Concept of the Disaster Management

Concept of the Disaster Management

This article deals with ‘Concept of the Disaster Management.’ This is part of our series on ‘Disaster Management’, an important pillar of the GS-3 syllabus. For more articles, you can click here.


Introduction

  • Natural disasters and crises have been an integral part of human history. The evidence of this can be seen in the rise and fall of the Babylon and Indus Valley civilizations.
  • According to UN statistics, natural disasters kill 1,00,000 people on average and cause property damage worth billions of dollars annually. 
  • Among the top ten natural disaster-prone countries, India stands second after China.


Life Cycle of Disaster

A crisis doesn’t occur abruptly; it goes through a progression that can span from days to months or even decades, contingent upon the factors that give rise to it.

Concept of the Disaster Management

Response at Various Stages of Disaster (in General)

Concept of the Disaster Management

1. Risk Reduction

Disaster risk can be reduced by forecasting the occurrence of hazards well in time and preparing in advance for their onset.  


Methods for Risk Reduction /Mitigation

1. Disaster Mapping

Create a Disaster Map taking the following into account

  • Which disasters are occurring in the area? It can range from natural disasters like earthquakes, floods, hurricanes, and wildfires, to human-induced disasters such as industrial accidents or civil unrest.
  • Analyze historical data to determine the frequency of disasters occurring in the area.
  • Social fragility, i.e. to what extent society is prepared to cope with disaster.
  • Vulnerable populations within the area, such as the elderly, children, people with disabilities, low-income communities, and marginalized groups.

2. Preparation of District Disaster Plans

  • Each District should prepare a District Plan involving all the stakeholders. These stakeholders include government officials, emergency management agencies, local communities, non-governmental organizations, and other critical actors involved in disaster risk reduction and response.

3. Mock Drills

  • All disaster management plans should be tested periodically through mock drills. They involve simulating emergencies and evaluating the response of disaster management plans and procedures.

4. Construction of Major Civil Engineering Structures

These include engineering solutions to prevent disasters, such as 

  • Construction of dams 
  • Diversion channels
  • Cyclone shelters
  • Shelterbelt plantations  
  • Regeneration of mangrove belts in coastal areas

5. Construction of Disaster Resistant Dwellings

  • Disaster Resistant Dwellings are designed and constructed in a manner that reduces vulnerability to various hazards, such as earthquakes, floods, cyclones, and landslides. The National Building Code of India (NBC) plays a significant role in providing guidelines for constructing disaster-resilient buildings 

6. Effective Implementation of Laws

Effective implementation of laws plays a crucial role in disaster risk reduction. Industrial disasters and urban floods often occur due to inadequate planning and weak enforcement of existing laws and regulations. Two notable examples are the Uphaar tragedy and the Bhopal Gas tragedy.

  1. The Uphaar Tragedy, which took place in 1997, involved a fire in the Uphaar Cinema in Delhi, leading to the loss of 59 lives. This incident highlighted the consequences of inadequate safety measures and poor enforcement of regulations in public spaces.
  2. The Bhopal Gas Tragedy of 1984: A gas leak at the Union Carbide pesticide plant in Bhopal resulted in thousands of deaths and long-term health issues for survivors. This incident exposed the shortcomings in industrial safety measures.

7. Installing Early Warning System

Early Warning System and Disaster Management
  • Early Warning Systems are designed to provide timely alerts and warnings regarding upcoming disasters, allowing authorities and communities to take necessary actions to mitigate the potential impact. 
  • The importance of early warning systems has been exemplified by notable events such as the Mexico Earthquake in 2018, where a significant number of lives were saved due to the existence of such a system.
  • Recognizing the significance of early warning systems, the Sendai Framework for Disaster Risk Reduction, a global agreement adopted in 2015, also emphasizes their implementation as a critical component of disaster risk reduction strategies.
  • India has already installed an Early Warning System for Cyclones, Tsunami, Heatwaves etc. 

8. Education

  • Disaster management education needs to be integrated and institutionalized within the formal and informal education systems.
  • The Central Board of Secondary Education (CBSE) has already made significant strides in this direction. They have taken proactive steps to incorporate disaster management education into the curriculum. 

Case Study: Super Cyclone (1999) vs Cyclone Phailin (2013)

The Super Cyclone and Phailin Cyclone case studies show the importance of Disaster Risk Reduction. 

Super Cyclone (Odisha, 1999) 

  • Wind speeds of 270-300 km per hour  
  •  10,000 people killed and lakhs of livestock population. 
  • Over 2 million houses were damaged.

But this damage could have easily been reduced.

Cyclone Phailin (2013)

  • Early Warnings were given to residents near Bhubaneshwar about an impending Cyclone which struck within a week 
  • Casualties were just 50 people dead 

Recent Cyclone Varda in Tamil Nadu & Cyclone Hudhood also showed a similar trend with a death toll not exceeding 10. But the damage to infrastructure is still high. Now reaching the next level, the concern is how to address losses occurring to property – roads, bridges, housing, hospitals, electricity etc. (Note: Sendai calls for a reduction in mortality and the destruction of infrastructure).


2. Emergency Response System / During Disaster 

The Emergency Response System is a comprehensive framework encompassing various components to manage and respond to emergencies effectively.


Components of Emergency Response System

1. Acting on Early Warning System

  • Installing warning systems is not an end in itself. The effectiveness of these systems relies on the ability of the administration to swiftly respond and take appropriate action upon receiving the warning.

2. Rescue

  • Rescue operations must be carried out rapidly as the window of opportunity is usually small.  
  • Using a Disaster map, the most vulnerable points can be identified & resources can be mobilized to rescue people from those areas first. 

3. Quick Trauma Care

After Rescue, the injured must be transferred to the appropriate Trauma Care Facility within the Golden Hour (Golden Hour = first hour after sustaining injury). During this critical Golden Hour, prompt medical intervention can significantly increase the chances of survival and minimize long-term complications for the injured. 

4. Relief

As the rescue operations are on, the phase for providing relief starts. 

  • Ensure that the basic minimum necessities of life, like food, clothing, shelter, security, and basic health and sanitation facilities, are available. 
  • Trauma care and counselling should be made an integral part of the relief operations.

Recovery & Rehabilitation / After Disaster

Recovery differs in different disasters

  • The damage caused by floods, earthquakes and cyclones is much larger than other disasters, and recovery after these disasters pose a challenge. 
  • In disasters like drought, the relief phase is prolonged, and since there is no damage to the infrastructure and property, the rehabilitation is confined to the restoration of livelihoods. 
  • Industrial disasters being quite varied in nature, the rehabilitation in major ones like the ‘Bhopal Gas Tragedy’ could involve rehabilitation efforts spanning over a generation of victims.  

Recovery & Rehabilitation Process

  • The first step is to assess the damage and make a recovery & rehabilitation strategy considering economic, social, political and psychological factors.
  • Under Sendai Framework, the main principle to be followed is – BUILD BACK BETTER. The infrastructure that is to be built should be such that they can survive the next disaster. 
  • Following any major disaster, several players arrive on the scene & ensuring proper coordination among them becomes very important. Without coordination, it leads to duplication of efforts in some areas & gaps in others.   
  • Usually, it is seen that the recovery efforts tend to taper off with time. This decline in recovery effort over time needs to be arrested. 

Ayushman Bharat Scheme (UPSC Notes)

Last Updated: June 2023 (Ayushman Bharat Scheme (UPSC Notes))

Ayushman Bharat Scheme (UPSC Notes)

This article deals with ‘Ayushman Bharat Scheme (UPSC Notes).’ This is part of our series on ‘Society’ (GS 1) and ‘Governance’ (GS 2). For more articles, you can click here.


Models of Health Care

Models of Healthcare across World (case study of Free Market Insurance Based Model vs. Cuba Model of Healthcare)

There are two main models of healthcare that are worth discussing: the Free Market model and the Cuba model.

Model 1: Free Market Model

  • Countries like Japan, Switzerland, Germany, and South Korea rely on the private sector and insurance companies to provide healthcare services. 
  • In these countries, the government does not directly provide healthcare services, but it still has significant control over the system. The government regulates the services offered, sets prices for healthcare services, and establishes protocols for treatment. 
  • If any country, including India, wants to promote a healthcare system that involves the private sector and insurance providers, strict regulation and effective implementation of those regulations are crucial.

Model 2: Cuba Model

  • In Cuba, all healthcare services are provided by the public sector. 
  • The country has made substantial investments in medical education, producing a large number of doctors. These doctors now work under the government to provide healthcare services to the people.

Ayushman Bharat Scheme

Ayushman Bharat has two components i.e.

  1. Health and Wellness Centres 
  2. National Health Protection Scheme 

Component 1: Health and Wellness Centres

  • The government is converting 1.5 lakh existing sub-centres into Health and Wellness Centres. 
  • Services provided in these centres will include 
    1. Pregnancy Care and Maternal Health Services 
    2. Neonatal and Infant Health Services
    3. Child Health
    4. Chronic Communicable Diseases
    5. Management of Mental Illness
    6. Dental Care
    7. Eye Care
    8. Geriatric Care 
    9. Emergency Medicine

Component 2: National Health Protection Scheme (NHPS)

Ayushman Bharat Scheme (UPSC Notes)

10 crore households across the country, constituting 40% of the total population selected based on “deprivation and occupational criteria” as per SECC data, 2011, are covered under this scheme.

The main provisions of the scheme are

  • Annual medical insurance coverage of Rs. 5 lakhs per household.
  • All secondary care & most tertiary care procedures are included.
  • Benefits can be availed both in public as well as empanelled private hospitals. 
  • There is no cap on the family size. 
  • It is Centrally Sponsored with Centre and State sharing 60: 40 (90: 10 in case of Special Category States)
  • Implementing Agency: National Health Authority (NHA) (body under Health Ministry)
  • The scheme includes pre and post-hospitalization expenses as well.
  • It includes transportation allowance per hospitalization.
  • Pre-existing diseases are covered under the scheme.
  • Access is given by cashless health card.
  • Benefits are portable throughout the country.

Significance of the Scheme

  • It leads to massive cuts in the Out of Pocket Expenditure of the patients.
  • It increases access to affordable healthcare, especially for the poor.
  • It has strengthened the public healthcare infrastructure.
  • The scheme has also incentivized the creation of new healthcare infrastructure in rural, remote and under-served areas.

Critical Appraisal of the Scheme

Achievements of the Scheme
  • The Ayushman Bharat Scheme implemented by the Indian government is the largest publicly-funded health program globally.
  • The Ayushman Bharat Scheme has successfully consolidated various health insurance schemes and offers greater health coverage compared to the previous Rashtriya Swasthya Bima Yojana.
  • The scheme has expanded the beneficiary base of health insurance schemes, and several states have achieved universal coverage for their citizens.
  • It incorporates a robust monitoring mechanism, leading to the identification and blacklisting of numerous hospitals involved in fraudulent activities under the scheme.
  • The scheme serves as a solution to address the issue of rising out-of-pocket healthcare expenditure, which often leads to individuals falling into a cycle of poverty.
Limitations of the Scheme
  • Limited Government Control over Private Hospitals: Regulation of clinical establishments in India is ineffective, resulting in many fraudulent activities. It includes the creation of ghost beneficiaries and the conversion of outpatient (OPD) patients into in-patient (IPD) patients.
  • The evaluation of the Rashtriya Swasthya Bima Yojana (RSBY) in the past has revealed a lack of institutional expertise and capacity in India to effectively implement public health insurance. India doesn’t have the prerequisite regulatory framework to regulate Insurance based healthcare. 
  • International Experience: International experiences have demonstrated that relying on insurance-based healthcare provision can be a costly financing model for governments.
  • Against the Federal Principles: The scheme limits the autonomy of states as healthcare is a subject under the jurisdiction of the state list, thus posing challenges to federalism.
  • Budget Constraints: The allocated budget for the scheme is insufficient to cover the overall costs, posing financial limitations on its effective implementation.
  • Quality Control Issues: Out of the 18,000 private hospitals enlisted under the scheme, only 600 have received quality certification, raising concerns about the overall quality control measures in place.
  • Low Coverage as Middle Class not covered: NITI Aayog has suggested to include the ‘missing middle class’ within the ambit of PMJAY as they can’t afford private health insurance and are currently not covered under PMJAY.

Question: In India, since Public Health Infra is weak, is Insurance the way out? 

