in 1783 with Paris Pact.

  • England recognised the Independence of American Colonies. 
  • France obtained Saint Louisia & Tobago in West Indies and Senegal & Gouri in Africa. 
  • Spain got Florida & Isle of Minorica in the Mediterranean Sea. 
  • The boundary of America was demarcated along the Ohio River. 

Causes of Failure of English Forces 

The defeat of England was surprising because England was thought to be invincible after the 7 Years’ War; England had a vast Empire to keep its war machinery running; a large army, and well experienced Generals. On the contrary, George Washington had a small force and had never managed more than 4000 soldiers, and faced a shortage of food, weapons and cannons.

  • Planners of British war policy underestimated the strength of America & were overconfident in their power. Along with this, certain Whig leaders like Pitt, Burke and Charles Fox had sympathy with Americans. Many soldiers of the British army didn’t fight with a dashing spirit.
  • England was 3000 km away from America and found it hard to send provisions to the army in time.
  • Theatres of war were scattered over an area of 1000 km. Colonists were well acquainted with the geographical situation of the land.
  • George Washington’s competent & efficient leadership: People loved him because of his patriotism. He commanded his army with strict discipline but earned the complete loyalty of his companions by dealing with them with love. His leadership kindled deep faith in the minds of colonists. On the other hand, nothing could be expected of the army of European mercenaries fighting against them.
  • The open participation of France, Spain and Holland tilted the balance in favour of the colonies.
  • British forces lacked the skill to deal with guerrilla warfare, and the American war was fought on this strategy.

Was it Freedom Struggle or Revolution ?

It was an radical idea because

  • Undoubtedly, laws passed by British Parliament during 1760 aggravated public discontent. Similarly, the economic issues agitated the people. The colonies felt irritated that the English had the monopoly of marketing the crops of tobacco & tea as well as imposing taxes. But the economic burden alone wasn’t the last straw on the camel’s back. The incidence of taxes was normal & didn’t adversely affect the economy of colonies, but Americans were against the principle that was at the back of taxation & is reflected in the slogan ‘No Taxation without Representation’. The chief issue was the principle of taxation & the political ideology of Thomas Jefferson & John Adams which insisted that the supreme sovereignty should vest in independent American Legislative Assemblies and not in the British Parliament.
  • The US declared itself to be a republic and became the first country in the world without a monarchy.
  • It introduced the idea of equality before the law (‘All men are created equal’). It was a radical idea that nobility and clergy would not enjoy any special benefits.
  • The idea of Fundamental Rights was there in the Declaration of Independence. Later in 1791, the Bill of Rights was passed. It has radical ideas like ‘no deprivation of the right to property without due process of law’ etc.
  • The USA became the first country in the world to implement the ideas given by the Enlightenment thinkers.
  • It inspired the French Revolution. 
  • After the Revolution, the patriarchal control of men over their wives declined, the latter gaining the right to hold property separately, make contracts, and do business without their husbands. All the states except South Carolina introduced liberal laws on divorce. The American Revolution ended feudal forms of land tenure and supported a more enlightened attitude towards the family. 
  • The American Revolution was partly a reaction against the manipulation of offices and patronage by the Crown. Local officials like sheriffs, judges, militia offices and justices of the peace were dependent on royal favour in all the royal colonies except Virginia, more so than similar functionaries in Britain. The exit of several leading members of the old colonial society no doubt created space for what Jefferson called “the aristocracy of virtue and talent”. 

But there were some issues as well.

  • According to Franklin Jameson, American Revolution was ‘Of the Bourgeois, By the Bourgeois, For the Bourgeois’. It was basically a Bourgeois revolution, and common people had no place in it. Indeed, the nature of the Revolution wasn’t popular, and all sections didn’t join the Revolution on their own. The revolutionary army was led by gentlemen Farmer like George Washington. Common people were recruited as they were hired labour.
  • Men and women were not considered equal. The Declaration of American Independence announced that ‘all MEN are created equal.’ Women didn’t get the right to vote until the 1920s.
  • No propertied class didn’t get the right to vote until 1856.
  • Blacks and Native Americans didn’t get citizenship. Moreover, slavery continued in the USA even after American Revolution.
  • Expansion beyond the Appalachian mountains happened, and Indians lost their land. They were butchered in the process.

On the basis of the above analysis, we may agree with historians who say that the War of Independence was not only a struggle for Independence but a social change struggle against the special rights of traditional aristocracy in colonies.


Assam Issue (Internal Security)

Assam Issue (Internal Security)

This article deals with the ‘Assam Issue (Internal Security) .’ This is part of our series on ‘Internal Security’, an important pillar of the GS-3 syllabus. For more articles, you can click here.


Introduction

Assam is the land of Ahoms (also called Shans), who invaded and settled here in the 13th century. The land of the Ahoms thus came to be called Asama. Word Assam is the anglicised form of the word ‘Asama’.

The burnt of invasion was suffered by the original inhabitant tribes. Bodos form the most important group of this race.

Later, Ahoms were defeated by the Burmese, who entered through the eastern borders. Finally, in 1826, Assam became Britain’s protectorate under the Treaty of Yandabu, signed between Burma and Britain after the defeat of Burma in the Anglo-Burma Wars.

In Assam, there are two main issues wrt Assam. These include

  1. Migration of Outsiders in Assam
  2. Bodoland Issue

Issue 1: Migration of Outsiders in Assam

The first issue that we will deal wrt Assam is the issue of the migration of outsiders in Assam. This has led to agitations. The main insurgent organization involved with this issue is ULFA.


Migration of outsiders to Assam

Assam Issue (Internal Security)
  1. Britishers developed the tea industry in Assam. They imported labour from Bihar & other Indian provinces to work in tea gardens. 
  2. Assamese people living mainly in Upper Assam were not interested in expanding the cultivation in hitherto uncultivated land. Therefore, the British encouraged Bengali Muslim peasants from present Bangladesh to move into Lower Assam to put virgin land under cultivation. 
  3. Later during the 1971 crisis, a large number of Bangladeshi Muslims (and Hindus) came and settled in Assam. This pattern is going on even after that. 

As a result, the Assamese people started the Socio-political movement in 1979 to evict illegal Bangladeshis. It ended in the famous Assam Accords in 1985.


Reason for Migration from Bangladesh

  • Increasing pressure on land and mounting unemployment in Bangladesh due to rapid population increase. 
  • Bangladeshi Hindus migrate to Assam or other parts of India due to religious persecution in Bangladesh.
  • Large segments of Bangladesh’s population are uprooted by severe floods and cyclones which migrate to Assam (or other parts of India).
  • Porous India-Bangladesh border also facilitates this trend.
  • Economic conditions of India is relatively better than that of Bangladesh.

ULFA (United Liberation Front of Asom)

  • ULFA was formed in 1979 against the backdrop of the All Assam Student Union’s agitation against foreigners under the leadership of Arbinda Rajkhowa, Pradip Gogoi, Paresh Barua etc.
  • They aimed to create an Independent and Socialist Assam through arms struggle. It seeks to bring back the glorious times of the Ahom kingdom. ULFA claims that Assam was never a part of India as the Treaty of Yandabu was signed between two imperial powers (i.e. Burma and Assam) without the involvement of the Assamese people. 
  • It established a close relationship with organizations such as the NSCN of Nagaland and the Kachin Independence Army (KIA) of Myanmar to acquire arms and train recruits. ULFA has also established links with the ISI of Pakistan
  • It conducted several terrorist activities throughout the 1990s. Hence, it was declared a Terrorist Organisation under the Unlawful Activities (Prevention) Act (i.e. UAPA) in 1990.
  • Bangladesh has also helped cracking down on the ULFA rebels.
  • In 2009, India was successful in getting the chairman of ULFA into custody
  • In 2011, Tripartite Agreement was signed between the Union Government, the State of Assam and ULFA for the suspension of operations of ULFA. Currently, ULFA is divided into two factions – ULFA (PTF) and ULFA (ATF), i.e. Pro and Anti Talk Faction. ULFA (PTF) has suspended the operations and is engaged in peace talks. On the other hand, ULFA (ATF) is continuing its previous modus-operandi. 

Security Challenge

  • Agitations in which public property is damaged: Government failure to respond to illegal migration leads to the uproar by Assamese and damage of public property on a large scale. 
  • Illegal Voters: Most illegal Bangladeshis have their names enlisted in the voting list, thereby claiming themselves as state citizens. The immigrant population acts as a vote bank for the political parties in Assam.  
  • Issue of terrorism: Pakistan’s ISI has been active in Bangladesh, supporting militant movements in Assam. Among the illegal migrants, there are also militants.

Way Out

  • Diplomatic Effort: India has to make a diplomatic effort to get Bangladesh to cooperate, as illegal migration cannot be solved unless sending country cooperates.  
  • Better Border Management: Fencing, construction of border roads and proper border management will make a difference
  • Bar from voting rights: Illegal migrants should not be allowed to vote, which will diminish their ability to influence government decisions by being a political force.

Issue 2: Bodoland Issue

  • Bodoland is a state demanded by a tribal community called Bodos in Assam, comprising 5-6% of the state’s population. The movement for separate state started in 1966-67.
  • National Democratic Front of Bodoland (NDFB), an ethnic insurgent organization, has been leading the charge in demand for a separate state.
  • Reasons for the demand for Bodoland include
    • Massive Illegal Immigration from Bangladesh and their inclusion in the voter’s list has turned Bodos into a minority in their land
    • Failure of The Bodo Territorial Council (BTC) due to weak administrative institutions and divisive politics
  • In the aftermath of first Bodo Accord of 1993 and second Bodo Accord of 2003, Bodoland Territorial Council (BTC) was formed as an autonomous body under the provisions of the Sixth Schedule of the Indian Constitution.
  • Bodo Accord, 2020: It was signed between Government of India and 4 factions of NDFB

NDFB

  • National Democratic Front of Bodoland (NDFB) was established as Bodo Security Force in 1986 and was later rechristened as NDFB in 1994.
  • They want a sovereign state of Bodoland in the areas lying North of the Brahmaputra river in Assam.
  • NDFB though claim to represent the Bodo people, in reality represent the Christian minority and not the indigenous Bodos.
  • It has training camps in south Bhutan, and the Indian Security Forces, with the help of Bhutan, has launched operations to destroy these training camps.

Other Insurgent Groups active in Assam

  1. Hmar People’s Convention  (for the creation of the Hmar state consisting of Hmar’s living in Mizoram, Assam and Manipur)
  2. United Liberation Front of Barak Valley
  3. Karbi People’s Front
  4. Kamtapur Liberation Organisation (KLO)
  5. Muslim United Liberation Tigers of Assam (MULTA)
  6. Black Widow

Deontological Ethics (UPSC Notes)

Deontological Ethics (UPSC Notes)

This article deals with the topic titled ‘Deontological Ethics (UPSC Notes).’ This is part of our series on ‘Ethics’. For more articles, you can click here.


What is Deontological Ethics?

Deontological Ethics
  • Deontological Ethics is also known as Kantian Ethics or Duty-Based Ethics.
  • Under Deontological Ethics, right & wrong is determined based on the MEANS  & the end result is immaterial here. 
  • Deontological ethics holds that individuals have certain moral duties and obligations, even if it produces a bad result. These duties include “do not lie,” “do not steal,” or “do not harm others.” So, for example, the philosopher Kant opined that it would be wrong to lie to save a friend from a murderer. 
  • According to Kant, the Dignity of every individual is an important value & it should be used as a criterion for judging right & wrong. He argued, “Every individual should be treated as an end in himself & shouldn’t be treated as means to some end.”  
  • The intention is also crucial in Deontological Ethics. It is seen whether an act is carried out with good or bad intentions. If good work is done with bad intentions, then actions are unethical.  
  • Instances where human beings are treated as means to some other ends are
    • Surrogacy  
    • Clinical Trials
    • Consumerism (MNCs use common people as a means to maximize their profits)  
  • Mahatma Gandhi, too, has emphasized a lot on means as an ethical aspect. According to Gandhi, means should be equally pious & moral as that of the end. 
  • The Hindu philosophy of Nishkama Karma that argues for doing one’s duties without expectation of fruit is in line with Deontological Ethics /Duty Based Ethics. 
  • Deontological or duty-based ethics motivates work, even when the result is uncertain or far away. e.g. Lord Krishna advised Arjun to fight in the war against the Kauravs.


Critiques of Deontological Ethics

  1. Lack of Consideration for Consequences: Deontological ethics neglect the importance of consequences of actions. Hence, it fails to address situations where a morally right action could lead to negative outcomes or where morally wrong actions could result in positive consequences.
  2. Conflict of Moral Rules: Deontological ethics may encounter challenges when moral rules or duties come into conflict with one another. 
  3. Lack of Flexibility: Deontological ethics is criticized for its rigid adherence to moral rules, which may not account for the complexities and nuances of real-life situations.


Kant

Immanuel Kant was a renowned German philosopher who significantly contributed to various fields, including metaphysics, epistemology, and ethics.


Categorical Imperative

Immanuel Kant's Ethical Theory

Kant lays down the following rules of conduct to make the moral law i. e. the Categorical Imperative more definite

  1. Act only on that principle which can be a Universal Law: Kant says that one should act in such a way as you could wish that everyone else should act in the same way. For example  
    • Breaking promises: The act is wrong because it cannot be universalized. If everyone breaks a promise, no one can make any promise. 
    • Suicide: If everyone commits suicide in despair, no one would be left to commit suicide. 
    • Theft: Theft is wrong because if everyone else resorts to such activity, it will create chaos. 
  2. Do not use any person, including yourself, as only means: This maxim holds that a person should be treated as an end in itself and not as a means to some ends. Man is essentially a rational being, and the rational nature is an end and has absolute value.  
  3. Act as a Lawmaker of the Kingdom of Ends (Autonomy of Morality): Everyone in this kingdom is sovereign (i.e. imposes moral law upon himself) and subject (i.e. he obeys the moral law imposed by himself) at the same time. 

Complete Good: Virtue & Happiness

  • Kant believes that virtue is the supreme good but not the complete good. 
  • The complete good consists of the association of virtue with happiness
  • Virtue depends upon goodwill within our control. Happiness depends upon external circumstances which are beyond our control. Virtue does not include happiness, nor does happiness include virtue. The harmony of virtue and happiness is brought about by God. 

Leadership

A leader should

  • Cultivate autonomy and self-determination in themself and in followers
  • “Act as if one were a member of an ideal kingdom of ends in which one was subject and sovereign simultaneously.”

Consequential Ethics (UPSC Notes)

Last Updated: June 2023 (Consequential Ethics (UPSC Notes))

Consequential Ethics (UPSC Notes)

This article deals with the topic titled ‘Consequential Ethics (UPSC Notes).’ This is part of our series on ‘Ethics’. For more articles, you can click here.


What is Consequential or Teleological Ethics?

  • Consequential Ethics focuses on the “End/Outcome/Consequences” of action to check their morality. It is also known as teleological ethics (from ancient Greek telos, “end”; logos, “reason”)
  • Under this category, the philosophy of various philosophers can be characterized. E.g., Bentham‘s Utilitarianism, John Stuart Mill (1806–73), and Henry Sidgwick (1838– 1900), with its formula the “greatest happiness [pleasure] of the greatest number.”
  • Teleological ethics focuses on the idea that the ends justify the means. Hence, by using this theory, even robbing a bank can be justified if it is used for charity (hence promoting Social Banditry and Robinhood Methods).
  • Additionally, it may lead to overlooking the rights and interests of minority groups or individuals.


Epicurus

  • Epicurus was an ancient Greek philosopher known for his philosophy called Epicureanism. 
  • According to Epicurus, pleasure is the end (telos) of life. By pleasure, Epicurus meant the lack of pain.
  • But Epicurus distinguished between higher and lower pleasures (an influence on J.S. Mill), and the main emphasis was on Higher Pleasures.
    • Higher or Katastematic pleasures: pleasures of the mind
    • Lower or Kinetic Pleasures: pleasures of food, drink and sex.
  • Epicurus considered ataraxia, or tranquillity of the soul, as a central component of a happy and fulfilled life. He believed that by eliminating physical and mental disturbances and achieving a state of inner calm, individuals could experience lasting pleasure and serenity.
  • Epicurus advocated for a simple and modest lifestyle. He believed that excessive desires and material possessions create unnecessary sources of worry and unrest. 
  • Epicurus proposed a hedonistic calculus, which involves evaluating actions based on their long-term consequences. He argued that some pleasures may lead to greater pain in the long run, while some temporary discomforts may result in greater pleasure and overall well-being. The broader and long-term impact of choices should be considered.


Machiavelli

Machiavelli was an Italian Renaissance philosopher, is known for his work “The Prince,” Machiavelli’s ethical philosophy, known as Machiavellianism, is characterized by a pragmatic and realistic approach to politics and power.

The main principles of Machiavellian Ethics include 

Machiavellian Ethics
  1. Amorality of Politics: The ends of maintaining power and stability justify the means employed by rulers, even if those means are morally questionable.
  2. Rulers should act in their own self-interest and take whatever measures are necessary to secure and consolidate their rule. 
  3. Concept of Virtù: Machiavelli introduced the concept of virtù, which he defined as the strength, skill, and capacity for action exhibited by successful rulers. Virtù involves the ability to adapt, make bold decisions, and effectively navigate the complexities of politics. It is a quality valued by Machiavelli for political leaders rather than traditional notions of moral virtue.

Jeremy Bentham’s Utilitarianism

Consequential Ethics (UPSC Notes)
  • Jeremy Bentham was the propounder of the theory named Gross Hedonism. According to Bentham’s version of Utilitarianism, 
    1. Nature has placed humankind under the governance of two Sovereign Masters viz Pleasure and Pain. Anything that increases pleasure & reduces pain has utility and brings a sense of happiness.
    2. The criteria to judge righteousness and wrongness of any action is ‘Greatest Happiness of Greatest Number
  • Bentham’s happiness is more materialistic in nature. Bentham believed that all pleasures are alike. The pleasures do not have qualitative differences but only quantitative differences. Bentham argued that with the quantity of pleasure remaining the same, pushpin (a game) is as good as poetry. 
  • It is a Consequentialist approach because we will disregard what we will do to achieve that goal and look into the merits of the end goal only, and that too in terms of the number of people getting happiness out of it. E.g., A lynch mob kills a person believing he committed a crime.
    • In this, 100 people are getting pleasure, and 1 person who is killed/lynched is getting pain. 
    • According to Utilitarian thought, this action will be seen as ethical.
    • Hence, Classical Utilitarianism is also called Social Hedonism.

Merits of Bentham’s Utilitarianism

  • It is a democratic way of decision-making.  

Demerits Bentham’s Utilitarianism

  • Minority voice is not considered. It is concerned with benefits to the majority.
  • Progressive voices are crushed, and orthodox views are legitimized. E.g. According to this theory, Raja Ram Mohan Roy was doing an unethical action by championing the cause of the abolition of Sati because most of the people were in favour of the practice.
  • Utilitarianism fails to adequately account for individual rights and justice.
  • Happiness, in many cases, cannot be quantified as it is not measurable. Thus it is often challenging to apply the test of happiness.
  • Bentham’s Utilitarianism tends to prioritize short-term happiness and pleasure without giving sufficient consideration to long-term consequences or the potential for unforeseen harm.

John Stuart Mill’s Refined Utilitarianism

John Stuart Mill also believed in the ‘Greatest Happiness of the Greatest Number (GHGN)’, but to correct the anomalies of Bentham’s theory, he applied some conditions. 

These conditions were

John Stuart Mill's Refined Utilitarianism
  • Mill was also concerned with protecting individual rights and promoting individual liberty. The liberty of every individual is important, and liberty can’t be negotiated (if making a dam will help 1000 families, and we have to uproot 20 tribal families, this theory says that although in this case, too, GHGN is important. But the liberty of 20 families to decide whether they want to be uprooted or not is more important. Government should go for negotiation with these 20 families and give them a deal that they vacate the area on their own without coercion) 
  • Happiness differs in quality and not just in quantity.: Mill argued that not all pleasures are of equal value. He distinguished between higher pleasures, which involve the faculties of the mind (such as intellectual pursuits and moral contemplation), and lower pleasures, which are more sensory or physical in nature. The theory says, “it is better to be a human being dissatisfied than a pig satisfied; better to be Socrates dissatisfied than a fool satisfied.” 
  • Rule Utilitarianism: While Bentham’s Utilitarianism focused on evaluating individual actions, Mill introduced the idea of rule utilitarianism. It suggests that instead of assessing each individual action based on its specific consequences, we should follow general rules or principles that, in the long run, tend to produce the greatest overall happiness. Such rules can serve as useful heuristics for guiding ethical behaviour. For example, let’s consider the rule “Do not steal.” Rule utilitarianism would argue that this rule is generally beneficial because it promotes trust, security, and overall happiness in society. Even if there may be instances where stealing could lead to some short-term happiness, following the rule consistently brings about greater happiness in the long term.

Hedonism

  • Hedonism believes in maximizing one’s own pleasure/happiness.
  • According to hedonism, pleasure is the highest good, and actions should be judged based on their ability to produce pleasure or happiness. Pleasurable experiences can vary from person to person, but they generally include things like eating delicious food, spending time with loved ones, engaging in enjoyable activities, and experiencing physical or emotional sensations that bring joy.
  • Charvaka School of Philosophy of Indian thought propounds it. (‘Rather a pigeon today than a peacock tomorrow’ or ‘A bird in the hand is worth two in the bush.’)

Merits of Hedonism

  • Promotes consumerism: It can give a boost to the economy & can help in employment generation. 

Demerits of Hedonism

  • Hedonism justifies drug abuse because it gives pleasure.
  • Hedonism oversimplifies moral decision-making and neglects other important values, such as justice, fairness, and the well-being of others.

Egoism

  • Egoism propounds maximizing one’s own self-interest (not happiness)
  • It is different from hedonism. For example, in hedonism, eating whatever gives a person maximum pleasure is acceptable. But in egoism, a person aiming to become a fashion model should follow a strict diet plan to remain in proper shape and deny the pleasure of good food.
  • Now the question arises, is maximizing one’s own self-interest bad? The answer to this is given by Ayn Rand’s Theory of Ethical Egoism.

Ayn Rand’s Philosophy

Ayn Rand's Ethical Egoism

Ethical Egoism: Selfishness is a Virtue

  • According to ethical egoism, individuals have a moral obligation to prioritize their own self-interest.
  • Rand speaks about three modes of living. They are:
    • Plant model: Plants don’t have to move to get their life-supporting elements. They get them from the soil in which they grow. 
    • Animal model: Animals and birds have to seek their food and water. Even the lion, the king of the jungle, has to seek his food. 
    • Human model: Man does not merely seek food. He has to do productive work. For that purpose, he has to choose actions. He has to think. He has to seek knowledge. He needs knowledge in order to live. 
  • Hence, she argued selfishness is a virtue. According to Rand, Selfishness means the pursuit of one’s rational self-interest. Concern with one’s own interests is not evil. ‘Selfishness’ is also not to be identified with evil.
  • At the same time, Rand was opposed to Altruistic Morality. Altruism orders man to sacrifice one’s interest for the good of others.