  • No doubt, Insurance provides a simple way out, but it isn’t a sustainable way. Examples from the U.S., the Netherlands etc., have shown that a simple solution at one time becomes a problem for the next generations. The U.S. tried to rely on Private Insurance, and the result was a politically empowered industry dedicated to preserving its business at the expense of better risk pooling, equality, more efficiency, and simpler administration.
  • Building strong Public Healthcare is the sustainable way to reach the goal of providing Healthcare facilities to all. Countries such as Cuba have shown to the world that in spite of their lower GDP, the best and cheap health services can be provided to people if the government has a vision.
  • But since Public Healthcare can’t be built in a day, we can’t ignore Insurance altogether. There is a need to provide Insurance coverage to people as a cushion. But at the same time, we have to build a strong regulatory framework so that Insurance companies don’t charge exorbitant rates to vulnerable people. Government should try to stop Insurance companies from “actuarial” rate-setting.  

Ayushman Bharat Digital Mission (ABDM)

  • Announced by the PM on Independence Day Speech of 2020.
  • Implementing Agency: National Health Authority (NHA) (body under Health Ministry)
  • This initiative enables citizens to generate their Unique Health ID (UHID), which serves as a central point for their digital health records. 
  • By using this UHID, individuals can securely access health records in an electronic format. Further, the system allows patients to share their health information with doctors and insurance companies, eliminating the need for multiple physical files, photocopies, or X-rays.

Human Development Report

Last Update: June 2023 (Human Development Report)

Human Development Report

This article deals with ‘Human Development Report’ This is part of our series on ‘Economics’ and ‘Society’. For more articles , you can click here .


Introduction

UNDP defines Human Development as the process of widening people’s choices and raising the level of well-being.

For instance, look at the following example.

Human Development Report

Human Development is the critical enabler for upward social mobility.


Human Development Report

  • It is prepared by the United Nations Development Program (UNDP) which provides a comprehensive analysis of human development across countries. 
  • In 1990, Mahbub-ul-Haq of Pakistan and Amartya Sen of India gave the concept of HDI. 
  • In various reports, it has been found that the Human Development of everyone is not taking place.
    • The human development of males is 20 points greater than females in South Asia.
    • Everywhere, the Human Development of elites and religious majorities is more than others.
    • Due to Climate Change, the Human Development of the present generation is more than what can be achieved by future generations. 

In Human Development Report, there are 5 Indexes.

  1. Human Development Index (HDI) 
  2. HDI – Inequality Adjusted 
  3. Gender Development Index(GDI) 
  4. Gender Inequality Index 
  5. Multi-dimensional Poverty Index (MPI)

The latest report for 2021/22 was released in 2022


1. Human Development Index  (HDI)

  • It was developed by United Nations Development Program (UNDP) in 1990 by a team headed by Prof. Mahbub ul Haq. Prof Amartya Sen was also a prominent member of this. 

Dimensions of HDI

Dimension Indicator 
Health Life Expectancy at Birth 
Knowledge Mean Years of Schooling
Expected Years of Schooling
Standard of Living GNI per capita
  • Switzerland topped the ranking in the latest report (2021/2022). India was ranked 132.

Indian Ranking

  Indian Ranking HDI Score
1990   0.429
2015 130 0.624
2016 131 0.624
2017 130 0.643
2018 129 0.647
2019 131 0.645
2021/22 132 0.633

Based on a report by the United Nations Development Program (UNDP), approximately 90% of nations have witnessed a decline in their Human Development Index (HDI) value during either 2020 or 2021. It signifies that global human development has come to a halt for the first time in 32 years.


2. Inequality-adjusted Human Development Index (IHDI)

  • Human Development Index is Geometric Mean. Hence HDI masks internal inequalities.
  • UNDP releases another Index which also accounts for inequalities.
  • HDI (Inequality adjusted) = HDI -(minus) HDI (lost due to Inequality), i.e. Human Development which is lost because of inequalities present in the country wrt gender is adjusted in this. 

IHDI (2022) Ranking

Rank Country HDI Score HDI-Inequality Adjusted Score
1 Iceland 0.959 0.915
2 Norway 0.961 0.908
—— —–    
108 India 0.633 0.475

When there is perfect equality, the HDI and the Inequality Adjusted HDI (IHDI) are equal. However, as the difference between the two increases, it indicates greater levels of inequality within the country.

Note: SDG Goal 10 calls for ‘reducing the Inequalities.’


3. Gender Development Index

  • The Gender Development Index (GDI) is a separate measurement released by the UNDP to complement the Human Development Index (HDI) to address females’ development specifically. 
  • While the HDI does not provide specific information on female development, the GDI calculates the ratio of Female HDI to Male HDI. 

GDI = Female HDI/ Male HDI.

  • If the Development Index for females exceeds that of males, the GDI can be greater than 1.

4. Gender Inequality Index

  • The Gender Inequality Index (GII) has been calculated since 2010.
  • Despite improvements in life expectancy and access to education for women, they still face specific forms of inequality, such as early pregnancies, lack of representation, and limited participation in economic activities. Therefore, the United Nations Development Programme (UNDP) introduced a specialized index to examine gender inequality.

Dimensions of Gender Inequality Index

Dimension Indicator 
Reproductive Health Maternal Mortality Rate
Adolescent Birth Rate
Empowerment Parliament Seats occupied by Women
Higher Education Attainment Levels
Economic Activity Female Labour Force Participation

The calculations used for the Gender Inequality Index (GII) are represented on a scale of 0 to 1, with 0 indicating no inequality (i.e., women fare equally to men) and 1 representing complete inequality (i.e., significant disparities between women and men).

GII (2022) Ranking

  • India is Ranked = 122 (Score: 0.490)
  • This score is better than that of the South Asian region (value: 0.508) and close to the world average of 0.465. This reflects the Government’s initiatives and investments towards more inclusive growth, social protection, and gender-responsive development policies. 

5. Multidimensional Poverty

  • In India, we calculate poverty using Tendulkar Method based on household consumption.
  • But UNDP takes a holistic view of poverty and measures it differently. 
  • The report has been released since 2010.
  • In Multidimensional Poverty, they look into the following components to measure poverty (HES)
    • Health with components like child mortality
    • Education with components like years of schooling
    • Standard of Living with components like electricity, water etc.
Multidimensional Poverty
  • According to the 2022 Report, 16.4 per cent of the Indian population (22.8 crores) is Multidimensionally Poor
  • Additionally, Multidimensional Poverty is continuously decreasing in India.
Multidimensional Poverty  in India - Trend

Industrial Revolution (UPSC World History)

Industrial Revolution (UPSC World History)

This article deals with ‘Industrial Revolution (UPSC World History)’ . This is part of our series on ‘World History’ which is an important pillar of GS-1 syllabus. For more articles, you can click here.


Introduction

The concept of the Industrial Revolution suggests primarily certain technological & economic changes with important & permanent social consequences from 1760 to 1840. It denotes

  • Extensive application of water, steam (and later electrical) power in production systems
  • The focus of production in the factory and its formidable mechanization
  • Major changes in the character & exploitation of “home” and “foreign” markets
  • The near disappearance of subsistence agriculture. 

Industrial Revolution revolutionized life more than any other movement.


Earlier Production Systems

Family Production (in Villages) and Guild Production (in Cities)

In medieval times, families were responsible for producing most of their own goods, and in cities, the merchandise was produced in regulated guilds. However, these goods were expensive and couldn’t meet increasing demands. Merchants sought cheaper and larger quantities of goods, leading them to establish a new system outside the cities called the cottage industry.

Cottage Industry

Under the cottage industry, cloth merchants would buy raw wool and have it spun by farmers’ wives, who were also involved in agriculture. Country weavers would then produce the cloth more affordably due to their supplemental income from farming. The merchants would collect the cloth and send it to finishers and dyers, maintaining control over the entire production process. However, there were limitations to this system. Merchants had no control over the rural artisans, who were primarily involved in agriculture and only worked as part-time artisans during the lean season.

Factory System

To overcome the above limitation, some wealthy merchants established factories where workers were brought together under one roof and provided with the necessary tools. This precursor to the Industrial Revolution allowed merchants to have full control over the production process and labour. The establishment of factories marked a shift towards centralized control and laid the foundation for the Industrial Revolution.


Roots of the Industrial Revolution 

The roots of the Industrial Revolution were in 4 things

  • Commercial Revolution: New wave of buying and selling (explained in detail in subsequent part) 
  • Price Revolution: A lot of Economic growth that happened in Europe led to a Price Rise 
  • Capitalism: Ideology that if you have surplus capital, invest that in some other business and earn profit from that
  • Scientific Revolution: Gave new ideas and technology to produce things explained in detail in the subsequent part)

Commercial Revolution Leading to Industrial Revolution

Throughout history, commerce and industry have maintained a close relationship. From approximately 1400 onwards, global commerce experienced significant growth and transformation to such an extent that it is referred to as the “commercial revolution” that spanned over three and a half centuries. Several factors contributed to this revolutionary advancement in the trade. 

  1. The Crusades played a crucial role in granting Western Europe access to the wealth of the East. 
  2. The discovery of America led to European nations acquiring lucrative colonies. 
  3. New trade routes were discovered. 
  4. Replacement of the feudal system with robust central governments resulted in the protection and support of merchants. Governments even granted charters to trading companies like the British East India Company.

By 1750, extensive exchanges of goods were occurring, resulting in a demand for more products than were currently being produced. Consequently, the only viable solution to this predicament was the implementation of machines to enhance the rate of production.


Scientific Revolution Leading to Industrial Revolution

In the 18th century, the manufacturing industry tried to solve the question of increased production at a cheaper cost using technological inventions.


Most famous of these inventions were

#1 Innovations in Textile Industry

1.1 Spinning

  • Hargreaves Spinning Jenny (It allowed the spinner to work on 8 threads simultaneously)
  • Arkwright’s Spinning Jenny (1769)
  • Crompton’s “Spinning Mule” (1779) 

1.2 Weaving

  • Kay’s Flying Shuttle (1733): It increased the pace of weaving (the most important innovation)
Industrial Revolution (UPSC World History)
  • The commencement of the Industrial Revolution can be traced back to advancements in the textile industry. The techniques employed in textile production had already reached an advanced stage, requiring only a few minor adjustments to partially mechanize and automate spinning and weaving processes.
  • Also, it was the textile industry that sustained Industrial Revolution. The textile sector had a multiplier effect on the iron industry, generating a need for innovation in the metallurgical sector. E.g. inventions like Steam Engine or other machines used in Textile Industry took coal and Iron into the scene.  

Side Topic: Stages in Making of Cloth

There are four stages in the process of manufacturing cloth.

Stage 1 Fibre is drawn out of the raw material
Stage 2 Spinning: Fibre is spun into yarn
Stage 3 Weaving: Yarn is woven into cloth
Stage 4 Finishing: Cloth is dyed, printed etc.

#2  Innovations in Metallurgy

Development of Coke by Abraham Darby (1709) 

  • Hitherto, the majority of production was that of brittle Iron, full of impurities, which broke easily. 
  • Best-quality steel required the use of Charcoal for smelting. But Charcoal was in short supply. 
  • Coke can be formed by altering coal. Hence, large reserves can be used to make Iron. 

#3 Steam Engine

Newcomen Engine (1705-06) and, more significantly, James Watt’s Engines (1781)  provided a reliable and efficient source of power for various industrial operations like power loom in the textile industry.


#4 Transport Revolution

  • Canal Systems: The development of canals, such as the Bridgewater Canal in England, enabled efficient and cost-effective transportation of goods, including raw materials and finished products.
  • Steam Engine was used in ships, trains and land vehicles, making transportation faster, more reliable, and capable of transporting larger quantities of goods.

Overall, the inventions at this time led to “economies of scale”, i.e., producing more so that the cost per unit fell. 


Industrial Revolution in Britain

Why it started in Britain?

Why Industrial Revolution started in Britain?

1. Political & Economic Unification

Unlike all other Continental Europe, there were no Inland Custom Barriers in the British Isles. Hence, Britain had the single largest market available in Europe. Goods could travel from one part of the British Isles to another without paying any Custom and Transit Duty. 

  • Compare with France: The Kingdom of France had 36 Provinces, each with its own Custom Barrier. Hence when the product produced at one extreme reached another extreme, the cost of the product increased very much. Therefore, French Industrial Production remained confined within the provincial boundaries. 
  • Compare with Germany: There were more than 300 small and big German States. All these German States had their own custom barriers, weight and measurement system, currency, etc. Hence, Traders in Southern Germany preferred to trade with North France, where they had to pay Customs at far fewer places than with North Germany.