Voluntary Cooperation

  • While ethical egoism emphasizes the pursuit of self-interest, it acknowledges the value of voluntary cooperation with others. It recognizes that mutually beneficial interactions can contribute to individual well-being and encourages individuals to engage in relationships and interactions that are beneficial to their self-interest.

Individual Rights and Capitalism

  • Ayn Rand’s ethical egoism is closely tied to her political philosophy of laissez-faire capitalism and the protection of individual rights. She argued that individuals have a right to their own lives, liberty, and the pursuit of their own happiness. In her view, a society that respects individual rights and allows individuals to freely pursue their self-interest benefits everyone.

Critiques of Ethical Egoism

  • Lack of Consideration for Others: Critics argue that ethical egoism places excessive focus on self-interest and neglects the importance of altruism and concern for the well-being of others.
  • Inconsistency with Moral Intuitions: Ethical egoism is often seen as contradicting widely accepted moral intuitions, such as the duty to help others in need or the responsibility to contribute to the greater good
  • Conflict of Interests: Ethical egoism can create conflicts of interest when individuals pursue their own self-interest without consideration for the interests of others.

Virtue Ethics (UPSC Notes)

Last Updated: June 2023 (Virtue Ethics (UPSC Notes))

Virtue Ethics (UPSC Notes)

This article deals with the topic titled ‘Virtue Ethics (UPSC Notes).’ This is part of our series on ‘Ethics’. For more articles, you can click here.


What is Virtue Ethics?

  • Virtue Ethics focuses on a person’s virtues (qualities/values) rather than his conduct or actions.  
  • It focuses more on the person than the action, assuming that if a person has good values, he will do good deeds. 
  • For Civil Servants, Virtue Ethics are very important. Civil Servants must be a man of great virtues because 
    • If a civil servant is a virtuous man, he will command the respect of people, and people will accept him easily.
    • All decisions taken by him will be influenced by his values, and values don’t change overnight. 


Socrates

Virtue Ethics (UPSC Notes)
  • Socrates (469/470 BCE – 399 BCE), considered one of the founders of Western philosophy, was a Classical Greek philosopher. 
  • Socrates is famous for his Socratic method of questioning, a technique which uses a series of questions to lead to a deeper understanding of the subject. 
  • It should be noted that Socrates hasn’t written any book, and his work and philosophy are known through the writings of Xenophon and Plato, who were his students. 
  • He believed in the pursuit of knowledge and the idea that wisdom comes from understanding one’s own ignorance. According to Socrates, seeking knowledge and living a virtuous life is the ultimate goal of life. 

Sophists vs Socrates

The Sophists were a group of travelling teachers and intellectuals in ancient Greece who offered their services as educators, tutors, and consultants. They were known for their clever and persuasive arguments. But sophists were controversial figures in their time, as they were often seen as mercenary and opportunistic, and their teachings were criticized for their relativistic approach to morality and truth.

The main issue between the Sophists and Socrates was a philosophical disagreement about the nature of truth and knowledge. The Sophists believed that truth was relative and could be shaped to suit one’s needs or beliefs. On the other hand, Socrates believed in the existence of objective truth and held that the pursuit of wisdom and knowledge was the most important aspect of human life. He also criticized the Sophists’ focus on rhetoric and argumentation over truth and wisdom, which led to a strained relationship between the two groups.


Murder of Socrates

Socrates and the Greek state were in conflict due to Socrates’ beliefs and teachings. Socrates was a philosopher who believed in objective truth and virtue, and he taught his students to question authority to seek knowledge. This challenged the beliefs and values of the Greek state, which relied on tradition, religion, and the rule of law to maintain order. The Greek state viewed Socrates as a threat to the established order and charged him with impiety and corrupting the youth. He was sentenced to death. But he refused to abandon his beliefs and was executed by drinking hemlock.

This conflict between Socrates and the Greek state reflects the larger tension between the individual and the state, between reason and tradition, and between free speech and censorship.  


Socratic Method of Questioning

The Socratic method of questioning is a method of teaching and learning through a dialogue between teacher and student. This method was developed by the ancient Greek philosopher Socrates and is based on the idea that the best way to learn is by questioning and examining one’s own beliefs and assumptions.

In the Socratic method, the teacher asks questions to help the student uncover the truth and arrive at a deeper understanding. The questions are designed to encourage critical thinking and to challenge the student’s assumptions and beliefs. The teacher does not provide answers but instead guides the students to find the answers themselves.

The Socratic method is often used in philosophy, law, and ethics classes, but it can be applied to any subject. It is a powerful tool for learning because it forces the student to think deeply about the subject matter and to understand the underlying principles and reasoning.


Virtue is Knowledge

  • Socrates believed that ignorance was the root cause of immorality or vice. In his view, if individuals possessed complete knowledge or understanding of what is morally right, they would naturally act accordingly. 
  • For Socrates, knowledge was not limited to factual information or expertise in a specific field. He focused on moral and ethical knowledge—the understanding of what is truly good and how to live a virtuous life.

Know Thyself

  • Socrates believed that self-knowledge was fundamental to leading a meaningful and virtuous life. 
  • Socrates encouraged individuals to engage in introspection and examine their own thoughts, beliefs, and actions to identify their strengths, weaknesses, biases, and limitations.
  • Socrates recognized that people often deceive themselves or remain ignorant about their own flaws and shortcomings. He said, “The unexamined life is not worth living.”

The Only Thing I know is that I know Nothing

Socrates advocated for intellectual humility, which involves recognizing the extent of our ignorance and being open to the possibility of being wrong. He saw intellectual arrogance and overconfidence as obstacles to genuine learning and understanding. By acknowledging that we know nothing, we adopt a mindset of humility that allows us to be receptive to new knowledge.


Importance of Socrates Teachings in Times Day

While Socrates’ teachings may not have been directly emphasized in India’s intellectual history, their universal principles resonate across cultures and have the potential to contribute to the intellectual and ethical development of individuals in present-day India. 

  • Critical Thinking: Socratic principles can encourage individuals to challenge dogmas, traditions, and societal norms, leading to personal growth and intellectual advancement.
  • Pursuit of Knowledge: Socratic principles can inspire individuals to embrace intellectual humility and a never-ending quest for knowledge.
  • Socratic Method: The Socratic method, a dialectical approach to questioning and examining ideas, is well suited for India, a country known for its diverse opinions and perspectives. The Socratic method can facilitate meaningful conversations, foster empathy, and bridge ideological divides.

Plato

  • Plato (427-347 BC), a student of Socrates and the teacher of Aristotle, expressed his philosophical ideas through dialogues, in which he used conversations between characters to explore various philosophical concepts.
  • He wrote a book named ‘Republic.’  

Plato’s Cardinal Virtues

Plato's Cardinal Virtues

He gave four cardinal virtues of a “good man.”

  1. Wisdom: Wisdom refers to the pursuit of knowledge, understanding, and insight. It enables individuals to make sound judgments and decisions based on reason and a deep understanding of reality.
  2. Courage: Courage entails the ability to face fear, danger, or adversity with bravery and resolve. It is not mere recklessness or fearlessness but rather the strength of character to act according to one’s convictions and face challenges even when difficult or intimidating.  
  3. Temperance: Temperance refers to self-control and finding the right balance in one’s actions and desires. It involves restraining excessive behaviour and avoiding extremes, finding harmony and equilibrium in one’s thoughts, emotions, and actions.  
  4. Justice: Justice is the most central virtue in Plato’s philosophy. It involves fairness, righteousness, and the pursuit of what is just and equitable. Plato viewed justice as the fundamental virtue that governs the harmonious functioning of society and the individual. 

Four virtues are cardinal because they are fundamental virtues. Other virtues depend upon them and are, therefore, subordinate to cardinal virtues.


Division of Society into Three Classes

Plato proposed a division of society into three classes in his influential work, “The Republic.” According to Plato, this division was based on the principle of specialization and aimed to create a just and harmonious society.  

1. Guardians

  • Guardians constitute the class of Rulers.     
  • Wisdom is their principal virtue.
  • They are responsible for governing and making decisions for the entire community. They are philosophers and possess wisdom, knowledge, and a deep understanding of the forms and the nature of the good. Plato believed that only those who have undergone rigorous philosophical education and training can become competent rulers.

2. Auxiliaries

  • They support the guardians, execute the laws made by the enlightened rulers or philosopher kings and protect the society from internal disorder and external attack. 
  • Courage is their principal virtue.

3. Civilians

  • Civilians consist of producers, such as farmers, blacksmiths, fishermen, traders, carpenters, etc.  
  • Temperance is their main virtue. 
  • Plato considered them as the productive class, providing the necessary goods and services for society’s functioning. The producers were expected to be hardworking, obedient, and focused on their respective tasks.

Justice

  • Central to Plato’s ethical philosophy is the concept of Justice. In “Republic,” he presents his ideal city-state, where Justice is the harmony and balance between three distinct classes: the rulers, the guardians, and the producers. Each class has its own function, and Justice is achieved when each class fulfils its role harmoniously without encroaching upon the responsibilities of others.
  • Additionally, Justice is the highest virtue because it helps maintain societal stability. 
  • Hence, Plato’s Theory of Justice is similar to the Swadharma of Gita. It states that every man should do the job according to his natural inclination. Interference in others’ affairs is not only against the requirement of Justice but also causes chaos.  

Just Person and Tripartite Nature of the Human Soul

  • Plato discussed the tripartite nature of the human soul in his work. He identified three parts: reason (the rational part), spirit (the emotional and spirited part), and appetite (the desires and appetites). According to Plato, a just person is one in which reason rules over spirit and appetite, ensuring a harmonious and balanced soul.

Importance of Plato’s Teachings in Present Times

  • Philosopher-Kings and Good Governance: Plato’s concept of philosopher-kings, individuals who possess wisdom and virtue, has implications for governance in India. If PM and CM act like the Philosopher King of Plato, their actions can be more effective and moral.
  • Plato gave the 4 most important virtues, i.e. Wisdom, Courage, Temperance and Justice, which can help make officers who can serve the public well. 
  • His ideas about the human soul are almost similar to the philosophy of Bhagavad Gita, which speaks about Satguna, Rajsik guna and Tamsik guna. Dr Sarvapali Radhakrishnan has called it to be the merger of Western and Indian philosophy.
  • In India, where social justice remains a significant challenge, Plato’s teachings can inspire individuals to strive for a just society, addressing issues such as caste discrimination, gender inequality, and poverty.

Aristotle

The main work of Aristotle is the book named Nicomachean Ethics.


Virtue and Vice

  • According to Aristotle, virtues are character traits that enable individuals to act in ways that promote their own well-being and contribute to the flourishing of the community. Examples of virtues include courage, temperance, generosity, honesty, and justice.
  • Vices, on the other hand, are the opposite of virtues and hinder the attainment of well-being.

Golden Mean is a Virtue

Aristotle's Philosophy
  • He proposed that the “Golden Mean is a virtue.” 
  • The golden mean refers to the idea that virtues lie between extremes or vices. Each virtue represents a balance between two vices—one of excess and one of deficiency. Virtue is considered the desirable midpoint between these extremes.
  • E.g., 
    1. Courage as Virtue: The excess of courage would be recklessness, while the deficiency of courage would be cowardice. Courage, as a virtue, lies between these two extremes, striking a balance between them. 
    2. Excessive indulgence is as much a vice as the excessive repression of desires. Self-control, therefore, is a virtue
  • The Buddhist philosophy of “Madhyama-pratipad” proposes the same ‘middle way’.

Meaning of the Virtue of Justice

  • Aristotle extended the meaning of the virtue of justice. He considered justice as the supreme virtue. 
  • According to Aristotle, Justice has two forms. 
    • Distributive Justice consists of the equitable distribution of wealth and honours.  
    • Remedial justice consists of fair transactions among the members of the community.

Theory of Willed Action 

Aristotle discussed where the Ethicality of Human Action could be gauged to decide whether the action was good or bad. Right and wrong can be judged only when

  • Action should be done voluntarily, i.e. no compulsion: E.g., Bribing Civil Servants at gunpoint. 
  • There must be some human knowledge of the consequences of that action. 
  • There should be a presence of different choices. 

Importance of Aristotle’s Teachings in Present Times

  • He elaborated on the ideas of Plato and Socrates, making them more pragmatic.
  • Middle Path can help in containing materialism. Middle Class needs to follow this idea to live a happy life.
  • Judges still use his Willed Action Theory to decide whether the morality of particular action can be judged.
  • Aristotle’s understanding of justice, encompassing distributive and corrective justice, is relevant to the pursuit of social equity in India. India faces challenges such as income inequality, caste discrimination, and gender disparities.

Criticism of Virtue Ethics

  • Cultural Relativism: Different people, cultures, and societies often have vastly different opinions on what constitutes a virtue. 
  • Lack of Action Guidance: Unlike consequentialist or deontological theories, which offer specific rules or principles to follow, the lack of specific guidance in virtue ethics can make it challenging to determine the right course of action in complex moral dilemmas.
  • Lack of Moral Conflicts Resolution: Virtue ethics does not provide a clear framework for resolving conflicts between virtues. In situations where virtues come into tension with each other, it may be difficult to determine which virtue should take precedence. 
  • Individual Focus: Virtue ethics primarily focuses on the moral character of individuals rather than addressing broader societal issues or systemic injustices.  
  • Limited Applicability to Non-Human Entities: Virtue ethics is often criticized for its anthropocentric nature, primarily focusing on virtues and moral character within the human context. This raises concerns about its applicability to moral considerations involving non-human entities, such as animals or the environment. 

Probity in Governance

Last Updated: June 2023 (Probity in Governance)

Probity in Governance

This article deals with a topic titled ‘ Probity in Governance .’ This is part of our series on ‘Ethics’. For more articles, you can click here.


What is Probity?

Probity in Governance
  • The dictionary meaning of probity is uprightness, integrity and incorruptibility. In a broader sense, probity is the superset that includes all good qualities, including integrity. 
  • It is an Ethical Value (i.e. wrt society) in contrast to integrity, which is Moral Value. Integrity is defined as doing the right thing that is correct to yourself, but probity is doing the right thing that is correct according to all, including you. Hence, to ensure probity, one should take preventive measures so that no one ever questions one’s actions. 


Importance of Probity for Civil Servants

Probity is very important for Civil Servants because 

  1. They work under the doctrine of public trust. Probity in governance helps in maintaining that trust. 
  2. Civil Servants enjoy a lot of discretion. Probity in governance can help civil servants to take their decisions objectively.
  3. Probity in governance is important to uphold the legitimacy of the system and the belief that the actions of the state will be for the welfare of the beneficiaries. 
  4. Checks and Balances: These help in checking the abuse and misuse of power by various organs 
  5. Reduced Politicization of Bureaucracy: It helps address nepotism, favouritism, political partisanship etc.

Philosophical basis of Probity

1. Western Philosophy on Probity

1.1 Virtue Ethics

  • Virtue ethics emphasizes cultivating moral virtues as the foundation of ethical behaviour. According to virtue ethics, individuals should strive to develop and exhibit probity in their personal and professional lives.

1.2 Deontological Ethics

  • Deontological ethics, often associated with the philosopher Immanuel Kant, focuses on moral duties and principles. Deontological ethics emphasizes that individuals have a moral obligation to act with probity, regardless of the consequences.

1.3 Utilitarianism

  • Utilitarianism, developed by philosophers like Jeremy Bentham and John Stuart Mill, advocates for actions that maximize overall happiness or utility. From a utilitarian perspective, probity can be seen as promoting the greater good by fostering trust, fairness, and accountability in personal and societal interactions.  

1.4 Social Contract Theory

  • Social contract theory, developed by philosophers like Hobbes, Locke, and Rousseau, proposes that individuals enter into a social contract, implicitly or explicitly, to establish a just and orderly society. Probity can be seen as a fundamental principle within the social contract, as it involves individuals fulfilling their moral obligations and adhering to agreed-upon norms for the collective benefit of society.

2. Indian Philosophy on Probity

2.1 Dharma

  • Dharma is a fundamental concept in Indian philosophy, which emphasizes the idea of righteousness, honesty, and integrity in all actions. In the context of probity, adherence to dharma requires individuals in public life to act ethically, transparently, and with a sense of moral duty towards the public they serve.

2.2 Satyagraha

  • Satyagraha, meaning “truth-force” or “soul-force,” is a philosophy propagated by Mahatma Gandhi. It emphasizes the power of truth and nonviolent resistance and encourages people to uphold uprightness, integrity and incorruptibility even in adversity.

2.3 Ethics of Public Service

  • The concept of seva or public service emphasizes the idea of selfless service to others and calls for people in power to act with integrity, honesty, and dedication.


How to enhance Probity in Governance?

  • Strong Legal and Regulatory Framework: Establishing robust laws and regulations that promote probity in governance, like anti-corruption legislation, whistleblower protection laws etc., creates deterrence for unethical behaviour and provides a foundation for probity.
  • Promoting Transparency and Accountability: Governments should adopt measures such as mandatory disclosure of information, open data initiatives etc., to ensure transparency in decision-making processes.  
  • Ethical Leadership and Institutional Culture: Promoting ethical leadership and fostering an institutional culture that values integrity is crucial for enhancing probity. 
  • Strengthening Public Financial Management: Emphasizing accountability in the management of public funds helps prevent corruption and ensures the efficient use of resources.
  • Encouraging Citizen Participation and Engagement: Engaging citizens in governance processes promote probity. This involvement creates a sense of citizen ownership and oversight, making the governance process more transparent and accountable.
  • Strengthening Anti-Corruption Measures: Corruption is a significant impediment to probity. Governments should establish and strengthen anti-corruption laws and bodies.
  • Enhancing Ethics Education and Training: Incorporating ethics education and training programs for public officials can help foster a culture of probity in governance.
  • International Cooperation and Exchange of Best Practices: Collaborating with international organizations and other countries can provide valuable insights and best practices for enhancing probity in governance.  
  • Other Measures
    • Effective external and internal complaint and redressal procedures should be in place.
    • Government should undertake measures like a social audit.
    • Public Servants should avoid Conflict of Interest. 
    • Ethics audits should be conducted regularly to identify risks to integrity.  


Steps taken by the Government to ensure Probity in Governance

Prevention of Corruption Act

  • The Prevention of Corruption Act of 1988 is a comprehensive legislation that defines and punishes various forms of corruption. 

Right to Information Act

  • RTI enables the citizens to ensure probity in governance through citizen activism. 

Whistleblowers (Protection) Act

  • It protects whistleblowers against reprisal who expose corruption and wrongdoing in the government. This act encourages individuals to come forward and report corruption, contributing to probity in governance.

Central Vigilance Commission

  • It advises the government in matters related to maintaining integrity in administration.

Lokpal and Lokayukta Act, 2013

  • It envisages an institution of ombudsmen responsible for receiving complaints of corruption against public officials, conducting investigations, and prosecuting offenders.

Digital Governance Initiatives

  • The Indian government has introduced various digital governance initiatives like Digital India, e-Procurement, and Direct Benefit Transfer to minimize corruption and enhance transparency.  

GST Regime

  • GST replaced multiple indirect taxes with a unified tax structure, reducing opportunities for tax evasion and corruption.  

Grievance Redressal Mechanisms

  • The government has established grievance redressal mechanisms like the Centralized Public Grievance Redress and Monitoring System (CPGRAMS) to address citizen complaints and grievances. 

Citizen’s Charter – Concept, Benefits and Shortfalls

Last Updated: June 2023 (Citizen’s Charter – Concept, Benefits and Shortfalls)

Citizen’s Charter – Concept, Benefits and Shortfalls

This article deals with ‘Citizen’s Charter – Concept, Benefits and Shortfalls.’ This is part of our series on ‘Governance’ as well as ‘Ethics’ . For more articles , you can click here.


Introduction

  • Citizen Charter is a document of an organization which contains different services hosted by the organization and the information related to the standard of services along with the cost and time required to deliver such service. 
  • In other words, it is a set of commitments made by an organization regarding the standards of service which it delivers.
  • Citizens’ Charter scheme in its present form was first launched in 1991 in the UK. The aim was to ensure that public services are made responsive to the citizens they serve.
Citizen's Charter - Concept, Benefits and Shortfalls

Components of Citizen’s Charter

Every Citizen’s Charter has several essential components to make it meaningful

Vision & Mission Statement

  • Vision = Long-Term Objectives of the Organization
  • Mission = Specific Goals to be achieved in the stipulated time 

Services

  • Which services will be provided 
  • Time frame in which they will be provided 
  • Standard and Quality of Service to be provided 
  • Price at which it will be provided

Grievance Redressal Mechanism

  • Remedy in case the above expectations aren’t fulfilled.
  • These promises are not enforceable in a court of law. Still, each organization should ensure that promises are kept and, in case of default, a suitable compensatory/remedial mechanism should be provided. 

Expectations from Client

It includes

  • Responsibilities of the citizens 
  • Qualification criteria 
  • Logistic & paper-oriented issues 

It is an Indian innovation. This wasn’t there in the UK Model. 


Gandhi's view on  Citizen's Charter

The 6 principles of the Citizen’s Charter movement, as framed initially, were: 

  1. Quality: Improving the quality of services
  2. Choice: Provide choice wherever possible 
  3. Standards: It should tell what to expect and redressal if standards are not met. 
  4. Value: For the taxpayers’ money 
  5. Accountability: Of Individuals and Organizations 
  6. Transparency: Of Rules, Procedures, Schemes and Grievances


Benefits of the Citizen’s Charter

  • Improved Service Delivery: Citizen Charter has led to improved service delivery, reduced bureaucracy, and enhanced citizen satisfaction. For example, the Ministry of Railways introduced the Passenger’s Charter, which outlines the rights and responsibilities of railway passengers. It includes commitments such as providing clean coaches, on-time departures, and prompt grievance redressal. This initiative has improved the overall passenger experience.
  • Increased Accountability: Citizen Charter has helped increase accountability as it establishes performance standards, service commitments, and timelines for service delivery, making government officials accountable for their actions.  
  • Better Grievance Redressal: It has ensured better service quality and grievance redressal systems for the aggrieved citizens. E.g., the Citizen’s Charter of Hyderabad Metropolitan Water Supply and Sewerage Board has incorporated the provision of payment of compensation as a token of commitment to its customers in the event of failure to provide services.
  • Trust and Public Confidence: When government agencies publicly commit to service standards and demonstrate their adherence to them, it instils citizens’ confidence.
  • Continuous Improvement: By monitoring performance against service standards and seeking feedback from citizens, government agencies can identify gaps, address shortcomings, and make necessary improvements.
  • Incorporating Citizen Feedback in Policymaking: Citizen Charter helps incorporate the feedback from the service users to improve the quality of service delivery. 
  • Decrease in Corrupt Practices: Citizens Charter helps reduce corruption due to increased transparency and reduced discretionary powers.