2. Role of Coal

  • Due to the depletion of Charcoal Reserves / Forests, the British adopted coal as a primary energy source long before any other country. British Charcoal / Forest reserves were not as abundant as they were in France and Germany. Britain started to experience a shortage of forest cover. Charcoal was becoming a scarce resource, and coal, which earlier was thought uneconomical, became cheaper than charcoal. For instance, in 1600, charcoal were twice the price of coal per unit of energy in Britain.  
  • Coal possesses a notable benefit over charcoal, as the Iron prepared with charcoal tends to be brittle due to significant impurities. On the other hand, when coal is used, the remaining impurities are significantly reduced, resulting in the production of stronger Iron.

3. Transportation System: Turnpike Roads and Canals

  • At the beginning of the 18th century, the British Transportation System was considered to be the most primitive in the whole of Europe. British Roads were known for their poor condition as the state maintained them. By the early 18th century, a series of new bodies, known as Turnpike Trusts, began to acquire the Charter from the British Parliament, which authorized Local individuals or Groups of Individuals to form a Turnpike Trust and construct roads and look after its maintenance. In return for this, they can charge a fee (toll). These Turnpike Trusts began to construct and maintain roads of the best quality anywhere in the world
  • Britain had a very well-developed Navigation System. By the end of the 17th century, several canals were dug, first under state initiative and then under Turnpike Trusts. 

Adam Smith, the first modern economist, believed this was a key reason for England’s early success as finished goods could be transported to markets quickly and cheaply


4. Agricultural Revolution in England

4.1 Enclosure Acts

  • Arthur Young (1741-1820) visited England, Ireland and France to extensively study contemporary agriculture systems. After that, he described a new technique of making large agricultural farms out of small fields and details of profits accruing from such farms. He also published a journal called – ANNALS OF AGRICULTURE. 
    • Large agricultural farms were created to introduce scientific techniques by assimilating several small fields and making an enclosure around them. And for this purpose, 956 Enclosure Acts were passed between 1792 and 1815. As a consequence of that Act, enclosures were put around lakhs of arable land. 
    • It increased the agricultural produce but, at the same time, constrained poor farmers to surrender their small fields. They were relegated to the miserable position of landless labourers. They were compelled to work in factories. Thus Enclosure Act paved the way for Industrial Revolution.

4.2 Scientific Agriculture

Population in cities increased & to meet their needs village farmers had to grow more foodgrains & produce more cotton. Hence, it became imperative to apply scientific techniques in agriculture & manufacture special machines for this purpose to do intensive agriculture. 

  • Jethro Tull, a British landlord of Workshire, invented the machine called ‘drill’ by which seeds could be sown continuously, which helped in greater yield from the same land. 
  • Townshend (1674-1738) pointed out the advantages of the rotation of crops. 
  • Rotterdam Plough with the iron tip on top of the plough helped land to dig deeper. 
  • In 1770, Englishman Robert Bakew converted animal husbandry into a profitable business. To improve the breed of sheep and cows, he performed many experiments. Using artificial insemination, he got successful in breeding sheep which had triple the weight of ordinary sheep.  
  • Fertilizers: In 1840, German Chemist Von Leebing proved that the fundamental diet for plants is potash, nitrogen and phosphorus. The fertility of soil increases as a result of mixing a sufficient quantity of these ingredients with manure. After that, fertilizers were used on a large scale & this augmented production enormously. 

The surplus food production had several important consequences.

  • Firstly, it led to a population boom as people had better access to nutritious food, creating a larger labour force.
  • Secondly, the increased agricultural productivity freed up a significant number of people from farming, allowing them to seek employment in other industries. This surplus labour supply became the workforce that powered the Industrial Revolution.
  • As the income of the ruralites increased, they started purchasing commodities manufactured in factories and strengthened Industrial Revolution in Britain (1750-1850). Along with that, they helped in providing sufficient capital for industrialization (landlords used their surplus income to promote industries) 

5. Demographic Revolution

  • Till 1740, the British population seldom grew at a rate greater than 0.5 to 1%  due to natural disasters, famines, and bad harvests. But with Agricultural Revolution, it began to change. In the 1740s, the population of England increased stupendously & contributed to rapid growth in human labour. This is known as Demographic Revolution. E.g. population of England and Wales remained constant at 50 to 60 Lakh during 1700-41 but doubled from 1751 to 1821.
  • With the increase in population, their demand increased & this motivated British manufacturers to augment production and introduce various improvements. Domestic demand for clothing 9 million people led to the mechanization and modernization of the British Textile Industry.

6. Geographical Position of England

  • Because of its characteristic geographical position, England sequestered itself from the rest of the world on the one hand and maintained a close connection with it on the other. Being surrounded by sea on all sides, it remained safe from external invasions.

7. Society of England

  • Unlike France and other countries, serfdom & class systems had already been abolished in England. Huge semi-skilled workers settled in towns and readily operated new machines when Industrial Revolution started.
  • The pursuit of wealth in trade and manufacturing led to the accumulation of fortunes, which gave individuals rank and status. Utter rejection of such fortune as “tainted was not a feature of English society as it was in Europe. These merchants and businessmen were ready to invest their capital in industries and scientific inventions. 
  • Nobles themselves invested in activities which linked their estates to manufacturing. It was certainly true of the proprietors of coal land. 

8. Government Policies

Although the 18th century is associated with apologia for free trade and Laissez Faire, the British government took a keen interest in regulating the conditions of growth using statutes. 

8.1 Orders from Government 

  • Sizeable government orders for ammunitions were of importance to the iron industry (firms such as the Wilkinsons, Walkers and Carron partners); 
  • The same must be said for the wool and textile industries, which supplied orders for uniforms, blankets etc.

8.2 Navigation Laws 

  • Navigation Act and related legislation were important to the shipbuilding industry since they required that trade with the colonies and carriage of goods from Asia, Africa and America could only be done on English ships. All goods carried in foreign vessels attracted a special “alien’s duty”, and the government followed a protectionist policy of considerable scope.

8.3 Navy to protect Sea Lanes of Commerce 

  • The British government also encouraged global trade by expanding the Navy to protect trade and granting monopolies or other financial incentives to companies so they would explore the world to find resources.

9. British Colonial Empire

  • In the eighteenth century, trade was expanded with the American colonies and India. 
  • British Empire stimulated the British economy. Colonies worked as a source of raw materials as well as the market for finished goods.

10. Financial Innovations

  • At the beginning of the 18th century, banks had been opened in England, which provided British industrialists with the facility of acquiring loans and depositing their capital.
  • Management of the national debt was now done professionally by the Bank of England.

11. Enlightenment Ideas

  • Most of the early inventions were made in Britain because there was no political or religious restraint on scientists. The English Royal Society (established in 1663) encouraged new inventions by rewarding inventors. 


12. Role of the French Revolution and Napoleon

  • French Revolution and Napoleonic wars also contributed to this. During the war, England had to cater to the requirements not only of her own soldiers but also of her friendly nations. 
  • The blockade by Napoleon against British trade and any British imports pushed Britain for further innovation to be self-reliant.

Impact of the Industrial Revolution

Exploitation of Workers

  • Due to population growth and the enclosure of common village lands, many rural people migrated to urban areas. However, this influx of unskilled labourers gave factory owners significant power to dictate the terms of work since there were more workers than available jobs.
  • There were no laws to regulate the working conditions or protect workers’ rights. They received no paid vacation or holidays. Moreover, safety measures were virtually non-existent, even in hazardous workplaces such as coal mines or the steel industry,
  • Combination Acts were passed by British Parliament in 1799 and 1800, making it illegal for workers to form unions or combine as a group to demand better working conditions. 

Poor Living Conditions

  • Working-class individuals had very limited leisure time and opportunities for recreation. The majority of their days were spent working, leaving them with little energy or time for engaging in sports or games. 
  • The new industrial pace and factory system were at odds with the old traditional festivals of villages. Plus, local governments actively sought to ban traditional festivals in the cities.
  • Living conditions were, by far, worst for the poor. In desperation, many turned to the “poorhouses”.

Urbanization

  • In pre-industrial society, over 80% of people lived in rural areas. As migrants moved from the countryside, small towns became large cities. By 1850, more people in Great Britain lived in cities than in rural areas
  • Despite the growth in wealth and industry, urbanization also had some negative effects. On the whole, 
    • Working-class neighbourhoods were crowded, dirty, and polluted.
    • Densely packed working-class neighbourhoods contributed to the fast spread of disease
    • Homes lacked toilets and sewage systems leading to Cholera, tuberculosis, typhus, typhoid, and influenza.  

Division in Society

  • The society was divided into classes, i.e. Proletariat & Capitalists.  
  • Trade Unionism of workers developed due to Industrial Revolution. Workers started to unite to demand their rights and better working conditions. 
  • Socialism as a philosophy developed as a result of this movement.

Rise of Romanticism

  • The Romanticism movement emerged during the Industrial Revolution and expressed a strong intellectual and artistic opposition to the process of industrialization. 
  • Prominent figures within this movement, such as William Blake, emphasized the significance of nature in both artistic expression and language. They stood in stark contrast to the perceived negative impact of industrial machinery and factories, which they regarded monstrous.

Increase in Child Labour

  • In textile mills, as new power looms and spinning mules replaced skilled workers, factory owners used cheap, unskilled labour to decrease the cost of production. And child labour was the cheapest labour of all.

Decrease in Economic Productivity of Women

  • In a traditional agricultural society, families worked together as a unit of production. Women could parent and also play a role in producing food or goods needed for the household. 
  • Industrialization changed all that. Work and home life became sharply separated. Men earned money for their families. Women took care of the home and saw their economic role decline. 

Emergence of the Middle Class

  • New urban industries required more “white collar” jobs, such as business people, shopkeepers, bank clerks, insurance agents, merchants, accountants, managers, doctors, lawyers, and teachers. Gradually, a middle class emerged in industrial cities.

Ecological Impact

  • Industrial Revolution changed the Earth’s ecology forever. Fossil fuel coal fuelled the Industrial Revolution, forever changing how people would live and utilize energy. 

Strengthened Colonialism

  • Industrial Revolution gave rise to new colonialism to search for more markets and sources for raw materials.

Reforms for change in Britain

Finally, seeing problems, the British parliament passed many acts to improve the life of workers.

Regulation of Child Labor Law, 1833

  • Established paid inspectors to inspect factories on child labour regulations and enforce the law
  • Set the maximum working in a week to 48 hours
  • Made children spend time in school

Mines and Collieries Act, 1842

  • Set a minimum age for children to work in mines at 10

Factories Act, 1844

  • Limited working hours to 12 per day for women and children
  • Mill owners were made more accountable for the protection of workers

Ten Hours Bill, 1847

  • Limited working hours to 10 per day for women and children
  • Set maximum hours in a week to 63 for women and children

Industrial Revolution or Industrial Evolution 

Revolution is perceived as occurring quickly, while evolution is viewed as a process that spans a longer duration. Consequently, certain historians contend that since the economic and social transformations unfolded gradually, suggesting that the term “revolution” is inaccurate for this phenomenon.


It was Evolution as

  • These industrial developments in the eighteenth century resulted from a culmination of gradual changes. Hence, it was the evolution and culmination of the long process. 

It was Revolution as

  • In the short span between the accession of George III (1760) and the death of his son William IV (1837), the face of England changed dramatically. Roads, railways, rivers and canals sprung up across the land; country hamlets became populous towns; factories replaced farms, and technological innovations drove rapid economic growth. The structure of British society was changed forever, with mass migration from country to towns and cities.
  • Even if that was evolution, this evolution happened too fast. Until John Kay invented the Flying Shuttle making yarn and weaving cloth had been much the same for thousands of years.
  • The rapid shift in people’s lifestyles warrants being labelled as a revolution. It distinguishes itself from political revolutions by significantly impacting people’s lives and lacking a definitive conclusion. Instead, the Industrial Revolution gained momentum with each passing year due to the introduction of novel inventions and manufacturing techniques.

The best way to describe is – Industrial Revolution was Revolutionary when it started & it radically changed the lives of those immediately affected by it – especially, then in England. As time went by it became Evolutionary as new methods of production and treatment of workers came to the fore. 

American Civil War (World History Notes)

American Civil War (World History Notes)

This article deals with ‘American Civil War (World History Notes)’ . This is part of our series on ‘World History’ which is an important pillar of GS-1 syllabus. For more articles, you can click here.