Reasons for failure

Lack of Public Awareness

  •  Only a small percentage of end-users are aware of the commitments made in the Citizens’ Charter. For example, despite the existence of Citizen’s Charters in various government departments, a significant portion of the population in rural areas is unaware of their rights and the standards of services they should expect. 

Setting Lofty Goals 

  • Most of the time, lofty promises were made without giving attention to the capacity of the organization to deliver promises.
  • For example, A government hospital may have a Citizen’s Charter promising timely medical services and access to essential medicines. However, if the hospital lacks sufficient infrastructure, medical equipment, or qualified healthcare professionals, it becomes challenging to fulfil the commitments made in the Charter.

Poor Design & Content 

  • Critical information that end-users need to hold agencies accountable is simply missing from a large number of charters. 

Charters are rarely updated

  • Charters are rarely updated, and the Charter of some agencies dates back nearly a decade when the Citizens’ Charter program was started. 
  • Few Charters indicate the date of release.  

End users & NGOs not consulted 

  • Since a Citizens’ Charter’s primary purpose is to make public service delivery more citizen-centric, agencies must consult ordinary citizens and civil society organizations while formulating Citizen’s Charter. 

Faulty Grievance Redressal 

  • Grievance Redressal Mechanisms, in most cases, are defunct and inactive. 

No Legislative/Statutory Backing

  • Citizen Charters are toothless since they have no legal backing.
  • Lack of legal enforceability allows officials to disregard the commitments mentioned therein without facing any repercussions. 

Resistance to Change 

  • The new practices demand significant changes in the behaviour and attitude of the agency and its staff towards citizens. At times, vested interests work to stall the Citizens’ Charter altogether or in making it toothless. 
  • Employees of the organization are not trained in tune with Citizen Charter.

ARC II recommendations on Citizen Charter

7 Steps have been suggested by ARC for effective implementation of the Citizen Charter

Internal restructuring should precede Charter formulation

  • Merely announcing the Charter will not change the way the Organization functions. It is important to create conducive conditions through interaction and training of employees. 

One Size Doesn’t Fit All

  • Formulation of Citizens’ Charters should be a decentralized activity, with the head office providing broad guidelines.

Wide Consultation Process

  • Charter must be framed not only by senior experts but by interaction with the cutting edge staff who will finally implement it and with the user.

Firm Commitments to be made

  • Citizens’ Charters must make firm commitments in quantifiable terms.  

Redressal mechanism in case of default

  • Citizens’ Charter should clearly lay down the relief which the organization is bound to provide if it has defaulted on the promised standards of delivery. 

Periodic reviewing of Citizens’ Charters

  • Obtain feedback and review the Charter at least every six months, as the Citizens’ Charter is a dynamic document. 

Include Civil Society in the Process

  • Encourage collaboration between government departments, civil society organizations, and citizens in formulating, implementing, and monitoring Citizen’s Charters. 

Sevottam Model

Sevottam = Seva + Uttam

  • Seva = Service
  • Uttam = Excellence

Hence, Sevottam = Excellence in delivery of Public Service

Sevottam Model is an evaluatory model, i.e. Government Services as hosted by different Departments and Ministries are evaluated against the Sevottam Model. Based upon performance and evaluation, Grades are given in terms of Standards of Excellence achieved

There are three pillars of the Sevottam Model against which evaluation is done.

Sevottam Model

First Pillar – Citizen Charter / Standard of Service Delivery

  • The Sevottam Model emphasizes the importance of delivering services to citizens promptly, transparently, and effectively. It promotes the concept of Service Standards, which are the commitments made by government departments regarding the quality and timeline of service delivery. For instance, a passport office may commit to issuing a passport within 15 working days from the date of application.

Second Pillar – Grievance Redressal Mechanism 

  • The Sevottam Model recognizes the importance of addressing citizen grievances promptly and effectively. It emphasizes establishing grievance redressal mechanisms to handle complaints and ensure timely resolution. For example, if a citizen faces a delay in receiving their passport even after the committed timeframe. In this case, the Sevottam Model expects the passport office to have a well-defined grievance redressal system in place. 

Third Pillar – Drive for Excellence 

  • The Sevottam Model emphasizes the importance of providing excellent customer service to citizens. For example, in the context of the passport office, the Sevottam Model expects the staff to be courteous, professional, and responsive to citizen queries and concerns. The office should have well-trained staff members who are equipped to handle various situations efficiently. 

e-Governance (UPSC Notes)

Last Updated: June 2023 (e-Governance (UPSC Notes))

e-Governance (UPSC Notes)

This article deals with the ‘e-Governance (UPSC Notes).’ This is part of our series on ‘Governance’ series, which is an important pillar of the GS-2 syllabus respectively. For more articles, you can click here.


Introduction

e-Governance (UPSC Notes)

It is of the following forms 

Government to Citizens (G2C)

E.g., e-District, Pravahan etc.
Government to Government (G2G) E.g., Pragati, e-Samiksha etc.
Government to Business (G2B) E.g., e-Procurement, GSTN etc.

Note: e-Governance is not just using Apps or Websites for the purpose of Governance (as people assume it commonly). In fact, it covers the use of a whole range of Information and Communication Technology (ICT) tools.


Models of e-Governance

US Prof Arie Halachmi gave 5 models of e-Governance

Models of e-Governance

1. Broadcasting

  • Use of Information and Communication Technology & Media to disseminate/broadcast governance info that is already present in paper form.
  • For example, Broadcasting Laws, Rules, Judgements, result-mark sheets on the internet.

2. Critical Flow

  • Only critical information is released using ICT to the targeted audience (like weather forecasts or crop prices to farmers)

3. Comparative Analysis

  • Benchmark parameters are created (like IMR, MMR, Life expectancy etc.) & then Regional parameters at District, State & National levels are measured and compared with the benchmark parameters 

4. e-Advocacy Model

  • Place the opinion of eminent persons or the opinion of the public collected through surveys on an online forum & try to change public opinion on certain laws or policy stances. 

5. Interactive Services

  • It is a 2-way channel that is used to provide public services online. 
  • For example E-Payment of Taxes, Electricity Bills etc.  

Benefits/Potential of e-Governance

  1. Accessibility and Convenience: e-Governance makes government services accessible to citizens and saves them from visiting government offices physically. For instance, citizens can digitally apply for driving licenses and vehicle registrations using the “Parivahan” portal (by the Ministry of Road Transport and Highways). 
  2. Transparency and Accountability: e-Governance promotes transparency and accountability by making the information accessible to the public. E.g., the Right to Information (RTI) Act has a provision for digitizing documents, thus promoting transparency and increasing accountability.
  3. Efficiency and Cost Savings: e-Governance helps streamline administrative processes, leading to faster service delivery. E.g. Direct Benefit Transfer (DBT) of subsidies into the bank accounts of beneficiaries. It decreases the leakages and also reduces the cost of transfers. 
  4. Increased Citizen Engagement: e-Governance promotes citizen engagement in governance through processes such as citizen feedback and surveys. E.g., MyGov enables citizens to provide feedback and suggestion on various government initiatives.
  5. Financial inclusion: e-Governance initiatives such as Direct Benefit Transfers and UPI have helped in increasing financial inclusion in India.  
  6. Data-driven Decision Making: e-Governance initiatives generate enormous data which can be utilized for data-driven, evidence-based decision making. E.g., National Health Stack (NHS) will integrate health data from different sources to create a comprehensive health information system enabling the government to make data-driven decisions to promote health services in India.


National e-Governance Plan (NeGP)

  • NeGP is the joint initiative of the Ministry of Electronics and Information Technology (MEITY) and the Department of Administrative Reforms and Public Grievances (DARPG).
  • It was started in 2006.
  • The NeGP comprises 31 Mission Mode Projects (MMPs) and 10 components.
  • It aims at improving the delivery of government services to citizens and businesses with the vision of making Govt. services accessible to the common person through common service delivery outlets and ensuring transparency, reliability and efficiency of services at affordable costs.
  • Some of the Mission Mode Projects implemented under NeGP include
    1. e-District: Aimed to digitize the delivery of services at the district level, like issuance of certificates, licenses, and permits.
    2. National Land Records Modernization Program (NLRMP): To computerize land records 
    3. National Citizen Database: Create a comprehensive database of citizens, including demographic and biometric information 
    4. e-Procurement: Digitize government procurement processes 
    5. Common Service Centers (CSCs): Physical centres at the village level equipped with computers and internet connectivity to provide access to several government services to citizens. 
    6. State Wide Area Networks (SWANs): To establish robust and secure communication networks across states to connect government departments, enabling them to share data and information seamlessly with each other.
    7. State Data Centers (SDCs): Centralized repositories for storing and managing government data. 


ICT Initiatives in Governance

G2G or Government to Government Initiatives

1. National e-Vidhan Application

It is a mission-mode project to make the functioning of State Legislatures paperless.  

It is a Software suite of

  • Public website
  • Secure website (for members)
  • Mobile apps 

that fully automate the functioning of the legislative assembly  

What will be done?

  • No papers in the House: All replies to questions, copies of bills and reports will be provided online
  • MLAs will use touch-screen devices.  
  • Government departments will communicate with Vidhan Sabha online to send replies to approved questions.
  • The government will cut down expenditures incurred on the use of paper and other overheads. 
  • Common people will also get access to important documents and videos. They can also ask questions from the MLAs and MPs.

2. PRAGATI (Pro-Active Governance and Timely Implementation)

  • AimTimely implementation of government programs (especially in infrastructure, worth trillions of rupees.)
  • The PMO, Union Government Secretaries, and State Chief Secretaries constitute the PRAGATI application, and hence it is a three-tier system.
  • PM holds monthly meetings with Secretaries of the Union government and Chief Secretaries of all state governments to scan the progress of projects under implementation. Meetings are held through video conference. 

3. e-Samiksha

  • e-Samiksha is an online monitoring and compliance mechanism developed by the Cabinet Secretariat.  
  • It is used for tracking the progress of projects & policy initiatives by the cabinet secretary and PM on a real-time basis.

4. UPaAI System

  • UPaAI (Unified Planning and Analysis Interface), or ‘solution’ in English, provides an integrated platform for data on infrastructure and social indices for each constituency to the MP and helps them take better decisions related to MPLAD funds and other Central Schemes. 
  • It is monitored by PMO too. 
  • In the next phase, it will be extended to include state schemes and bring district magistrates and members of legislative assemblies on the same platform. 

5. e-Office

  • NIC has developed an e-Office application to transform the traditional functioning of government departments
  • It has functions like 
    • Unified Internal Messaging  
    • E-Files: To make digital files and share them with others
    • E-Financial Management
    • Knowledge Management System providing essential documents and files accessible at any place

G2C or Government to Citizen Initiaves

1. e-District

  • e-District digitize the delivery of services at the district level, like issuance of certificates, licenses, and permits through Common Service Centers (CSCs)

2. Digilocker

  • It is a cloud-based application that allows people to store and access their documents digitally.
  • Citizens can store their documents digitally and also shares them with government agencies and other organizations.