Introduction

American Civil War is the most important movement in American History for freedom and equality, which was fought between 1861-65 between Northern States (known as the Union) and Southern States (known as Confederacy).

Northern States

  • The Northern States were capitalist economies.
  • They held anti-slavery sentiments. 
  • They wanted to protect their nascent industries and markets in the Southern states.

Southern States

  • The mainstay of the economy of Southern States was Plantation crops, especially cotton and tobacco.
  • Southern states depended heavily on the institution of slavery for their economic prosperity. 
  • Additionally, they demanded free trade with Europe, allowing them to export their products without interference from Northern tariffs.
  • They wanted to preserve their agrarian way of life.

The Northern States or the Union emerged as the winner of the American Civil War. The outcome of the American Civil War fundamentally reshaped the United States, solidifying the power of the federal government and bringing an end to the institution of slavery.


Reasons: Anti-Slavery Movement of Northern States

  • Political Division: The Northern states were influenced by Enlightenment ideals and the principles of republicanism, which emphasized the importance of individual liberty and equality before the law. At the same time, the South relied heavily on the institution for its agrarian economy. 
  • Religious and Moral Convictions: Many Northern states had strong religious and moral convictions that condemned slavery. Groups like the Quakers and various Protestants actively campaigned against slavery, promoting the idea that it was morally wrong and a violation of basic human rights.
  • Economic Differences: The Northern states were rapidly industrializing and shifting towards a wage-based economy, while the Southern states relied on plantation agriculture and slave labour. The economic interests and priorities of the North and South clashed, leading to tensions.
  • States’ Rights vs Federal Authority: The Southern states argued for the rights of individual states to govern themselves, including the right to maintain slavery. The Northern states, on the other hand, emphasized the federal government’s authority. 
  • Moral and Ethical Concerns: Many abolitionists and reformers in the North viewed slavery as a moral evil and a violation of basic human rights. 
  • Sectionalism: Over time, a sense of sectionalism, or loyalty to one’s region over the nation as a whole, grew stronger in both the North and the South.
  • InspirationFrance abolished Slavery in Haiti in 1789, and Britain abolished it in 1833. It was shameful that it existed in America. 


Important Events leading to American Civil War

Purchase of Louisiana

The United States of America purchased Louisiana from Napoleonic France in 1803, negotiated by President Thomas Jefferson. The acquisition of the vast territory doubled the size of the country and extended its borders from the Appalachian Mountains to the Rockies. This created a question of whether new states will have slavery or not 


The Missouri Compromise of 1820

America was not in a position to fight the Civil War, so Missouri Compromise was reached under which Missouri was admitted as a slave state while simultaneously admitting Maine as a free state, thus preserving the delicate balance of power between the North and the South. Additionally, it established a line known as the Mason-Dixon Line, which settled the question of slavery in future territories into  

  • Above 36 N Parallel: Independent States
  • Below 36 N Parallel: Slave States 

Back Door Policy of Capitalists

Capitalists lobby adopted a backdoor policy for anti-slave movements and began to employ various tactics behind the scenes to support the abolitionist cause. 

  • Anti-Slavery Society, 1833: This society aimed to promote the abolition of slavery and to advocate for the rights and freedom of enslaved individuals.  
  • Garrison’s The Liberator‘: In 1831, Garrison founded the newspaper “The Liberator.” This publication became one of the most influential abolitionist newspapers of its time, and Garrison used it as a platform to expose the inhumane nature of slavery, advocate for immediate emancipation, and challenge the legal and moral foundations of slavery in America.
  • ‘Uncle Tom’s Cabin’ by Mrs Stowe: Published in 1852, the book depicted the harsh realities and suffering endured by enslaved individuals in the Southern states. Through its emotional portrayal of the lives of slaves and the cruelty they faced, “Uncle Tom’s Cabin” touched the hearts and minds of many readers, both within the United States and abroad.

South Retaliated

The Southern States started increasing the slave trade by unfair and foul means. 

  • Fugitive Slave Act of 1850: The law required that escaped slaves must be returned to the owner, even if they had reached free states. Additionally, those who aided escaped slaves could be arrested and face severe penalties. It outraged abolitionists in the North.  
  • Kansas-Nebraska Act of 1854: The act allowed for popular sovereignty, meaning that the residents of these territories could decide whether to allow slavery within their borders. As a result, both Kansas and Nebraska, which were geographically located above the 36th parallel, became potential slave states. This move strained the already fragile relationship between the North and the South.
  • Dred Scot Case of 1857: The US Supreme Court declared enslaved individuals were property and had no citizenship rights. Furthermore, it stated that Congress had no authority to restrict slavery in the territories.  

Formation of the Republican Party and election of Abraham Lincoln as the President

  • The party was established in March 1854 as a response to the mounting tensions surrounding the issue of slavery in America.
  • At its core, the Republican Party’s main objective was the abolition of slavery. The party attracted a diverse coalition of individuals, including former Whigs, Free Soilers, and anti-slavery Democrats who opposed slavery.
  • The Republican Party gained national prominence with the election of its famous member, Abraham Lincoln, as the 16th President of the United States in 1860. Southern states, particularly those heavily reliant on slave labour, interpreted Lincoln’s victory as a clear indication that their economic and social system was under threat. Additionally, concerns over states’ rights and the preservation of Southern culture led to the secession of several slave states from the Union.
  • In response to the secession crisis, the Republican Party remained steadfast in its commitment to preserving the Union. The conflict, which lasted from 1861 to 1865, pitted the Union, led by the Republicans, against the seceded Confederate states in a struggle to determine the future of slavery and the unity of the United States.

Events of American Civil War (1861-65)

Secession from the Union

  • At the onset of the Civil War in 1861, the United States comprised 34 states. However, the Southern states, motivated by various factors, including the preservation of the institution of slavery and concerns over states’ rights, decided to secede from the Union. 7 Southern slave states declared their secession individually (these included) South Carolina, Mississippi, Florida, Alabama, Georgia, Louisiana, and Texas. 

Formation of Confederacy

  • These states formed the Confederacy and adopted their constitution, with Jefferson Davis serving as the President.
  • Over time, four more states joined the Confederacy: Virginia, Arkansas, Tennessee, and North Carolina, bringing the total number of Confederate states to eleven. 
  • However, it is important to note that any foreign country did not officially recognize the Confederacy as a legitimate nation, despite attempts to gain recognition.

Important Battles

  • The Civil War witnessed major military engagements such as the First Battle of Bull Run, Antietam, Gettysburg, and Sherman’s March to the Sea
  • It involved significant strategic and tactical manoeuvres, including using new technologies like ironclad warships and introducing trench warfare.
  • The Battle of Gettysburg fought in 1863, is considered a turning point in the war as it marked a significant setback for the Confederacy and boosted Union morale.

Union emerged Victorious

  • The Union forces emerged victorious in 1865, with General Robert E. Lee’s surrender at Appomattox Court House. 
  • The Civil War’s aftermath witnessed the abolition of slavery.  

Role of Abraham Lincoln

American Civil War (World History Notes)
  1. Leadership and guidance: As President, Lincoln provided strong leadership during the war. Lincoln assumed the role of Commander-in-Chief during the war and actively participated in military strategy and decision-making.
  2. Emancipation Proclamation: One of Lincoln’s most significant contributions to the war was the Emancipation Proclamation. Issued on 1st January, 1863, it declared that all slaves in Confederate territory were to be set free. The proclamation shifted the focus of the war to include the abolition of slavery as a central objective.
  3. Preservation of the Union: Lincoln firmly believed in preserving the Union and consistently made it the primary goal of the war. His commitment to the Union provided a unifying force for the Northern states.
  4. Afterwar Efforts: After the war, Lincoln called for reconciliation and healing. He expressed a compassionate and forgiving approach towards the South.


The Reconstruction Era (1865 to 1877)

The Reconstruction Era is the period immediately following the American Civil War, from 1865 to 1877. It was a critical phase in American history as the nation sought to rebuild and reunify after the devastating conflict.  

Amendments to the United States Constitution 

  • The 13th Amendment (1865) abolished slavery except as a punishment for a crime.
  • The 14th Amendment (1868) granted citizenship to every individual born or naturalized in the USA, including former slaves.
  • The 15th Amendment (1870) granted African American men the right to vote.

Reunifying the Country

  • Amnesty was offered to Confederate states that pledged loyalty to the United States.
  • Efforts were made to rebuild the Southern region’s devastated infrastructure and promote economic development.  

Improving the Lives of African Americans

  • Reconstruction witnessed the establishment of institutions and organizations to improve the lives of newly freed African Americans.
  • African Americans gained political representation at the state and federal levels for the first time.  

American Revolution (World History Notes)

American Revolution (World History Notes)

This article deals with ‘American Revolution (World History Notes)’ . This is part of our series on ‘World History’ which is an important pillar of GS-1 syllabus. For more articles, you can click here.


Timeline of Colonialism in America

Part 1: Discovery of America

1492 Ferdinand (King of Spain) sponsored Christopher Columbus to find the new land. Columbus sailed across the Atlantic to search quicker route to Asia but hit the Caribbean Island thinking he had discovered India. But he was on the other side of the world 
1496 Amerigo Vespucci, also sponsored by Spain, reached America. He understood that he had reached a new continent (and not India). America was named after him.

Part 2: Setting the Colonies

But the credit for discovering the Economic Potential of the land goes to English Adventurers – Walter Raleigh & Francis Drake. During the reign of Queen Elizabeth, they reported on the economic potentialities of the region.

1607 Jamestown, in Virginia, was established as the first permanent English settlement 
1608 French settlers established Quebec, the first permanent French settlement in North America.
1624 The Dutch set up a colony on the mouth of the Hudson River and named it New Amsterdam. Later, the English renamed it New York.
1630 The Massachusetts Bay Colony was established by Puritans, led by John Winthrop, who sought religious freedom.
1634 The Maryland Colony was founded as a proprietary colony by Cecil Calvert as a haven for English Catholics.
1636 Rhode Island Colony was established by Roger Williams, who advocated for religious freedom and the separation of church and state.
1682 Pennsylvania Colony was founded by William Penn as a haven for Quakers and a place of religious tolerance.
1682 French explorer René-Robert Cavelier, Sieur de La Salle, claims the Mississippi River and surrounding areas for France, leading to the establishment of Louisiana.
1733 Georgia Colony was established as a buffer colony between Spanish Florida and the British colonies. It was also intended as a refuge for debtors.

Why were people eager to move to new lands?

Many people were eager to go to this new world 

Escape Poverty and Unemployment

  • The Enclosure System in England evicted many farmers from their lands, and this surplus rural population wanted new homes and lands.
  • Population Growth: The population in Europe was rapidly increasing during the 17th and 18th centuries, leading to overcrowding and limited resources. The colonies provided an outlet for the surplus population.

Political Turmoil in Britain and Mainland Europe

  • To get rid of the wars of genocide going on constantly in Europe. 
  • Poors were sold to the wealthy and governing class to be used as slaves in wars. People thought it was better to migrate to American Colonies to avoid such a grievous fate.
  • Political Turmoil in Britain: During the reign of Charles I, the supporters of the Stuart Dynasty met a defeat in the Civil War and emigrated to America. 
  • At the same time autocratic rule of German rulers impelled the German people to settle in the Colonies.

To get Religious Freedom

  • People thought in American colonies, they could worship their God freely and get redemption from European religious and communal persecution. 
  • Puritans (English Protestants) were politically, religiously and economically persecuted in England. They left in the hope that they would experience liberation if they moved to the new world. 

Adventure and Exploration

  • Some individuals were motivated by a sense of adventure and the desire to explore new frontiers. These included explorers and traders. 

Indentured Servitude

  •  Many people who lacked the financial means to fund their journey to the colonies entered indentured servitude. They agreed to work for a fixed period (usually four to seven years) in exchange for passage to the colonies. After fulfilling their terms, they would gain their freedom and, in some cases, land or resources.

Initial Colonies

Initially, people from Britain established 13 colonies in North America – Massachusetts, Rhode Island, Connecticut, New York, Virginia etc. Many companies were set up, which took people from England to America. E.g., the Virginia Company targeted Virginia, the Massachusetts Bay Company targeted Massachusetts etc. 

Geographically, American Colonies can be divided into two regions, i.e.  North and South.