3. Pravahan

  • It is an initiative of the Ministry of Road Transport and Highways
  • Pravahan allows citizens to digitally apply for and renew their driving licenses and vehicle registrations

4. UMANG

  • UMANG is a mobile app that provides access to various government services like passport services, income tax filing, and utility bill payments through a single platform.  

5. e-Ticketing

An initiative of Indian Railways which allows passengers to book tickets, check seat availability, and make payments electronically. 


6. MyGov

  • MyGov is an online citizen engagement platform that allows citizens to participate in policy-making and Governance through their suggestions and feedback on various government initiatives and programs.

G2B or Government to Business Initiatives

1. MCA21

  • Ministry of Corporate Affairs 21, or MCA21, allows electronic filing as well as retrieval of documents such as company registration and compliance certifications.

2. e-Biz Portal

  • It is a unified platform for various regulatory clearances and permits.
  • It has simplified the process of starting and operating businesses.

3. Government e-Marketplace (GeM)

  • GeM helps to ensure that public procurement of goods and services is carried out through the online platform. 
  • It promotes transparency & eliminates corruption. 
  • Helpful in easy auditing because it will leave an audit trail.

4. Goods and Services Tax Network (GSTN)

  • GSTN is the technology platform that is the backbone of the GST regime. 
  • It handles the registration under GST, filing and payment of GST, handling complex system of GST credits etc. 

5. e-NAM

eNAM

6. Indiastack

  • IndiaStack is a collection of open APIs and digital public goods. 
  • API or Application Programming Interface allows two applications to interact with each other. 
  • IndiaStack includes APIs of Aadhaar, Unified Payment Interface (UPI), DigiLocker, Aarogya Setu, eSanjeevani, UMANG, DIKSHA, etc. 
  • Software makers can use these APIs in their software to utilize their functionality. E.g., UPI API is used by Banking Applications of various banks.

Challenges

  • e-Governance is seen more as computerization & office automation rather than as a means to transform citizens from passive to active participants in Governance.   
  • Digital Divide: According to INDIA INEQUALITY REPORT 2022 by Oxfam, there is a huge digital divide in India. For instance, 61% of men-owned mobiles in contrast to 31% of women  
  • Funding for these programs is short in comparison to the huge ambitions we have placed on these schemes. 
  • Privacy & No Data Protection Law (Legal Vacuum): Aadhar information & other records are to be used, but there is no law to ensure privacy. 
  • The quality of local content is not good. Most portals aren’t user-friendly.  
  • No special programs to make the public aware of these programs.  
  • A status-quo attitude of the government departments: Despite a push for e-governance initiatives, many government departments continue insisting upon physical forms and signatures. 


Conclusion

According to Kentaro Toyama, formerly Microsoft India’s CEO, IT intervention has a limited impact on developmental outcomes when political will is absent. It is because technology can only be the ‘force multiplier’; it is not the force itself. The positive intent must originate in politics and motivate the bureaucracy to deliver on its mandate.

The Gupta Empire

Last Update: June 2023 (The Gupta Empire)

The Gupta Empire

This article deals with ‘The Gupta Empire ’ . This is part of our series on ‘Ancient History’ which is an important pillar of GS-1 syllabus. For more articles, you can click here.


Introduction

Numerous small kingdoms rose and collapsed after the fall of the Mauryan empire. Finally, the Gupta Dynasty became a major political force and successfully brought about the political unity of much of the Indian subcontinent between 300 and 700 CE. 


Sources for Gupta Period

1. Inscriptions

  • Stone & Copper Plate Inscriptions: Imperial Guptas & contemporary dynasties like Vakatakas, Kadambas & Hunas issued various stone and copper plate inscriptions providing useful information about the polity, economy and society of the region. 
  • Prasastis: E.g., Allahabad Prasasti describes the personality and achievements of Emperor Samudragupta in 33 lines composed by Harisena and engraved in Sanskrit & Nagari script.
  • Royal Land Grant Charters: Provides information about administrative structure & agrarian relations 

2. Coins & Seals

Guptas issued a large number of gold coins called Dinaras, which have the name of kings, metrical legends & images of deities on them.

Coins & Seals of the Guptas

3. Literature

  • During this period, Sanskrit entirely replaced Prakrit as the court language.
  • Epics & major Puranas were given final shape during this period. 
  • Smritis belonging to this time include
    1. Narada Smriti
    2. Vishnu Smriti
    3. Brihaspati Smriti 
    4. Katyayana Smriti
  • Kamandaka’s Nitisara: Written during Gupta Age, it is a work on polity addressed to King (like Arthashastra during Mauryas).  

Other Books

Kamasutra Written by Vātsyāyana
Amarakosha (a lexicon) Sanskrit lexicon compiled by the ancient Indian scholar Amarasimha
Devi Chandragupta Drama written by Visakhadatta
Mudrarakshasa  
Silapadikaram & Manimekalai Source of South Indian History

4. Mrichchhakatikam

  • Sudraka wrote Mrichchhakatikam (the clay cart). 
  • It is a social drama. The story follows the love affair between Charudatta, a poor Brahmin, and Vasantasena, a wealthy courtesan, involving political intrigues and social satire.
  • Characters in the drama were drawn from all strata of society- thieves, gamblers, rogues, police constables, politicians etc.
  • It shows various aspects of city life during the Gupta period.


5. Buddhist Accounts- Faxian

  • From the 3rd to 8th century, many Chinese monks travelled to India – to collect Buddhist texts, visit Buddhist pilgrimages etc. 
  • Three primary records have survived in entirety – Faxian, Xuanzang & Yijang.
  • Many Indian monks also travelled to China, but their accounts haven’t survived.

Faxian or Fa-Hien

  • Faxian travelled to India during the period 399 – 411 AD.
  • He wrote an account of his travels in a book titled ‘Gaoseng Faxian Zhaun’ (Record of Buddhist Kingdoms).
  • Although his book didn’t mention who was the reigning King (who must be Chandragupta II), it contained several observations about the life of people (some erroneous and others useful). 

About Political System

  • Faxian tells about a region south of Mathura called the Middle Kingdom (Malwa)
    • The region was a stronghold of Brahmanism. 
    • The government was efficient & people were happy. 
    • People don’t have to register their households. 
  • Only those who cultivate royal land have to pay a portion of their grain as tax.
  • King ruled without corporal punishments. Criminals were simply fined high or low. Even in case of repeated attempts at rebellion, only their right hands were cut off. 
  • Kings, elders & gentry build shrines and gave lands.  
  • Royal officers were paid fixed salaries.  

About Social Life

  • People didn’t kill any living creature nor drink intoxicating liquor, except Chandalas. 
  • Chandalas lived separately, and their contact was considered polluting. 
  • Numerous charitable institutions were built by wealthy people. For example
    • shelter for travellers and wandering monks     
    • free hospitals for poor patients, & cripples 
  • He didn’t comment on SATI. Sati was commented upon by travellers like Ibn Battuta, Bernier etc. It may be considered that it was not practised on a larger scale.  

About Religion & Religious life

  • Rooms with beds & mattresses, food and cloth were provided to residents and travelling monks. Monks only spend their time in meditation & reciting scriptures.
  • Pagodas were built in honour of Sariputta & Ananda.   
  • Pious families made offerings to monks. Kings endowed Monasteries with fields, gardens & cattle. 
  • During the months after the rain rest, the pious collect a united offering for the priesthood and priests, in turn, hold a great assembly and preach the law.

About Towns and Cities

  • Faxian was impressed by the city of Pataliputra & also by  Ashoka Palace with its various halls, which according to him, were built by spirits. It shows Ashoka’s palace was still in existence.  
  • Faxian saw two monasteries, one occupied by followers of the Mahayana school & other by Hinayana. Faxian spent three years studying Sanskrit there. 
  • Faxian tells about 
    • The city of Gaya, which was empty and desolate. 
    • The holy places of Bodhgaya were surrounded by jungle
    • Only 200 families lived in Sravasti.

The above instances show signs of Urban decay in some places.

Using Faxian’s Accounts as a Source

  • The main aim of pilgrims like Faxian was to provide Buddhists in China an opportunity to visualise places connected to Buddha’s life. Hence, references to details concerning the lifestyle of Indians are few & cursory.
  • Faxian present an idyllic & idealised picture of society in the 5th century. Many things written about taxes and punishment were incorrect. Faxian wrote some observations because he wanted Chinese rulers to follow those things in China. 

6. Western Accounts

  • Examples of Western accounts include Cosmas Indicopleustes, a Christian Topography written in the 6th century.     
  • The author was a merchant who travelled India before becoming a monk.
  • The book mentions Christians in India & Sri Lanka and well developed Horse Trade. 


7. Archaeological Sources

  • Gupta sites like Purana Qila, Ahichchhatra, Basarh, Bhita & Kaveripattinam provide essential data to reconstruct the history of that period.


Debate: Origin of Guptas

Different scholars suggest different ancestry of the Guptas.

Vaishya

  • The suffix ‘Gupta’ in their name suggests the Vaishya lineage of the Guptas. 

Kshatriyas

  • Guptas had a matrimonial alliance with Lichchhavis & Nagas (both Kshatriyas)
  • Further, the marriage of Prabhavati Gupta with Brahmin Vakatakas falls within the Dharmashastra norm of Anuloma marriage. 

Brahmins

  • The marriage of the Brahmin Kadamba family with the Gupta kings points towards the fact that Guptas were Brahmins.
  • Inscription of Prabhavatigupta describes herself as belonging to Dharana gotra. Since Vakatakas were Vishnuvriddha, Dharana was the gotra of the Gupta dynasty. 

Gupta Rulers

1. Srigupta

  • Srigupta founded the Gupta Dynasty.


2. Ghatokacha

  • Ghatokacha succeeded Srigupta.


3. Chandragupta I

  • Chandragupta I was the first independent Gupta King with the title Maharajadhiraja. 
  • He increased his power with the help of a matrimonial alliance with the Lichchhavis (known through coins => Chandragupta & Kumaradevi were engraved on the coin with the legend Lichchhavayah (i.e. the Lichchhavis).)
Chandragupta I coins
  • Chandragupta I started a new era from 319-320 A.D known as Gupta Era. 

4. Samudragupta

The primary source of Information about Samudragupta’s reign is Prayaga Prasasti, composed by Harisena (who was an important official). Samudragupta is described as Lichchhavi Dauhitra in the Prayaga Prasasti. 


The Kacha Controversy

The coins with the name KACHA have generated controversy. 

  • Kacha’s coins are similar to that of Samudragupta’s coins. But the name Kacha does not appear in official lists of Gupta rulers. 

Various interpretations have been provided regarding this. 

  • 1st Interpretation: Samudragupta’s brothers revolted & placed Kacha, the eldest brother, on the throne. But Kacha died in the war. 
  • 2nd Interpretation: Samudragupta issued these coins in memory of his brother. 
  • 3rd Interpretation: Kacha was the initial name of Samudragupta. The name ‘Samudragupta’ was adopted after the conquest of the South.

Expansion & Consolidation

The Gupta Empire
  • Samudragupta was a great conqueror like Mahapadmananda & Chandragupta Maurya and aimed at the political unification of India.
  • He followed an aggressive and multifaceted expansion policy consisting of
    1. Battles & Wars 
    2. Matrimonial Alliances
  • From Allahabad Pillar, we get the following information about the expansion.

Campaigns in Aryavarta

  • According to Prayaga Prasasti, Samudragupta undertook 12 campaigns in Aryavarta. 