North Colonies – Massachusetts, New York, New Jersey & Maryland 
Highly developed industries, mainly producing wine and sugar, were present here.
South Colonies North Carolina, South Carolina and Virginia 
The warm climate was conducive to producing food grains, sugarcane, tobacco and cotton here.
The slaves brought from Africa worked in the farmlands, which mainly grew cotton, wheat and tobacco. 

The British colonies in the Americas were governed by British-appointed representatives known as Governors, who acted on behalf of the British monarch. These Governors presided over an assembly that functioned in a manner similar to a Parliament. But voting rights to elect members if the assembly were predominantly restricted to men who owned land and paid taxes.


Relationship with Natives

In the beginning, the colonizers established a friendly connection with the original inhabitants of America, who were known as American Indians or Native Americans or Red Indians. Unfortunately, as time passed, these indigenous people were either forcibly removed from their lands or subjected to violence resulting in their elimination. 

When America was discovered, approximately 10 million indigenous people lived in the United States. However, by 1900, that number had drastically declined to less than 300,000. The Europeans employed various tactics, including wars and the spread of diseases, to exterminate the native population.


Towards the Revolution

It could never be expected that American Colonies would live forever under the subjugation of England. But around 1776, certain events took place, culminating in a revolution. It was a revolt against the social & political system of that time which had lost its significance in America.

Reasons 1: Colonial Governance

Britain considered the American colonies as part of its country and governed these lands for their benefit, neglecting the colonies’ interests. Colonists, on the other hand, were not prepared to see the colonies exploited only for profit. They wanted equality and autonomous rule for themselves. 

These laws included various Navigation Acts of 1651,1660 & 1663. These ensured that 

  1. Trade could be carried only by British ships.
  2. Before entering the American colonies, most European goods were required to go through Britain.
  3. Certain goods like tobacco & rice were declared enumerated goods that could be shipped only to Britain.
  4. Britain paid the colonists less than the world market prices for goods on the enumerated list, which Britain re-exported to Europe.

Some businesses, like Hancock, Wharton etc., started to contest the mercantilist policies of Britain.


Reason: No affection for England in Colonies

  • A lot of people in colonies settled when they were persecuted on religious grounds. Various groups, such as the Pilgrims, Puritans, Quakers, and others, sought refuge in the American colonies to escape religious conflicts and persecution in Europe. The desire for religious freedom and the ability to practice their faith without interference played a crucial role in attracting these religious minorities to the colonies.
  • Criminals were deported to colonies: These individuals were often sent to the colonies as a form of punishment or to alleviate overcrowding in European prisons.
  • A large number of people who settled there were not from Britain: While the British played a prominent role in establishing and governing the colonies, people from various European countries, such as Germany, France, the Netherlands, and others, also migrated to the colonies in search of economic opportunities, religious freedom, and a fresh start.
  • Colonists were brimming with the spirit of equality, whereas class differences prevailed in England. The abundance of land and resources and the absence of an entrenched aristocracy allowed colonists to establish themselves without the same limitations imposed by class distinctions.   

Reason: 7 Years War (1756-63)

The North America was inhabited by

  • Native or American Indians: They inhabited various regions across the continent, including the area west of the Appalachian Mountains. The Native Americans found themselves caught between the competing interests of European powers, particularly the British and the French. The French were not as eager to settle in Native American territories and had a more cooperative relationship with the indigenous populations. 
  • European Settlers who came from various European countries and established colonies along the eastern coast of the continent due to various reasons. They saw the British as potential allies in their own goals of expanding westward. They believed that if the British were successful in securing control over the region beyond the Appalachian Mountains, they could gain access to vast agricultural lands suitable for settlement. Therefore, the European settlers tended to support the British during the Seven Years’ War, hoping for British victories that would facilitate their westward expansion.

However, after the Seven Years’ War concluded in 1763, the British government issued the Proclamation of 1763, which announced that Britishers would not expand beyond the Appalachian mountains. Although the whole of North America was now under Britain, they created an ‘Indian Reserve’ in the area west of the Appalachian mountains where no European settler would be allowed. They did that to buy peace with Native Indians. The European settlers resented the Proclamation of 1763 as it stopped them from settling westward.

Additionally

  • European Settlers didn’t extend sufficient help to the British army during the war and carried on trade with France. The colonies siphoned out immense benefits during the war. But at the end of the war, they were deprived of the benefits.  
  • England occupied Canada in the north, and now they were relieved of French danger.  
  • Colonies realized their strength & learnt how to wage war. 

Reason: Taxes on Colonies

Lord Greenville observed in 1763 that a good deal of money was drained to America, but very little taxes were being recovered. After the 7 Years War, the British tried to pass on the burden of defence of America to the colonists as the burden of taxes in Britain was considered relatively high. The policy consisted following. 

  • Navigation laws should be implemented sternly & smuggling should be prevented. 
  • The Sugar Act of 1764 banned the import of molasses for Rum Industry from overseas countries except for England and imposed high custom duty. The New England colony had been importing molasses from the French and Dutch West Indies for more than a century without paying import duties.  
  • Stamp Act of 1765: The Stamp Act of 1765 imposed a fresh tax on stamps, requiring settlers to affix them to all legal documents. However, the settlers strongly objected to this requirement, refusing to purchase the stamps and successfully pressuring the colonial government to revoke the act.
  • Currency Act: The act banned the prevalent paper currency of American Colonies. Only English currency was to be used for business transactions. 
  • Townshend Acts of 1767: Despite the repeal of the Stamp Act in 1766, the following year saw the enactment of a new law that introduced taxes on a range of imported items such as glass, paper, paint, lead, and tea. The acts also authorized the use of writs of assistance, which were general search warrants, allowing British officials to search colonial homes and businesses for smuggled goods without specific cause or evidence.

In 1770, due to mounting pressure and protests, the British government repealed most of the Townshend Acts’ taxes. However, they retained the tax on tea as a symbolic assertion of authority. 

It was not merely the burden of these new taxes introduced by Britain which aroused the colonists to revolt but it was also because they came in a period of economic difficulties and depression.


Reason: Economic Problems

The economic causes of the American Revolution weren’t only the burden of taxes. Following the expansion of credit to the American colonies by British merchants from 1745 to 1760, there was a slowdown in business activity during the 1760s due to the depression in Britain. With no credit coming, they started to see other aspects. 

  • Businessmen of the North were angry with the control over business exercised by England.
  • Planters of Southern States were burdened with debts of British moneylenders. They thought that by breaking relations with England, they could escape the payment of debts.
  • The middle class desired the establishment of economic, social & political democracy 

Reason: Ideas &  Principles

  • The American Colonists held dear ideas such as economic, social & political democracy in the colonies. On the other hand, England followed mercantilist policies and imposed many restrictions.  
  • Ruling bodies in colonies were marginal with the status of corporations. These were subordinate to the British Parliament. They couldn’t raise taxes, and when the British Parliament imposed new irrational taxes, people started to raise the slogan “No Taxation without Representation”.

Reason: Development of Intellectual Awareness

Educational Institutions

  • Pennsylvania was foremost in the field of education, where Quakers established educational institutions like University of Pennsylvania (established by Benjamin Franklin) and the Academy and College of Philadelphia
  • Harvard College was established in Cambridge city of Massachusetts 
  • William and Mary College was established in Virginia

These educational institutions raised the Intellectual awareness of people.

Benjamin Franklin and the American Philosophical Society

  • Benjamin Franklin, a prominent figure in the American colonies, founded the American Philosophical Society in 1743. This intellectual society served as a platform for the exchange of ideas, scientific research, and philosophical discussions.  

The Rise of Newspapers

  • The emergence of newspapers, such as the Boston News Letter in 1704, marked a significant development in the spread of information and ideas throughout the colonies. By the end of 1765, there were 25 different newspapers in circulation, enabling the dissemination of news, opinions, and political writings. 

Thomas Paine’s “Common Sense”

  • Published in January 1776, “Common Sense” by Thomas Paine was a pamphlet that argued for the complete independence of the American colonies from British rule. 

According to historian Daniel Boorstin, Two very different societies had formed on two sides of the Atlantic. There is an argument that ‘people ceased to understand each other across the two sides of the Atlantic .’ The sense of openness and opportunity which existed in America was very different from that of England.  


Immediate Cause

Lord North’s Tea Policy 

  • In 1770, Lord North, the newly appointed Prime Minister of England, eliminated taxes on various products, with the exception of tea. The decision to retain the tax on tea was a deliberate assertion of the British Parliament’s authority to, directly and indirectly tax the colonies.

Boston Massacre, 1770

  • The presence of British forces parading on the streets of Boston drew strong criticism from the Americans. In response to this criticism, the British forces became angry and opened fire on the crowd. The incident known as the Boston Massacre revealed the aggressive and authoritarian tendencies of the British government.

Boston Tea Party (1773)

  • Following the Boston Massacre, a group of approximately 100 protestors disguised as Native Americans boarded three tea-laden ships in Boston harbour and dumped 342 crates of tea into the sea. This significant event became known as the Boston Tea Party. In response to this, the British Parliament responded with harsh measures. General Gage was appointed as the Governor of Massachusetts, and British troops were dispatched to assert control over the colony.

Events of the War of Independence

American Revolution (World History Notes)

Suppressing Laws of Lord North or Intolerable Acts (1774)

The Boston Tea Party presented a challenge to the authority of the British Parliament. King George III and Lord North perceived this event as a direct challenge and responded by implementing five strict measures in an attempt to assert control.

  • Firstly, the port of Boston was placed under an embargo until the damages caused by the Boston Tea Party were paid, which resulted in severe economic hardship for the city of Boston.
  • Secondly, the appointment of Massachusetts advisors, previously elected by the colonists, was now done by the British Emperor, stripping the colonists of their influence in the selection process.
  • Thirdly, murder cases in the American colonies were transferred from American courts to courts in England, undermining the autonomy of the colonial legal system.
  • Fourthly, British forces were deployed in Massachusetts. 
  • Lastly, the British government awarded the territory between the Ohio & Mississippi rivers to Quebec, which angered the colonial governments of Virginia, New York and Pennsylvania. This unilateral assignment of land to Quebec contradicted the terms of their royal charters, leading to additional discontent among the colonial governments.

These measures were widely condemned in America as they were seen as infringements on colonial rights, autonomy, and self-governance. 


1st Intercontinental Conference of Congress or Philadelphia , 1774

  • Colonialists denounced the newly enacted repressive laws. Virginia and other colonies joined in this condemnation. The citizens of Virginia proposed a gathering of representatives from all colonies in Philadelphia, leading to the first Intercontinental Conference of Congress in September 1774. Representatives from all colonies, except Georgia attended the conference.
  • The primary objective of the conference was not to demand complete independence but rather to seek autonomy in internal affairs. However, as a measure of leverage, the decision to boycott British goods was also communicated. The colonies aimed to assert their rights and assert their ability to govern themselves in matters that did not involve direct interference from Britain.

War Starts

  • The war between the government and the public had started even before another conference of Congress could be convened. Gaize (British Governor General) learnt that at Concord (a village 18 km from Boston), rebels were collecting arms, and he sent troops to seize the weapons. 
  • On April 19, 1775, the British troops marched towards Concord. However, the colonial militias, consisting of thousands of volunteers, were already prepared to defend their rights and resist British authority. The clash between the British troops and the colonial militias occurred in the towns of Lexington and Concord. The British soldiers faced significant resistance and suffered losses.
  • These battles marked a significant turning point, as they demonstrated that armed resistance against British forces was not only possible but also carried the potential for success.

2nd Intercontinental Conference of Congress or Philadelphia Congress, 1775

  • Another intercontinental conference was convened in Philadelphia in May 1775, following the outbreak of hostilities between British forces and colonial militias in the Battles of Lexington and Concord. This intercontinental conference brought together representatives from the thirteen colonies to address the growing tensions with Britain and to discuss further courses of action. 
  • John Hancock – a rich businessman, presided over the conference meetings. Great leaders like Thomas Jefferson and Benjamin Franklin were also there. George Washington was appointed the Commander-in-Chief of America. Washington was a respected military leader from Virginia and had gained recognition for his role in the 7 Years’ War.
  • On July 4th, 1776, the 2nd Continental Congress took a monumental step by adopting the Declaration of Independence. Drafted primarily by Thomas Jefferson, the Declaration declared the thirteen colonies as independent states, no longer subject to British rule.

Battle of Saratoga, 1777

William Howe (British General ) achieved success in 1776 at the Battle of Bunker Hill, and Philadelphia fell. But in 1777, British General Burgoyan at Saratoga was defeated by Washington, and this defeat encouraged some of the European powers like France, Holland and Spain to launch a war against Britain. In Feb 1778, Compromise was reached between the colonies and France. 

  • Nobody would settle a peace pact individually with England. 
  • War would continue until American colonies achieved complete freedom. 

Battle of Yorktown, 1781

  • The participation of France and Spain with their marine force proved to be a turning point in the war. American and French armies became so superior that British Commander in Chief Lord Cornwallis surrendered on 19 Oct 1781 in Yorktown

Paris Pact of 1783

But France and Spain continued their war against England. At last War of American Independence ended in 1783 with Paris Pact.

  • England recognised the Independence of American Colonies. 
  • France obtained Saint Louisia & Tobago in West Indies and Senegal & Gouri in Africa. 
  • Spain got Florida & Isle of Minorica in the Mediterranean Sea. 
  • The boundary of America was demarcated along the Ohio River. 

Causes of Failure of English Forces 

The defeat of England was surprising because England was thought to be invincible after the 7 Years’ War; England had a vast Empire to keep its war machinery running; a large army, and well experienced Generals. On the contrary, George Washington had a small force and had never managed more than 4000 soldiers, and faced a shortage of food, weapons and cannons.

  • Planners of British war policy underestimated the strength of America & were overconfident in their power. Along with this, certain Whig leaders like Pitt, Burke and Charles Fox had sympathy with Americans. Many soldiers of the British army didn’t fight with a dashing spirit.
  • England was 3000 km away from America and found it hard to send provisions to the army in time.
  • Theatres of war were scattered over an area of 1000 km. Colonists were well acquainted with the geographical situation of the land.
  • George Washington’s competent & efficient leadership: People loved him because of his patriotism. He commanded his army with strict discipline but earned the complete loyalty of his companions by dealing with them with love. His leadership kindled deep faith in the minds of colonists. On the other hand, nothing could be expected of the army of European mercenaries fighting against them.
  • The open participation of France, Spain and Holland tilted the balance in favour of the colonies.
  • British forces lacked the skill to deal with guerrilla warfare, and the American war was fought on this strategy.

Was it Freedom Struggle or Revolution ?

It was an radical idea because

  • Undoubtedly, laws passed by British Parliament during 1760 aggravated public discontent. Similarly, the economic issues agitated the people. The colonies felt irritated that the English had the monopoly of marketing the crops of tobacco & tea as well as imposing taxes. But the economic burden alone wasn’t the last straw on the camel’s back. The incidence of taxes was normal & didn’t adversely affect the economy of colonies, but Americans were against the principle that was at the back of taxation & is reflected in the slogan ‘No Taxation without Representation’. The chief issue was the principle of taxation & the political ideology of Thomas Jefferson & John Adams which insisted that the supreme sovereignty should vest in independent American Legislative Assemblies and not in the British Parliament.
  • The US declared itself to be a republic and became the first country in the world without a monarchy.
  • It introduced the idea of equality before the law (‘All men are created equal’). It was a radical idea that nobility and clergy would not enjoy any special benefits.
  • The idea of Fundamental Rights was there in the Declaration of Independence. Later in 1791, the Bill of Rights was passed. It has radical ideas like ‘no deprivation of the right to property without due process of law’ etc.
  • The USA became the first country in the world to implement the ideas given by the Enlightenment thinkers.
  • It inspired the French Revolution. 
  • After the Revolution, the patriarchal control of men over their wives declined, the latter gaining the right to hold property separately, make contracts, and do business without their husbands. All the states except South Carolina introduced liberal laws on divorce. The American Revolution ended feudal forms of land tenure and supported a more enlightened attitude towards the family. 
  • The American Revolution was partly a reaction against the manipulation of offices and patronage by the Crown. Local officials like sheriffs, judges, militia offices and justices of the peace were dependent on royal favour in all the royal colonies except Virginia, more so than similar functionaries in Britain. The exit of several leading members of the old colonial society no doubt created space for what Jefferson called “the aristocracy of virtue and talent”. 

But there were some issues as well.

  • According to Franklin Jameson, American Revolution was ‘Of the Bourgeois, By the Bourgeois, For the Bourgeois’. It was basically a Bourgeois revolution, and common people had no place in it. Indeed, the nature of the Revolution wasn’t popular, and all sections didn’t join the Revolution on their own. The revolutionary army was led by gentlemen Farmer like George Washington. Common people were recruited as they were hired labour.
  • Men and women were not considered equal. The Declaration of American Independence announced that ‘all MEN are created equal.’ Women didn’t get the right to vote until the 1920s.
  • No propertied class didn’t get the right to vote until 1856.
  • Blacks and Native Americans didn’t get citizenship. Moreover, slavery continued in the USA even after American Revolution.
  • Expansion beyond the Appalachian mountains happened, and Indians lost their land. They were butchered in the process.

On the basis of the above analysis, we may agree with historians who say that the War of Independence was not only a struggle for Independence but a social change struggle against the special rights of traditional aristocracy in colonies.


Assam Issue (Internal Security)

Assam Issue (Internal Security)

This article deals with the ‘Assam Issue (Internal Security) .’ This is part of our series on ‘Internal Security’, an important pillar of the GS-3 syllabus. For more articles, you can click here.


Introduction

Assam is the land of Ahoms (also called Shans), who invaded and settled here in the 13th century. The land of the Ahoms thus came to be called Asama. Word Assam is the anglicised form of the word ‘Asama’.

The burnt of invasion was suffered by the original inhabitant tribes. Bodos form the most important group of this race.

Later, Ahoms were defeated by the Burmese, who entered through the eastern borders. Finally, in 1826, Assam became Britain’s protectorate under the Treaty of Yandabu, signed between Burma and Britain after the defeat of Burma in the Anglo-Burma Wars.

In Assam, there are two main issues wrt Assam. These include

  1. Migration of Outsiders in Assam
  2. Bodoland Issue

Issue 1: Migration of Outsiders in Assam

The first issue that we will deal wrt Assam is the issue of the migration of outsiders in Assam. This has led to agitations. The main insurgent organization involved with this issue is ULFA.


Migration of outsiders to Assam

Assam Issue (Internal Security)
  1. Britishers developed the tea industry in Assam. They imported labour from Bihar & other Indian provinces to work in tea gardens. 
  2. Assamese people living mainly in Upper Assam were not interested in expanding the cultivation in hitherto uncultivated land. Therefore, the British encouraged Bengali Muslim peasants from present Bangladesh to move into Lower Assam to put virgin land under cultivation. 
  3. Later during the 1971 crisis, a large number of Bangladeshi Muslims (and Hindus) came and settled in Assam. This pattern is going on even after that. 

As a result, the Assamese people started the Socio-political movement in 1979 to evict illegal Bangladeshis. It ended in the famous Assam Accords in 1985.


Reason for Migration from Bangladesh

  • Increasing pressure on land and mounting unemployment in Bangladesh due to rapid population increase. 
  • Bangladeshi Hindus migrate to Assam or other parts of India due to religious persecution in Bangladesh.
  • Large segments of Bangladesh’s population are uprooted by severe floods and cyclones which migrate to Assam (or other parts of India).
  • Porous India-Bangladesh border also facilitates this trend.
  • Economic conditions of India is relatively better than that of Bangladesh.

ULFA (United Liberation Front of Asom)

  • ULFA was formed in 1979 against the backdrop of the All Assam Student Union’s agitation against foreigners under the leadership of Arbinda Rajkhowa, Pradip Gogoi, Paresh Barua etc.
  • They aimed to create an Independent and Socialist Assam through arms struggle. It seeks to bring back the glorious times of the Ahom kingdom. ULFA claims that Assam was never a part of India as the Treaty of Yandabu was signed between two imperial powers (i.e. Burma and Assam) without the involvement of the Assamese people. 
  • It established a close relationship with organizations such as the NSCN of Nagaland and the Kachin Independence Army (KIA) of Myanmar to acquire arms and train recruits. ULFA has also established links with the ISI of Pakistan
  • It conducted several terrorist activities throughout the 1990s. Hence, it was declared a Terrorist Organisation under the Unlawful Activities (Prevention) Act (i.e. UAPA) in 1990.
  • Bangladesh has also helped cracking down on the ULFA rebels.
  • In 2009, India was successful in getting the chairman of ULFA into custody
  • In 2011, Tripartite Agreement was signed between the Union Government, the State of Assam and ULFA for the suspension of operations of ULFA. Currently, ULFA is divided into two factions – ULFA (PTF) and ULFA (ATF), i.e. Pro and Anti Talk Faction. ULFA (PTF) has suspended the operations and is engaged in peace talks. On the other hand, ULFA (ATF) is continuing its previous modus-operandi. 

Security Challenge

  • Agitations in which public property is damaged: Government failure to respond to illegal migration leads to the uproar by Assamese and damage of public property on a large scale. 
  • Illegal Voters: Most illegal Bangladeshis have their names enlisted in the voting list, thereby claiming themselves as state citizens. The immigrant population acts as a vote bank for the political parties in Assam.  
  • Issue of terrorism: Pakistan’s ISI has been active in Bangladesh, supporting militant movements in Assam. Among the illegal migrants, there are also militants.

Way Out

  • Diplomatic Effort: India has to make a diplomatic effort to get Bangladesh to cooperate, as illegal migration cannot be solved unless sending country cooperates.  
  • Better Border Management: Fencing, construction of border roads and proper border management will make a difference
  • Bar from voting rights: Illegal migrants should not be allowed to vote, which will diminish their ability to influence government decisions by being a political force.

Issue 2: Bodoland Issue

  • Bodoland is a state demanded by a tribal community called Bodos in Assam, comprising 5%-6% of the state’s population.
  • National Democratic Front of Bodoland (NDFB), an ethnic insurgent organization, has been leading the charge in demand for a separate state.
  • Reasons for the demand for Bodoland include 
    • Massive Illegal Immigration from Bangladesh and their inclusion in the voter’s list has turned Bodos into a minority in their land
    • Failure of The Bodo Territorial Council (BTC) due to weak administrative institutions and divisive politics

NDFB

  • National Democratic Front of Bodoland (NDFB) was established as Bodo Security Force in 1986 and was later rechristened as NDFB in 1994.
  • They want a sovereign state of Bodoland in the areas lying North of the Brahmaputra river in Assam.
  • NDFB though claim to represent the Bodo people, in reality represent the Christian minority and not the indigenous Bodos.
  • It has training camps in south Bhutan, and the Indian Security Forces, with the help of Bhutan, has launched operations to destroy these training camps.

Other Insurgent Groups active in Assam

  1. Hmar People’s Convention  (for the creation of the Hmar state consisting of Hmar’s living in Mizoram, Assam and Manipur)
  2. United Liberation Front of Barak Valley
  3. Karbi People’s Front
  4. Kamtapur Liberation Organisation (KLO)
  5. Muslim United Liberation Tigers of Assam (MULTA)
  6. Black Widow

Deontological Ethics (UPSC Notes)

Deontological Ethics (UPSC Notes)

This article deals with the topic titled ‘Deontological Ethics (UPSC Notes).’ This is part of our series on ‘Ethics’. For more articles, you can click here.


What is Deontological Ethics?

Deontological Ethics
  • Deontological Ethics is also known as Kantian Ethics or Duty-Based Ethics.
  • Under Deontological Ethics, right & wrong is determined based on the MEANS  & the end result is immaterial here. 
  • Deontological ethics holds that individuals have certain moral duties and obligations, even if it produces a bad result. These duties include “do not lie,” “do not steal,” or “do not harm others.” So, for example, the philosopher Kant opined that it would be wrong to lie to save a friend from a murderer. 
  • According to Kant, the Dignity of every individual is an important value & it should be used as a criterion for judging right & wrong. He argued, “Every individual should be treated as an end in himself & shouldn’t be treated as means to some end.”  
  • The intention is also crucial in Deontological Ethics. It is seen whether an act is carried out with good or bad intentions. If good work is done with bad intentions, then actions are unethical.  
  • Instances where human beings are treated as means to some other ends are
    • Surrogacy  
    • Clinical Trials
    • Consumerism (MNCs use common people as a means to maximize their profits)  
  • Mahatma Gandhi, too, has emphasized a lot on means as an ethical aspect. According to Gandhi, means should be equally pious & moral as that of the end. 
  • The Hindu philosophy of Nishkama Karma that argues for doing one’s duties without expectation of fruit is in line with Deontological Ethics /Duty Based Ethics. 
  • Deontological or duty-based ethics motivates work, even when the result is uncertain or far away. e.g. Lord Krishna advised Arjun to fight in the war against the Kauravs.