Campaigns in South

  • Prayagaprashasti mentions 12 rulers from Dakshinapatha or south India who were defeated by Samudragupta, like Hastivarman of Vengi (in the Krishna-Godavari delta).
  • According to Prayaga Prasasti, Samudragupta treated the Dakshinapatha rulers favourably by first capturing them (grahana) and then releasing them (moksha). Samudragupta realised the practical problem of controlling the southern rulers. Hence, defeated rulers were allowed to rule in return for acknowledging their suzerainty & periodic tributes.

Self Surrender by other rulers

  • Other rulers pleased him by self-surrender, offering (their own) daughters in marriage & accepting the suzerainty of Samudragupta. Later Kushanas, Sakas and the ruler of Sri Lanka were included in this category.

Control over Oversea Colonies

  • It is possible that Samudragupta exercised some control over the Hindu colonies in the Malay Peninsula, Java, and Sumatra (hence, the name Samudragupta)

He celebrated all his victories with the performance of Ashvamedha Yajana. 


Side Topic: Allahabad Prasasti 

  • Allahabad Prasasti was composed by Harisena consisting of 33 lines inscribed on the pre-existing Ashokan pillar.  
  • He used highly sophisticated ornate Sanskrit, suggesting it was meant for elite consumption.
  • Samudragupta emerges as RESTLESS CONQUEROR in Prasasti. It tells about the expansion of the Gupta Empire by Samudragupta (as mentioned above – 12 wins in Aryavarta & 12 in Dakshinapatha) 
  • Curiously, he chose a pillar carrying the Pillar Edicts of Ashoka, suggesting either that he was claiming some historical continuity or, if earlier inscriptions could be read, taking a contrary stand to the views of Ashoka. Although the Mauryan king controlled far more territory, yet was modest in his claims to power.  
  • But Samudragupta’s military successes were just one aspect of Harisena’s portrait of the King. He is described as 
    • An able, compassionate ruler concerned with the welfare of his subjects 
    • He is described as having put to shame the Brihaspati with his sharp intellect and Tumburu & Narada with musical performances.
    • Kaviraja (King among poets ), whose poetry surpassed the glory of genius poets 

Coins of Samudragupta

  • The coins of Samudragupta represent him in various poses suggesting his prowess & martial skills. These include 
    1. Archer-type Coin: Holding bow in one & arrow in the other hand 
    2. Tiger-slayer-type Coin: Trampling & killing a tiger  
    3. Lyricist-type Coin  
  • Ashvamedha/Yupa Type of coins suggests that he performed Ashvamedha Yajanas proclaiming suzerainty over large areas.  
  • Legends on Samudragupta’s coins include various epithets such as
    • Parakramah (brave)
    • Ashvamedha – Parakramah (performer of Ashvamedha) 
    • Vyagra – Parakramah (brave as tiger)  
Coins of Samudragupta

5. Chandragupta II / Chandragupta Vikramaditya

Sources for Chandragupta II

  • King Chandra’s exploits are mentioned in Mehrauli Iron Pillar Inscription (currently situated in the Qutab-Minar complex). Chandra is believed to be Chandragupta 2
  • He is identified as the hero of Kalidasa’s Raghuvamasa.  
  • Account of Fa-Hien (Faxian)  (although he did not mention the name of the king, which without a doubt was Chandragupta II) 
  • Coins like the Lion Slayer Type Coin of Chandragupta II.
Chandragupta II / Chandragupta Vikramaditya coins

Ramagupta Controversy

Gupta inscriptions mention Chandragupta II as Samudragupta’s successor, but based on literary sources, some copper coins and inscriptions, the successor was Samudragupta’s other son Ramagupta. 

  • Visakhadatta’s drama Devi Chandraguptam mentions that Chandragupta-II killed his elder brother Ramagupta because Ramagupta was facing defeat by Sakas and agreed to surrender his wife (Queen Dhruvadevi) to Saka king. Hence, he killed Ramagupta & married Dhruvadevi.
  • Sanjan Plates of Rashtrakuta king Amoghavarsha I  also narrate the above story. 
  • The same story was enumerated in the Persian work by Abdul Hussain Ali in 1226.  

But there is much criticism of this theory as this tradition found its way from the 9th century with no evidence before that.

  • It is hard to agree that the ruler of the mighty Gupta Empire was so weak that Sakas defeated him in such a way that he had to surrender his wife. The code of honour of the Guptas was much higher than even later Hindus when women performed Johar. Hence, it is suggested that Rama Gupta was a local ruler who was subjugated by the Saka King of Ujjain. That Saka king was killed by Chandragupta II. There is nothing to show that Rama Gupta was the elder brother of Chandragupta II   
  • According to Romila Thapar, the heroic tenor of the story may have been an attempt to hide an unsavoury event of killing his brother, which is often the case in courtly literature

It is rightly pointed out that while the story of Rama Gupta can’t be dismissed as a figment of imagination, we can’t also accept it as a historical fact. 


Matrimonial Alliances 

  • Matrimonial alliances with the Nagas: Chandragupta II married Princess Kuberanaga. 
  • Chandragupta II married his daughter Prabhavati to Vakataka ruler Rudrasena II.


Sakas Subjugated

He defeated the Saka king Rudrasimha-III and annexed his kingdom ending Saka Kshatrapa rule. Conquest is proven by

  • No Saka coins were minted after this period 
  • Guptas started minting Saka-type silver coins for this region => just the symbol changed; the rest remaining the same

Title of Vikramaditya

  • Chandragupta II took the title of Vikramaditya/’ sun of prowess’ and has therefore been linked with the legendary king of that name, associated with a strong sense of justice. 

6. Kumargupta  I

  • Kumaragupta I succeeded his father, Chandragupta II. 
  • He performed Ashvamedha Yajana. 
  • The primary source of information include coins, inscriptions & literary sources. 
    • His coins have representations of Kartikeya.
    • Mandsor Stone Inscription (436 A.D.) mentions Kumaragupta as ruler of the whole earth.

Hunas Invasion started

Towards the last years of his reign, they faced a foreign invasion of Ye-Tha/ Hepthalites (White Huns), which was checked by the efforts of his son Skandagupta. 


7. Skandagupta

Skandagupta was the last powerful Gupta monarch.


Hunas weakened the Gupta Empire

  • Huna invasions intensified during Skandagupta’s reign. Although he successfully threw them back, wars adversely affected the economy, as shown by the deterioration of gold coinage (coins had less gold than earlier coins).

Junagarh Inscription

  • During Skandagupta’s reign, Sudarsana Lake (built initially during the Maurya period) burst due to excessive rains. Hence, governor Pranadatta got it repaired. It indicates that the state undertook the task of public works.

Later Gupta Rulers

  • Skandagupta might not have been the rightful heir to the Gupta throne and therefore had to fight with other contenders (a seal inscription traces a line of Gupta rulers after Kumaragupta-I to his son Purugupta and not Skandagupta)
  • Guptas continued to rule till about 550 A.D., but by then, their power had already become very insignificant. 


Administration under Guptas

  • Guptas followed the policy of administrative decentralization. Defeated rulers were subjugated but were not incorporated. They were allowed to function independently in return for tribute.
  • But in areas under direct Gupta control, there was an elaborate administrative system  

Role of King

  • King remained a central figure in the whole administrative setup and embodiment of all powers. The Gupta ruler was the Commander-in-Chief of the Army, the Supreme Judge, and the owner of all land. 
  • Kings were projected as divine. For instance, Samudragupta is considered equal to Kubera, Varuna, Indra etc., in Allahabad Prasasti.
  • But in practice, the Gupta kings were not absolute despots. Various checks in the form of Brahmins, Vassals, Corporate bodies and Shastras were present. 

Council of Ministers

  • Allahabad Prasasti refers to the Sabha or Council of Ministers. But Inscriptions are not clear about the hierarchy of ministers.  
  • King used to consult his Ministers having various designations like Mantrin, Amatya, Kumaramatya etc.
  • Kumaramatya seems to be eminent among Amatyas & equivalent in status to princes of royal blood.  
  • Minister’s office was perhaps hereditary. E.g., Composer of Allahabad Prasasti, Harisena, a Mahadandanayaka was the son of Mahadandanayaka. 

Gupta Army

  • There must be an enormous army organization to control such a vast empire.
  • Gupta Kings maintained a standing army that was supplemented by the Army of Vassals
  • During Gupta times, Cavalry rose to prominence & Archery became important.
  • King was de-jure head of the Army. But a minister called ‘Sandhi-Vigrahika’ (Minister of Peace and War) was in charge of the Army. A group of high officials helped him.
Pilupati Head of Elephants
Asvapati Head of Horses
Narapati Head of Footsoldiers
  • Ranabhandagarika‘ or ‘Incharge of Stores‘ looked after the needs of soldiers. 

Other Officials

Elaborate & methodical bureaucratic structure was absent due to the presence of 

  • Feudatories 
  • Involvement of professional bodies in administration (explained later in article)
  • The state was indifferent towards the regulation of economic activities.

But important Officials were present. 

Justice Department

  • Although supreme judicial powers were vested in the King, Mahadandanayaka acted as the Chief Justice and he also assisted the King in delivering justice. 
  • In Provinces, Uparikas and in Districts, Vishayapatis were responsible for dispensing the justice. 
  • In villages, headman and village elders used to decide the petty cases. 
  • Further, Chinese traveller Fa-Hien stated that capital punishment was not given at all. 

Maha-Pratihara

  • Maha-Pratihara was the chief of the palace guards.
  • He regulated ceremonies and granted the necessary permits for admission to the royal presence. 

Espionage system

  • In Gupta Empire, there was an elaborate Espionage System (which was a continuation of the earlier period)

Dutakas

  • Land grant inscriptions often mention Dutakas 
  • Dutakas were probably associated with the task of land grants to Brahmanas and others.

Governance in Provinces

  • The Gupta Empire was divided into Rashtras (provinces), which were further divided into Vishayas (Districts) 
  • Rashtras were governed by Uparikas/Kumaraamtyas directly appointed by the King.

Governance in Districts

  • Vishayas were administered by an official called Vishayapatis. They were appointed by the Provincial governor. 
  • Some districts were also governed by Samantas/Feudatories. 
  • Pustapalas-officials whose work was to manage and keep records
  • Representation of Major Local Bodies was an essential aspect of district administration. Heads of Local Bodies were taken in District Council. These include 
    • Nagarsethi (Head of City Merchants)
    • Sarthavaha (Representative of Guild of Merchants)
    • Pratham Kayastha (Head of Scribes)
    • Pratham Kulika (head of artisan community)

Village Governance

  • During village governance, the villages assumed greater autonomy. 
  • Headman, called Gramapati or Gramadhayaksha, managed affairs with the help of elders (called Gramavriddhas)

Urban Governance

  • Representation of Local Bodies was the characteristic feature of Urban Governance.
  • Each city had a council consisting of 
    • Nagarsethi 
    • Sarthavaha  
    • Prathama Kulika 
    • Prathama Kayastha  
  • This council was different than described by Megasthenes 
    • In Maurya Empire, Members of the City Council were appointed by the government 
    • In Gupta Empire, the council consisted of local representatives, among whom commercial interests often predominated

Economy under Guptas

1. Agriculture during Gupta Empire

Agriculture Expansion

  • Agriculture expansion continued during Gupta Empire. Forest lands were cleared & brought under cultivation. 
  • But there was a difference between Mauryas and Guptas in Agriculture Expansion.
    • Mauryas:  Agriculture expansion was through State intervention
    • Guptas: Gupta Kings gave land grants to individuals who were expected to act as catalysts 
  • Using Land Grants, Peripheral areas could be brought into the agrarian economy. Initial grants tended not to be in the Ganges heartland but in the regions beyond. (Although the granting of land was at first marginal, by about the eighth century AD, it had expanded)

Agriculture Taxes

Agriculture taxes were the main financial source of the Gupta Empire. But there is a problem in interpreting the precise meaning of some of the fiscal terms. 

Main agricultural taxes during the Gupta period included

Bhaga Bhaga was the King’s grain share. According to Narada Smriti, it was 1/6th of agricultural produce. But 1/6th seems to be a conventional figure. 
Bhoga It was the supplies of fruit, timber, flowers etc. that villagers were obliged to give to King.
Kara Kara was the generic term used for taxes 
Upari-Kara The tax imposed on farmers without any proprietary rights  
Udranga The exact meaning of tax is uncertain. It might be police tax levied for maintenance of the local police station
Hiranya Hiranya is the king’s share in agricultural produce in cash 

Irrigation

  • Various types of waterworks used for irrigation, like wells, canals, tanks & embankments, are mentioned in texts. 
  • The role of the state in building & maintaining some of these is indicated in Junahgarh inscriptions.
  • Ghati Yantra / Araghatta was the method to draw water from wells for irrigation (tie a number of pots (= ghati) to a chain and rotate the chain to ensure that the pots would continuously fill with water and empty it.)

Royal Land Grants

  • Agrahara/Brahmadeya System started during this period. It means donation of revenue-free plots in favour of Brahmans or religious institutions (Temples, Buddhist Vihara or Jaina Monastery) by the royal class or ordinary people under Copper Plate charters with Royal Consent (.ie generally made by the ruling class but can also be made by ordinary people with royal consent)
  • The earliest inscription recording land grants & privileges were Naneghat & Nashik (by Satavahanas and Sakas). Imperial Guptas were not big donors. Only one inscription recording land grant, i.e. Bhitari Pillar inscription of Skandagupta in favour of Vishnu temple. But Vakatakas were great donees of land to Brahmanas. A total of 35 villages were donated & greatest during the reign of Parvasena II (he made 20 land grants). 
  • Later, there was an increase in the 4th century as by then the number of ruling families had vastly increased. 

2. Crafts and Guilds during Gupta Age

Craft production , Guilds & Trade

There are abundant inscriptions & seals mentioning artisans, merchants & guilds, which suggest thriving urban craft.

Crafts prevalent during Gupta Age were

Metal Works

  • Metalworking is listed in Kamasutra as one of 64 kalas (arts).
  • Mehrauli Pillar (of Chandra Gupta II) reflects a high level of metallurgical skill.  
  • Sultanganj Buddha was also crafted during this period.

Textile Works

  • Amarakosha mentions several words connected with cotton textile. 
  • Ajanta paintings depict elaborate garments.

Guilds

  • Guilds were a feature of the Indian economy since early times & continued to be so in the Gupta age as well. 
  • Guilds were also responsible for City Administration (explained above)
  • Guilds in the Gupta period issued their hundis and probably even coins. It might be one reason why the Gupta rulers didn’t issue copper coins. 
  • Guilds had their seals & military arrangements for protecting their merchandise. 

3. Trade

The security offered by the strong Gupta Rule facilitated the easy movement of men and merchandise. Faxian was very much impressed by the freedom of movement.


Internal Trade

  • Internal trade was carried on by both land and rivers.
  • The state arranged security for travellers and traders. 
  • The campaigns of Samudra Gupta improved the means of communication, which facilitated trade.
  • There were references to Nauyoga (a boat parking station) in inscriptions from Bihar & Bengal, suggesting riverine transportation of goods.  

External Trade

  • Red Sea trade declined due to the fall of the Roman Empire. But there was simultaneous activation of the Persian Sea trade route due to impetus provided by the Byzantine and Sassanid Empires.
  • Cosmos, in his accounts, mentions various ports on the western coast like Calliena (Kalyan), Sibor (Chaul) etc.
  • Faxian refers to the port of Tamralipti in Bengal. 
  • Overland routes present too used by Caravan Traders. 
  • Silk Trade with China continued. Kalidasa refers to rich people wearing garments made of Chinamshuka. 
  • There was an appreciable rise in the import of horses (as in Gupta Army, the importance of the Cavalry was high), coming overland from Iran and Bactria & from Arabia by sea to the western coast.  

4. Money Economy

  • RS Sharma has argued that Gupta & Post-Gupta periods saw a decline in the money economy because Gupta issued many gold coins but comparatively few Silver & Copper coins.  
  • Most of the Gupta rulers issued only gold coins. Chandragupta II issued silver coins for the first time & copper coins were first issued by Kumaragupta. As pointed out earlier, the reason for not issuing copper coins might be copper coins were issued by Guilds. 
  • Money lending was present. Narada Smriti mentions that person will be born as a slave in the house of his creditor to pay off the debt.  


Urban Decay Debate

There is a debate among historians that the historic towns & cities that had developed during the second phase of Indian Urbanization between the 6th Century BC and 4th Century AD appeared to have lost their vitality & importance from the Gupta period. It was a phase of Urban Decay and village sufficiency. 


The main proponent of this theory is RS Sharma. He gave the following reasons to back his proposition 

  • Archaeological evidence point towards urban decline. 
  • A gloomy prophecy made in Varahamihira’s Brihatsamhita that various towns will fall on evil days, Valmiki Ramayana’s description of Ayodhya after Rama’s exile, & picture of the city’s desolation in Kalidasa’s Raghuvamsha
  • Faxian’s account depicting the desolation of Bodhgaya, Gaya, Kusinagara etc 

The main role played in this was the fall of the Roman Empire and the subsequent decline in long-distance trade  


But there are counterarguments.

  • Historians are divided, arguing that the volume of Roman Trade was never so great as imagined by early historians  
  • Red Sea trade declined due to the fall of the Roman Empire, but there was simultaneous activation of the Persian sea trade route due to impetus by the Byzantine and Sassanid Empires.
  • Mrichchhakatika gives a vivid description of heroine Vasantasena’s magnificent house in Ujjayini & magnificent city life
  • Descriptions of the wealthy, educated, and sophisticated man referred to in the Kamasutra  

Conclusion: Some of the earlier cities, like Ujjain, Mathura, and Varanasi, showed signs of decay and less revenue generation. But other cities were coming up. Trade was changing its dimension. Hence, some cities showed decay, but to take their place and to make good the loss due to them, other cities came up 


Social Aspects

1. Varna System

  • Varna distinctions became very pronounced. For instance, people belonging to different castes were charged different rates of interest. 
  • Varna system was considerably modified due to various economic and political factors. For instance,
    • Kshatriya caste swelled up with the influx of Hunas & Gurjars. (Kshatriyastion of various castes)
    • The number of Shudras increased due to the absorption of forest tribes in Varna society as Peasants. (Peasantisation of Tribes)
    • The proliferation of Jatis:  Guilds of craftsmen were transformed into Jatis.
  • But it is evident from the inscriptions of this period that some degree of mobility among jatis was accepted. For instance, the guild of silk weavers moved from Lata in western India to Mandasor (Madhya Pradesh) when they could no longer maintain themselves through the production of silk. Some of them adopted professions of a higher caste than their original ones, such as archers, soldiers, bards and scholars. Despite the change of profession, loyalty to the original guild remained for at least one generation. Being sun-worshippers, they financed the building of a temple to Surya & mentioned in an inscription dated to AD 436. 


2. Position of Women

The position of women declined. According to Smritis and Inscriptions

  • Girls were not allowed to perform ‘Upanayana Samskara’ & pursue Vedic Studies. 
  • Early marriage for women, i.e. marriage before puberty, was recommended
  • Intercaste marriage was disapproved  
  • Women were denied any right to the property except Stridhana
  • Women were considered property which could be lent or loaned to any other person at the pleasure of her husband.
  •  A widow should lead celibate & austere lifeBrihaspati Smriti offers an alternative that she burns herself on her husband’s funeral pyre   (the first inscription mentioning Sati belongs to this period, dated 510 AD from MP) 

But Sources present different pictures wrt Royal women

  • Royal women are visible on coins & seals. For instancethe King & Queen type of coins of Chandragupta I & Kumaradevi
  • Matrimonial alliances were an important part of politics. Gupta, Vakatakas, Nagas etc used it
  • Some royal household women took the initiative in gift-giving. Prabhavati Gupta made grants in her own right 
  • Kamasutra suggests polygyny was also prevalent among the royal & non- royal elite.

Ganikas & Prostitutes

  • Kamasutra mention Ganikas (i.e. prostitute of nobles). Ganika was admired & celebrated for her beauty, but at the same time, due to fact that anyone for money could buy her sexual favours meant that she could never hope to attain social respectability 
  • The position of the ordinary prostitute was miserable as she was devoid of the glamour & wealth associated with Ganika. 
  • Epitome of Ganika is Vasantasena in Mricchakatikam

3. Slavery

  • Narada Smriti has a detailed discussion on slavery & mentions 15 types of slaves, including war captives, debt enslavement & voluntary enslavement
  • A child born of a woman slave in a master’s house was considered a slave as well
  • Slaves can be pledged or mortgaged   
  • The ceremony of manumission is mentioned in Smritis, with which the master could free slaves. 


4. Untouchability

  • The practice of untouchability became more intense  
  • According to Faxian – Chandalas had to live outside the towns & marketplaces and were expected to strike pieces of timber when they approached so that others could get out of their way to avoid their presence. 


Reasons for the disintegration of the Gupta Empire

Huna Attacks 

  • Huna attacks started during Kumaragupta’s reign but were repulsed at that time.
  • However, by the end of the 5th century A.D., Huna chief Toramana established his authority over large parts of Central and western India, further extended by his son Mihirakula. The continuous Huna attacks shook the Gupta Empire. 

Administrative weaknesses/ Samanta System

  • Gupta rulers allowed the defeated rulers to rule once they accepted the suzerainty of the Guptas. When Gupta Empire weakened, the subdued Local Rulers asserted their independence. 

Land Grants 

  • It has been argued that the Guptas issued land grants to the Brahamana donees and surrendered the revenue and administrative rights in favour of the donees.

Gupta Period: Golden Age of Ancient India-Reality or Myth ?

Nationalist historians called this age as Golden Age (i.e. age when every manifestation of life reaches a peak of excellence). They tried to prove this using political centralisation, high-quality literature, sculpture & architecture. Apart from the elite, ordinary people were materially well off, with little to complain about. 

Arguments in favour 

  • Foreign rule was completely removed, and peace and prosperity prevailed (According to HC Raychaudary)
  •  The enlightened character of the government, i.e. taxes were light, punishment mild, etc. (according to Faxian accounts) 
  • Revival of Hinduism, but all other religions were tolerant.
  • The use of Sanskrit developed, and art and literature flourished during the period
  • Great personalities like Kalidasa, Amarsimha, Dhanavantri, Ayabhatta, Varahamihira etc., lived during this period
  • Temple forms and cave architecture of the highest merit developed.

But in the 1960s & 70s, Marxist Historians refuted this claim. They studied the socio-economic structures and concluded that the main features of feudalism were present, which intensified in subsequent centuries.

Arguments against

  • Existence of too many feudatories
  • Absence of a large Central Bureaucracy 
  • Development of Feudal elements (like Increasing land grants, Serfdom, Sub infeudation etc.) 
  • Decline in trade   
  • Decline of urban centres 
  •  Increasing Varna distinction and social disorder.
  •  The decline in the status of women.