Critiques of Deontological Ethics

  1. Lack of Consideration for Consequences: Deontological ethics neglect the importance of consequences of actions. Hence, it fails to address situations where a morally right action could lead to negative outcomes or where morally wrong actions could result in positive consequences.
  2. Conflict of Moral Rules: Deontological ethics may encounter challenges when moral rules or duties come into conflict with one another. 
  3. Lack of Flexibility: Deontological ethics is criticized for its rigid adherence to moral rules, which may not account for the complexities and nuances of real-life situations.


Kant

Immanuel Kant was a renowned German philosopher who significantly contributed to various fields, including metaphysics, epistemology, and ethics.


Categorical Imperative

Immanuel Kant's Ethical Theory

Kant lays down the following rules of conduct to make the moral law i. e. the Categorical Imperative more definite

  1. Act only on that principle which can be a Universal Law: Kant says that one should act in such a way as you could wish that everyone else should act in the same way. For example  
    • Breaking promises: The act is wrong because it cannot be universalized. If everyone breaks a promise, no one can make any promise. 
    • Suicide: If everyone commits suicide in despair, no one would be left to commit suicide. 
    • Theft: Theft is wrong because if everyone else resorts to such activity, it will create chaos. 
  2. Do not use any person, including yourself, as only means: This maxim holds that a person should be treated as an end in itself and not as a means to some ends. Man is essentially a rational being, and the rational nature is an end and has absolute value.  
  3. Act as a Lawmaker of the Kingdom of Ends (Autonomy of Morality): Everyone in this kingdom is sovereign (i.e. imposes moral law upon himself) and subject (i.e. he obeys the moral law imposed by himself) at the same time. 

Complete Good: Virtue & Happiness

  • Kant believes that virtue is the supreme good but not the complete good. 
  • The complete good consists of the association of virtue with happiness
  • Virtue depends upon goodwill within our control. Happiness depends upon external circumstances which are beyond our control. Virtue does not include happiness, nor does happiness include virtue. The harmony of virtue and happiness is brought about by God. 

Leadership

A leader should

  • Cultivate autonomy and self-determination in themself and in followers
  • “Act as if one were a member of an ideal kingdom of ends in which one was subject and sovereign simultaneously.”

Consequential Ethics (UPSC Notes)

Last Updated: June 2023 (Consequential Ethics (UPSC Notes))

Consequential Ethics (UPSC Notes)

This article deals with the topic titled ‘Consequential Ethics (UPSC Notes).’ This is part of our series on ‘Ethics’. For more articles, you can click here.


What is Consequential or Teleological Ethics?

  • Consequential Ethics focuses on the “End/Outcome/Consequences” of action to check their morality. It is also known as teleological ethics (from ancient Greek telos, “end”; logos, “reason”)
  • Under this category, the philosophy of various philosophers can be characterized. E.g., Bentham‘s Utilitarianism, John Stuart Mill (1806–73), and Henry Sidgwick (1838– 1900), with its formula the “greatest happiness [pleasure] of the greatest number.”
  • Teleological ethics focuses on the idea that the ends justify the means. Hence, by using this theory, even robbing a bank can be justified if it is used for charity (hence promoting Social Banditry and Robinhood Methods).
  • Additionally, it may lead to overlooking the rights and interests of minority groups or individuals.


Epicurus

  • Epicurus was an ancient Greek philosopher known for his philosophy called Epicureanism. 
  • According to Epicurus, pleasure is the end (telos) of life. By pleasure, Epicurus meant the lack of pain.
  • But Epicurus distinguished between higher and lower pleasures (an influence on J.S. Mill), and the main emphasis was on Higher Pleasures.
    • Higher or Katastematic pleasures: pleasures of the mind
    • Lower or Kinetic Pleasures: pleasures of food, drink and sex.
  • Epicurus considered ataraxia, or tranquillity of the soul, as a central component of a happy and fulfilled life. He believed that by eliminating physical and mental disturbances and achieving a state of inner calm, individuals could experience lasting pleasure and serenity.
  • Epicurus advocated for a simple and modest lifestyle. He believed that excessive desires and material possessions create unnecessary sources of worry and unrest. 
  • Epicurus proposed a hedonistic calculus, which involves evaluating actions based on their long-term consequences. He argued that some pleasures may lead to greater pain in the long run, while some temporary discomforts may result in greater pleasure and overall well-being. The broader and long-term impact of choices should be considered.


Machiavelli

Machiavelli was an Italian Renaissance philosopher, is known for his work “The Prince,” Machiavelli’s ethical philosophy, known as Machiavellianism, is characterized by a pragmatic and realistic approach to politics and power.

The main principles of Machiavellian Ethics include 

Machiavellian Ethics
  1. Amorality of Politics: The ends of maintaining power and stability justify the means employed by rulers, even if those means are morally questionable.
  2. Rulers should act in their own self-interest and take whatever measures are necessary to secure and consolidate their rule. 
  3. Concept of Virtù: Machiavelli introduced the concept of virtù, which he defined as the strength, skill, and capacity for action exhibited by successful rulers. Virtù involves the ability to adapt, make bold decisions, and effectively navigate the complexities of politics. It is a quality valued by Machiavelli for political leaders rather than traditional notions of moral virtue.

Jeremy Bentham’s Utilitarianism

Consequential Ethics (UPSC Notes)
  • Jeremy Bentham was the propounder of the theory named Gross Hedonism. According to Bentham’s version of Utilitarianism, 
    1. Nature has placed humankind under the governance of two Sovereign Masters viz Pleasure and Pain. Anything that increases pleasure & reduces pain has utility and brings a sense of happiness.
    2. The criteria to judge righteousness and wrongness of any action is ‘Greatest Happiness of Greatest Number
  • Bentham’s happiness is more materialistic in nature. Bentham believed that all pleasures are alike. The pleasures do not have qualitative differences but only quantitative differences. Bentham argued that with the quantity of pleasure remaining the same, pushpin (a game) is as good as poetry. 
  • It is a Consequentialist approach because we will disregard what we will do to achieve that goal and look into the merits of the end goal only, and that too in terms of the number of people getting happiness out of it. E.g., A lynch mob kills a person believing he committed a crime.
    • In this, 100 people are getting pleasure, and 1 person who is killed/lynched is getting pain. 
    • According to Utilitarian thought, this action will be seen as ethical.
    • Hence, Classical Utilitarianism is also called Social Hedonism.

Merits of Bentham’s Utilitarianism

  • It is a democratic way of decision-making.  

Demerits Bentham’s Utilitarianism

  • Minority voice is not considered. It is concerned with benefits to the majority.
  • Progressive voices are crushed, and orthodox views are legitimized. E.g. According to this theory, Raja Ram Mohan Roy was doing an unethical action by championing the cause of the abolition of Sati because most of the people were in favour of the practice.
  • Utilitarianism fails to adequately account for individual rights and justice.
  • Happiness, in many cases, cannot be quantified as it is not measurable. Thus it is often challenging to apply the test of happiness.
  • Bentham’s Utilitarianism tends to prioritize short-term happiness and pleasure without giving sufficient consideration to long-term consequences or the potential for unforeseen harm.

John Stuart Mill’s Refined Utilitarianism

John Stuart Mill also believed in the ‘Greatest Happiness of the Greatest Number (GHGN)’, but to correct the anomalies of Bentham’s theory, he applied some conditions. 

These conditions were

John Stuart Mill's Refined Utilitarianism
  • Mill was also concerned with protecting individual rights and promoting individual liberty. The liberty of every individual is important, and liberty can’t be negotiated (if making a dam will help 1000 families, and we have to uproot 20 tribal families, this theory says that although in this case, too, GHGN is important. But the liberty of 20 families to decide whether they want to be uprooted or not is more important. Government should go for negotiation with these 20 families and give them a deal that they vacate the area on their own without coercion) 
  • Happiness differs in quality and not just in quantity.: Mill argued that not all pleasures are of equal value. He distinguished between higher pleasures, which involve the faculties of the mind (such as intellectual pursuits and moral contemplation), and lower pleasures, which are more sensory or physical in nature. The theory says, “it is better to be a human being dissatisfied than a pig satisfied; better to be Socrates dissatisfied than a fool satisfied.” 
  • Rule Utilitarianism: While Bentham’s Utilitarianism focused on evaluating individual actions, Mill introduced the idea of rule utilitarianism. It suggests that instead of assessing each individual action based on its specific consequences, we should follow general rules or principles that, in the long run, tend to produce the greatest overall happiness. Such rules can serve as useful heuristics for guiding ethical behaviour. For example, let’s consider the rule “Do not steal.” Rule utilitarianism would argue that this rule is generally beneficial because it promotes trust, security, and overall happiness in society. Even if there may be instances where stealing could lead to some short-term happiness, following the rule consistently brings about greater happiness in the long term.

Hedonism

  • Hedonism believes in maximizing one’s own pleasure/happiness.
  • According to hedonism, pleasure is the highest good, and actions should be judged based on their ability to produce pleasure or happiness. Pleasurable experiences can vary from person to person, but they generally include things like eating delicious food, spending time with loved ones, engaging in enjoyable activities, and experiencing physical or emotional sensations that bring joy.
  • Charvaka School of Philosophy of Indian thought propounds it. (‘Rather a pigeon today than a peacock tomorrow’ or ‘A bird in the hand is worth two in the bush.’)

Merits of Hedonism

  • Promotes consumerism: It can give a boost to the economy & can help in employment generation. 

Demerits of Hedonism

  • Hedonism justifies drug abuse because it gives pleasure.
  • Hedonism oversimplifies moral decision-making and neglects other important values, such as justice, fairness, and the well-being of others.

Egoism

  • Egoism propounds maximizing one’s own self-interest (not happiness)
  • It is different from hedonism. For example, in hedonism, eating whatever gives a person maximum pleasure is acceptable. But in egoism, a person aiming to become a fashion model should follow a strict diet plan to remain in proper shape and deny the pleasure of good food.
  • Now the question arises, is maximizing one’s own self-interest bad? The answer to this is given by Ayn Rand’s Theory of Ethical Egoism.

Ayn Rand’s Philosophy

Ayn Rand's Ethical Egoism

Ethical Egoism: Selfishness is a Virtue

  • According to ethical egoism, individuals have a moral obligation to prioritize their own self-interest.
  • Rand speaks about three modes of living. They are:
    • Plant model: Plants don’t have to move to get their life-supporting elements. They get them from the soil in which they grow. 
    • Animal model: Animals and birds have to seek their food and water. Even the lion, the king of the jungle, has to seek his food. 
    • Human model: Man does not merely seek food. He has to do productive work. For that purpose, he has to choose actions. He has to think. He has to seek knowledge. He needs knowledge in order to live. 
  • Hence, she argued selfishness is a virtue. According to Rand, Selfishness means the pursuit of one’s rational self-interest. Concern with one’s own interests is not evil. ‘Selfishness’ is also not to be identified with evil.
  • At the same time, Rand was opposed to Altruistic Morality. Altruism orders man to sacrifice one’s interest for the good of others.

Voluntary Cooperation

  • While ethical egoism emphasizes the pursuit of self-interest, it acknowledges the value of voluntary cooperation with others. It recognizes that mutually beneficial interactions can contribute to individual well-being and encourages individuals to engage in relationships and interactions that are beneficial to their self-interest.

Individual Rights and Capitalism

  • Ayn Rand’s ethical egoism is closely tied to her political philosophy of laissez-faire capitalism and the protection of individual rights. She argued that individuals have a right to their own lives, liberty, and the pursuit of their own happiness. In her view, a society that respects individual rights and allows individuals to freely pursue their self-interest benefits everyone.

Critiques of Ethical Egoism

  • Lack of Consideration for Others: Critics argue that ethical egoism places excessive focus on self-interest and neglects the importance of altruism and concern for the well-being of others.
  • Inconsistency with Moral Intuitions: Ethical egoism is often seen as contradicting widely accepted moral intuitions, such as the duty to help others in need or the responsibility to contribute to the greater good
  • Conflict of Interests: Ethical egoism can create conflicts of interest when individuals pursue their own self-interest without consideration for the interests of others.

Virtue Ethics (UPSC Notes)

Last Updated: June 2023 (Virtue Ethics (UPSC Notes))

Virtue Ethics (UPSC Notes)

This article deals with the topic titled ‘Virtue Ethics (UPSC Notes).’ This is part of our series on ‘Ethics’. For more articles, you can click here.


What is Virtue Ethics?

  • Virtue Ethics focuses on a person’s virtues (qualities/values) rather than his conduct or actions.  
  • It focuses more on the person than the action, assuming that if a person has good values, he will do good deeds. 
  • For Civil Servants, Virtue Ethics are very important. Civil Servants must be a man of great virtues because 
    • If a civil servant is a virtuous man, he will command the respect of people, and people will accept him easily.
    • All decisions taken by him will be influenced by his values, and values don’t change overnight. 


Socrates

Virtue Ethics (UPSC Notes)
  • Socrates (469/470 BCE – 399 BCE), considered one of the founders of Western philosophy, was a Classical Greek philosopher. 
  • Socrates is famous for his Socratic method of questioning, a technique which uses a series of questions to lead to a deeper understanding of the subject. 
  • It should be noted that Socrates hasn’t written any book, and his work and philosophy are known through the writings of Xenophon and Plato, who were his students. 
  • He believed in the pursuit of knowledge and the idea that wisdom comes from understanding one’s own ignorance. According to Socrates, seeking knowledge and living a virtuous life is the ultimate goal of life. 

Sophists vs Socrates

The Sophists were a group of travelling teachers and intellectuals in ancient Greece who offered their services as educators, tutors, and consultants. They were known for their clever and persuasive arguments. But sophists were controversial figures in their time, as they were often seen as mercenary and opportunistic, and their teachings were criticized for their relativistic approach to morality and truth.

The main issue between the Sophists and Socrates was a philosophical disagreement about the nature of truth and knowledge. The Sophists believed that truth was relative and could be shaped to suit one’s needs or beliefs. On the other hand, Socrates believed in the existence of objective truth and held that the pursuit of wisdom and knowledge was the most important aspect of human life. He also criticized the Sophists’ focus on rhetoric and argumentation over truth and wisdom, which led to a strained relationship between the two groups.


Murder of Socrates

Socrates and the Greek state were in conflict due to Socrates’ beliefs and teachings. Socrates was a philosopher who believed in objective truth and virtue, and he taught his students to question authority to seek knowledge. This challenged the beliefs and values of the Greek state, which relied on tradition, religion, and the rule of law to maintain order. The Greek state viewed Socrates as a threat to the established order and charged him with impiety and corrupting the youth. He was sentenced to death. But he refused to abandon his beliefs and was executed by drinking hemlock.

This conflict between Socrates and the Greek state reflects the larger tension between the individual and the state, between reason and tradition, and between free speech and censorship.  


Socratic Method of Questioning

The Socratic method of questioning is a method of teaching and learning through a dialogue between teacher and student. This method was developed by the ancient Greek philosopher Socrates and is based on the idea that the best way to learn is by questioning and examining one’s own beliefs and assumptions.

In the Socratic method, the teacher asks questions to help the student uncover the truth and arrive at a deeper understanding. The questions are designed to encourage critical thinking and to challenge the student’s assumptions and beliefs. The teacher does not provide answers but instead guides the students to find the answers themselves.

The Socratic method is often used in philosophy, law, and ethics classes, but it can be applied to any subject. It is a powerful tool for learning because it forces the student to think deeply about the subject matter and to understand the underlying principles and reasoning.


Virtue is Knowledge

  • Socrates believed that ignorance was the root cause of immorality or vice. In his view, if individuals possessed complete knowledge or understanding of what is morally right, they would naturally act accordingly. 
  • For Socrates, knowledge was not limited to factual information or expertise in a specific field. He focused on moral and ethical knowledge—the understanding of what is truly good and how to live a virtuous life.

Know Thyself

  • Socrates believed that self-knowledge was fundamental to leading a meaningful and virtuous life. 
  • Socrates encouraged individuals to engage in introspection and examine their own thoughts, beliefs, and actions to identify their strengths, weaknesses, biases, and limitations.
  • Socrates recognized that people often deceive themselves or remain ignorant about their own flaws and shortcomings. He said, “The unexamined life is not worth living.”

The Only Thing I know is that I know Nothing

Socrates advocated for intellectual humility, which involves recognizing the extent of our ignorance and being open to the possibility of being wrong. He saw intellectual arrogance and overconfidence as obstacles to genuine learning and understanding. By acknowledging that we know nothing, we adopt a mindset of humility that allows us to be receptive to new knowledge.


Importance of Socrates Teachings in Times Day

While Socrates’ teachings may not have been directly emphasized in India’s intellectual history, their universal principles resonate across cultures and have the potential to contribute to the intellectual and ethical development of individuals in present-day India. 

  • Critical Thinking: Socratic principles can encourage individuals to challenge dogmas, traditions, and societal norms, leading to personal growth and intellectual advancement.
  • Pursuit of Knowledge: Socratic principles can inspire individuals to embrace intellectual humility and a never-ending quest for knowledge.
  • Socratic Method: The Socratic method, a dialectical approach to questioning and examining ideas, is well suited for India, a country known for its diverse opinions and perspectives. The Socratic method can facilitate meaningful conversations, foster empathy, and bridge ideological divides.

Plato

  • Plato (427-347 BC), a student of Socrates and the teacher of Aristotle, expressed his philosophical ideas through dialogues, in which he used conversations between characters to explore various philosophical concepts.
  • He wrote a book named ‘Republic.’  

Plato’s Cardinal Virtues

Plato's Cardinal Virtues

He gave four cardinal virtues of a “good man.”

  1. Wisdom: Wisdom refers to the pursuit of knowledge, understanding, and insight. It enables individuals to make sound judgments and decisions based on reason and a deep understanding of reality.
  2. Courage: Courage entails the ability to face fear, danger, or adversity with bravery and resolve. It is not mere recklessness or fearlessness but rather the strength of character to act according to one’s convictions and face challenges even when difficult or intimidating.  
  3. Temperance: Temperance refers to self-control and finding the right balance in one’s actions and desires. It involves restraining excessive behaviour and avoiding extremes, finding harmony and equilibrium in one’s thoughts, emotions, and actions.  
  4. Justice: Justice is the most central virtue in Plato’s philosophy. It involves fairness, righteousness, and the pursuit of what is just and equitable. Plato viewed justice as the fundamental virtue that governs the harmonious functioning of society and the individual. 

Four virtues are cardinal because they are fundamental virtues. Other virtues depend upon them and are, therefore, subordinate to cardinal virtues.


Division of Society into Three Classes

Plato proposed a division of society into three classes in his influential work, “The Republic.” According to Plato, this division was based on the principle of specialization and aimed to create a just and harmonious society.  

1. Guardians

  • Guardians constitute the class of Rulers.     
  • Wisdom is their principal virtue.
  • They are responsible for governing and making decisions for the entire community. They are philosophers and possess wisdom, knowledge, and a deep understanding of the forms and the nature of the good. Plato believed that only those who have undergone rigorous philosophical education and training can become competent rulers.

2. Auxiliaries

  • They support the guardians, execute the laws made by the enlightened rulers or philosopher kings and protect the society from internal disorder and external attack. 
  • Courage is their principal virtue.

3. Civilians

  • Civilians consist of producers, such as farmers, blacksmiths, fishermen, traders, carpenters, etc.  
  • Temperance is their main virtue. 
  • Plato considered them as the productive class, providing the necessary goods and services for society’s functioning. The producers were expected to be hardworking, obedient, and focused on their respective tasks.

Justice

  • Central to Plato’s ethical philosophy is the concept of Justice. In “Republic,” he presents his ideal city-state, where Justice is the harmony and balance between three distinct classes: the rulers, the guardians, and the producers. Each class has its own function, and Justice is achieved when each class fulfils its role harmoniously without encroaching upon the responsibilities of others.
  • Additionally, Justice is the highest virtue because it helps maintain societal stability. 
  • Hence, Plato’s Theory of Justice is similar to the Swadharma of Gita. It states that every man should do the job according to his natural inclination. Interference in others’ affairs is not only against the requirement of Justice but also causes chaos.  

Just Person and Tripartite Nature of the Human Soul

  • Plato discussed the tripartite nature of the human soul in his work. He identified three parts: reason (the rational part), spirit (the emotional and spirited part), and appetite (the desires and appetites). According to Plato, a just person is one in which reason rules over spirit and appetite, ensuring a harmonious and balanced soul.

Importance of Plato’s Teachings in Present Times

  • Philosopher-Kings and Good Governance: Plato’s concept of philosopher-kings, individuals who possess wisdom and virtue, has implications for governance in India. If PM and CM act like the Philosopher King of Plato, their actions can be more effective and moral.
  • Plato gave the 4 most important virtues, i.e. Wisdom, Courage, Temperance and Justice, which can help make officers who can serve the public well. 
  • His ideas about the human soul are almost similar to the philosophy of Bhagavad Gita, which speaks about Satguna, Rajsik guna and Tamsik guna. Dr Sarvapali Radhakrishnan has called it to be the merger of Western and Indian philosophy.
  • In India, where social justice remains a significant challenge, Plato’s teachings can inspire individuals to strive for a just society, addressing issues such as caste discrimination, gender inequality, and poverty.

Aristotle

The main work of Aristotle is the book named Nicomachean Ethics.


Virtue and Vice

  • According to Aristotle, virtues are character traits that enable individuals to act in ways that promote their own well-being and contribute to the flourishing of the community. Examples of virtues include courage, temperance, generosity, honesty, and justice.
  • Vices, on the other hand, are the opposite of virtues and hinder the attainment of well-being.

Golden Mean is a Virtue

Aristotle's Philosophy
  • He proposed that the “Golden Mean is a virtue.” 
  • The golden mean refers to the idea that virtues lie between extremes or vices. Each virtue represents a balance between two vices—one of excess and one of deficiency. Virtue is considered the desirable midpoint between these extremes.
  • E.g., 
    1. Courage as Virtue: The excess of courage would be recklessness, while the deficiency of courage would be cowardice. Courage, as a virtue, lies between these two extremes, striking a balance between them. 
    2. Excessive indulgence is as much a vice as the excessive repression of desires. Self-control, therefore, is a virtue
  • The Buddhist philosophy of “Madhyama-pratipad” proposes the same ‘middle way’.

Meaning of the Virtue of Justice

  • Aristotle extended the meaning of the virtue of justice. He considered justice as the supreme virtue. 
  • According to Aristotle, Justice has two forms. 
    • Distributive Justice consists of the equitable distribution of wealth and honours.  
    • Remedial justice consists of fair transactions among the members of the community.

Theory of Willed Action 

Aristotle discussed where the Ethicality of Human Action could be gauged to decide whether the action was good or bad. Right and wrong can be judged only when

  • Action should be done voluntarily, i.e. no compulsion: E.g., Bribing Civil Servants at gunpoint. 
  • There must be some human knowledge of the consequences of that action. 
  • There should be a presence of different choices. 

Importance of Aristotle’s Teachings in Present Times

  • He elaborated on the ideas of Plato and Socrates, making them more pragmatic.
  • Middle Path can help in containing materialism. Middle Class needs to follow this idea to live a happy life.
  • Judges still use his Willed Action Theory to decide whether the morality of particular action can be judged.
  • Aristotle’s understanding of justice, encompassing distributive and corrective justice, is relevant to the pursuit of social equity in India. India faces challenges such as income inequality, caste discrimination, and gender disparities.

Criticism of Virtue Ethics

  • Cultural Relativism: Different people, cultures, and societies often have vastly different opinions on what constitutes a virtue. 
  • Lack of Action Guidance: Unlike consequentialist or deontological theories, which offer specific rules or principles to follow, the lack of specific guidance in virtue ethics can make it challenging to determine the right course of action in complex moral dilemmas.
  • Lack of Moral Conflicts Resolution: Virtue ethics does not provide a clear framework for resolving conflicts between virtues. In situations where virtues come into tension with each other, it may be difficult to determine which virtue should take precedence. 
  • Individual Focus: Virtue ethics primarily focuses on the moral character of individuals rather than addressing broader societal issues or systemic injustices.  
  • Limited Applicability to Non-Human Entities: Virtue ethics is often criticized for its anthropocentric nature, primarily focusing on virtues and moral character within the human context. This raises concerns about its applicability to moral considerations involving non-human entities, such as animals or the environment.